Securities and Exchange Commission v. Charles C. Liu et al
| Securities and Exchange Commission |
| Beverly Proton Center LLC, Charles C. Liu, Pacific Proton EB 5 Fund LLC, Pacific Proton Therapy Regional Center LLC and Xin Wang |
| Michael Grassmueck |
| 8:2016cv00974 |
| May 26, 2016 |
| US District Court for the Central District of California |
| Cormac J. Carney |
| Alicia G. Rosenberg |
| Securities/Commodities |
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Available Case Documents
The following documents for this case are available for you to view or download:
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Filing
336
FINAL JUDGMENT AS TO DEFENDANT CHARLES C. LIU AND XIN a/k/a LISA WANG by Judge Cormac J. Carney. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendants Liu and Wang are jointly and severally liable for disgorgement of $20,871,758 .81, representing net profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $70,713.06, that Defendant Liu is further liable for a civil penalty in the amount of $6 ,714,580 pursuant to Section 20(d)(2)(C) of the Securities Act, and that Defendant Wang is further liable for a civil penalty in the amount of $1,538,000 pursuant to Section 20(d)(2)(C) of the Securities Act. Defendants Liu and Wang shall sati sfy their disgorgement obligation by paying $20,942,471.87, Defendant Liu satisfy his penalty obligation by paying $6,714,580, and Defendant Wang shall satisfy her penalty obligation by paying $1,538,000, all to the Securities and Exchange Commission and all within 30 days after entry of this Final Judgment. (MD JS-6, Case Terminated). (iv)
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Filing
298
PRELIMINARY INJUNCTION by Judge Cormac J. Carney. The Court, having now considered the SEC's instant Motion, the supporting Memorandum of Points and Authorities, the supporting declarations and exhibits of the parties; and the filings and records in this action, issues and enters a further Preliminary Injunction. (See order for specifics). (et)
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Filing
277
FINAL JUDGMENT AS TO DEFENDANTS PACIFIC PROTON THERAPY REGIONAL CENTER, LLC; PACIFIC PROTON EB-5 FUND, LLC; and BEVERLY PROTON CENTER, LLC f/k/a LOS ANGELES COUNTY PROTON THERAPY, LLC by Judge Cormac J. Carney. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that: defendant Pacific Proton Therapy Regional Center, LLC is liable for disgorgement of $2,255,701.00; together with prejudgment interest thereon in the amount of $7,519.00; defendant Pacific Proton EB-5 Fund, LLC is liable for disgorgement of $24,712,217.00; together with prejudgment interest thereon in the amount of $82,374.06. See document for further information. (twdb)
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Filing
240
MINUTES (IN CHAMBERS) ORDER DIRECTING PLAINTIFF TO SHOW CAUSE WITHIN FOURTEEN DAYS WHY THIS CASE SHOULD NOT BE DISMISSED WITHOUT PREJUDICE by Judge Cormac J. Carney. In light of these developments fulfilling the SEC's Prayer for Relief in substa ntial part, the Court ORDERS Plaintiff to SHOW CAUSE within fourteen days why the preliminary injunction should not be converted into a permanent injunction as to the Corporate Defendants, why the receivership should not be dissolved, and why this case should not be dismissed without prejudice. (see document for details). (dro)
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Filing
196
ORDER DIRECTING DEFENDANTS LIU AND WANG TO SHOW CAUSE WHY THEY SHOULD NOT BE HELD IN CIVIL CONTEMPT by Judge Cormac J. Carney. Liu and Wang are hereby ORDERED to APPEAR at 1:30 p.m. in Courtroom 9B on February 6, 2017, to SHOW CAUSE, if there be a ny, why they should not be held in civil contempt. Any declarations, affidavits, points and authorities, or other submissions in opposition to contempt shall be filed by Liu and Wang no later than 5:00 p.m. on January 16, 2017. Any reply papers shall be filed by the Securities and Exchange Commission no later than 5:00 p.m. on January 30, 2017. (see document for details). (dro)
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Filing
77
PRELIMINARY INJUNCTION Against All Defendants by Judge Cormac J. Carney. IT IS SO ORDERED, this date of July 11, 2016 at 11:00 a.m, Pacific Standard Time. (see document for details). (dro)
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