Securities and Exchange Commission v. Dale Scott Pearlman
| Securities and Exchange Commission |
| Dale Scott Pearlman |
| 8:2019cv02108 |
| November 4, 2019 |
| US District Court for the Central District of California |
| David O Carter |
| Autumn D Spaeth |
| Securities/Commodities |
| None |
Docket Report
RSS Track this Docket
This docket was last retrieved on November 12, 2019. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 15 FINAL JUDGMENT AS TO DEFENDANTDALE SCOTT PEARLMAN #13 . (SEE JUDGMENT FOR FINAL DETAILS) (yl) |
| Filing 14 AMENDED DOCUMENT filed by Plaintiff Securities and Exchange Commission. Amendment to Stipulation for Judgment #12 CORRECTED FINAL JUDGMENT as to DEFENDANT DALE SCOTT PEARLMAN (Whipple, David) |
| Filing 13 FINAL JUDGMENT as to Defendant Dale Scott Pearlman by Judge David O. Carter, in favor of Securities and Exchange Commission against Dale Scott Pearlman. Defendant is liable for disgorgement of $115,000.00; Prejudgment interest $13,392.99; Civil penalty $50,000.00. SEE DOCUMENT FOR FURTHER INFORMATION. Related to: Stipulation for Judgment #12 . MD JS-6, Case Terminated. (twdb) |
| Filing 12 STIPULATION for Judgment as to DEFENDANT DALE SCOTT PEARLMAN filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order)(Whipple, David) |
Filing 11
ORDER by Judge David O. Carter: Granting #5 Non-Resident Attorney Amy J. Oliver APPLICATION to Appear Pro Hac Vice on behalf of United States Securities and Exchange Commission Plaintiff, designating Amy J. Longo as local counsel. (twdb)
|
|
Filing 10
ORDER by Judge David O. Carter: Granting #4 Non-Resident Attorney Daivd D. Whipple APPLICATION to Appear Pro Hac Vice on behalf of United States Securities and Exchange Commission Plaintiff, designating Amy J. Longo as local counsel. (twdb)
|
|
Filing 9
INITIAL STANDING ORDER FOLLOWING ASSIGNMENT OF CIVIL CASE TO JUDGE CARTER upon filing of the complaint by Judge David O. Carter. (dgo)
|
| Filing 8 21 DAY Summons issued re Complaint #1 as to defendant Dale Scott Pearlman. (esa) |
| Filing 7 NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (esa) |
| Filing 6 NOTICE OF ASSIGNMENT to District Judge David O. Carter and Magistrate Judge Autumn D. Spaeth. (esa) |
| Filing 5 APPLICATION of Non-Resident Attorney Amy J. Oliver to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Longo, Amy) |
| Filing 4 APPLICATION of Non-Resident Attorney David D. Whipple to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Longo, Amy) |
| Filing 3 Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) #1 filed by Plaintiff Securities and Exchange Commission. (Longo, Amy) |
| Filing 2 CIVIL COVER SHEET filed by Plaintiff Securities and Exchange Commission. (Longo, Amy) |
| Filing 1 COMPLAINT No Fee Required - US Government, filed by Plaintiff Securities and Exchange Commission. (Attorney Amy J Longo added to party Securities and Exchange Commission(pty:pla))(Longo, Amy) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the California Central District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
| Search for this case: Securities and Exchange Commission v. Dale Scott Pearlman | |
|---|---|
| Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
| Search Web | [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ] |
| Defendant: Dale Scott Pearlman | |
| Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
| Search Finance | [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ] |
| Search Web | [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ] |
| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Amy J Longo |
| Represented By: | Amy J Oliver |
| Represented By: | David D Whipple |
| Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
| Search Finance | [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ] |
| Search Web | [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ] |
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
