U.S. Securities and Exchange Commission v. C3 International, Inc. et al
Plaintiff: U.S. Securities and Exchange Commission
Defendant: C3 International, Inc., Steele Clarke Smith, III and Theresa Smith
Case Number: 8:2021cv01586
Filed: September 28, 2021
Court: US District Court for the Central District of California
Presiding Judge: Patricia Donahue
Referring Judge: Christina A Snyder
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on May 7, 2024. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 20, 2021 Opinion or Order Filing 13 ORDER by Judge Christina A. Snyder: GRANTING #12 Non-Resident Attorney Elizabeth A. Marshall APPLICATION to Appear Pro Hac Vice on behalf of Plaintiff U.S. Securities and Exchange Commission, designating Daniel O. Blau as local counsel. (shb)
October 19, 2021 Filing 12 APPLICATION of Non-Resident Attorney Elizabeth A. Marshall to Appear Pro Hac Vice on behalf of Plaintiff U.S. Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff U.S. Securities and Exchange Commission. (Attachments: #1 Certificate of Good Standing - DC, #2 Certificate of Good Standing - VA, #3 Proposed Order Granting Marshall, Elizabeth PHV Application) (Blau, Daniel)
October 12, 2021 Filing 11 NOTICE TO COUNSEL upon filing of the complaint by Judge Christina A. Snyder. (rba)
October 7, 2021 Opinion or Order Filing 10 ORDER by Judge Christina A. Snyder: granting #9 Non-Resident Attorney Stephen T. Kaiser APPLICATION to Appear Pro Hac Vice on behalf of Plaintiff U.S. Securities and Exchange Commission, designating Daniel O. Blau as local counsel. (et)
October 4, 2021 Filing 9 APPLICATION of Non-Resident Attorney Stephen T. Kaiser to Appear Pro Hac Vice on behalf of Plaintiff U.S. Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Plaintiff U.S. Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Blau, Daniel)
September 30, 2021 Filing 8 NOTICE OF PRO HAC VICE APPLICATION DUE for Non-Resident Attorney Elizabeth Marhall Anderson. A document recently filed in this case lists you as an out-of-state attorney of record. However, the Court has not been able to locate any record that you are admitted to the Bar of this Court, and you have not filed an application to appear Pro Hac Vice in this case. Accordingly, within 5 business days of the date of this notice, you must either (1) have your local counsel file an application to appear Pro Hac Vice (Form G-64) and pay the applicable fee, or (2) complete the next section of this form and return it to the court at cacd_attyadm@cacd.uscourts.gov. You have been removed as counsel of record from the docket in this case, and you will not be added back to the docket until your Pro Hac Vice status has been resolved. (car)
September 30, 2021 Filing 7 NOTICE OF PRO HAC VICE APPLICATION DUE for Non-Resident Attorney Stephen T Kaiser. A document recently filed in this case lists you as an out-of-state attorney of record. However, the Court has not been able to locate any record that you are admitted to the Bar of this Court, and you have not filed an application to appear Pro Hac Vice in this case. Accordingly, within 5 business days of the date of this notice, you must either (1) have your local counsel file an application to appear Pro Hac Vice (Form G-64) and pay the applicable fee, or (2) complete the next section of this form and return it to the court at cacd_attyadm@cacd.uscourts.gov. You have been removed as counsel of record from the docket in this case, and you will not be added back to the docket until your Pro Hac Vice status has been resolved. (car)
September 29, 2021 Filing 6 21 DAY Summons Issued re Complaint (Attorney Civil Case Opening) #1 as to Defendant C3 International, Inc., Steele Clarke Smith, III, Theresa Smith. (car)
September 29, 2021 Filing 5 Notice to Counsel Re Consent to Proceed Before a United States Magistrate Judge. (car)
September 29, 2021 Filing 4 NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (car)
September 29, 2021 Filing 3 NOTICE OF ASSIGNMENT to District Judge Christina A. Snyder and Magistrate Judge Patricia Donahue. (car)
September 28, 2021 Filing 2 Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) #1 filed by Plaintiff U.S. Securities and Exchange Commission. (Bentsen, Derek)
September 28, 2021 Filing 1 COMPLAINT No Fee Required - US Government, filed by Plaintiff U.S. Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet) (Attorney Derek S Bentsen added to party U.S. Securities and Exchange Commission(pty:pla))(Bentsen, Derek)

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Plaintiff: U.S. Securities and Exchange Commission
Represented By: Derek S Bentsen
Represented By: Stephen T. Kaiser
Represented By: Daniel Oren Blau
Represented By: Derek S. Bentsen
Represented By: Timothy Nicholas England
Represented By: Elizabeth A. Marshall
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Defendant: C3 International, Inc.
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Defendant: Steele Clarke Smith, III
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Defendant: Theresa Smith
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