Albert Nicholas Horvath v. Rivian Automotive, Inc. et al
| Albert Nicholas Horvath |
| Rivian Automotive, Inc., Robert J. Scaringe, Claire McDonough, Jeffrey R. Baker, Jiten Behl, Karen Boone, Sanford Schwartz, Rose Marcario, Peter Krawiec, Jay Flatley, Pamela Thomas Graham, Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Allen & Company LLC, BofA Securities, Inc., Mizuho Securities USA LLC, Wells Fargo Securities, LLC, Nomura Securities International, Inc., Piper Sandler & Co., RBC Capital Markets, LLC, Robert W. Baird & Co. Incorporated, Wedbush Securities Inc., Academy Securities, Inc., Blaylock Van, LLC, Cabrera Capital Markets LLC, C.L. King & Associates, Inc., Loop Capital Markets LLC, Samuel A. Ramirez & Company, Inc., Siebert Williams Shank & Co., LLC, Tigress Financial Partners, LLC, Morgan Stanley and Co. LLC, Goldman Sachs and Co. LLC, Allen and Company LLC, Piper Sandler and Co., Robert W. Baird and Co. Incorporated, C.L. King and Associates, Inc., Samuel A. Ramirez and Company, Inc. and Siebert Williams Shank and Co., LLC |
| Theodore Magen and Gerald Royer |
| 8:2022cv00444 |
| March 22, 2022 |
| US District Court for the Central District of California |
| Charles F Eick |
| R Gary Klausner |
| Securities/Commodities |
| 15 U.S.C. § 77 Securities Fraud |
| Plaintiff |
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Filing 89
MINUTE (IN CHAMBERS) Order Re: Filing of Consolidated Complaint and Case Closures by Judge R. Gary Klausner: On 7/1/2022, the Court consolidated the instant action with Albert Nicholas Horvath v. Rivian Automotive, Inc., Case No. 8:22-cv-0444-RGK-E, and Grayson Smith v. Rivian Automotive, Case No. 8:22-cv-00829-RGK-E. Having consolidated the cases, the Court CLOSES Case Nos. 8:22-cv-0444- RGK-E and 8:22-cv-00829-RGK-E. (Made JS-6. Case Terminated.) (See document for further specifics). (jp)
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Filing 88
MINUTES (IN CHAMBERS) Order Re: Motions to Consolidate Cases and Appoint Lead Plaintiff [DEs 36, 40, 42, 50, 54, 56, 61, 62 ] by Judge R. Gary Klausner: The Court GRANTS AP7 and the State systems' Motions to Consolidate. The Court also GRANTS AP7's Motions for Appointment as Lead Plaintiff and Appointment of Counsel, and DENIES the State Systems' Motions for the same. Fmihe1more, the Court also DENIES all motions filed by other plaintiffs that subsequently filed notices of non-opposition. The Court ORDERS as follows: Charles Larry Crews, Jr. v. Rivian Automotive, Inc., et al, Case No. 2:22-cv-01524- RGK-E, shall be the lead case, and is hereby consolidated with Albert Nicholas Horvathv. Rivian Automotive, Inc., et al, Case No. 8:22-cv-0444-RGK-E, and Grayson Smith v. Rivian Automotive, Inc., et al, Case No. 8:22-cv-00829-RGK-E, for all purposes including trial. All parties are directed to make further filings only to the docket for the lead case; AP7 is appointed lead plaintiff for the putative class; Kessler Topaz is appointed lead counsel for the putative class; Larson LLP is appointed local counsel for the putative class. (jp)
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| Filing 87 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Sanford Schwartz waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Doru Gavril, Attorney for Sanford Schwartz. (Rigali, Paul) |
| Filing 86 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Peter Krawiec waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Doru Gavril, Attorney for Peter Krawiec. (Rigali, Paul) |
| Filing 85 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Wells Fargo Securities, LLC waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Wells Fargo Securities, LLC. (Rigali, Paul) |
| Filing 84 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Wedbush Securities Inc. waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Wedbush Securities Inc.. (Rigali, Paul) |
| Filing 83 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Tigress Financial Partners, LLC waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Tigress Financial Partners, LLC. (Rigali, Paul) |
| Filing 82 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Siebert Williams Shank and Co., LLC waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Siebert Williams Shank & Co., LLC. (Rigali, Paul) |
| Filing 81 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Samuel A. Ramirez and Company, Inc. waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Samuel A. Ramirez & Company, Inc.. (Rigali, Paul) |
| Filing 80 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Robert W. Baird and Co. Incorporated waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Robert W. Baird & Co. Incorporated. (Rigali, Paul) |
| Filing 79 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon RBC Capital Markets, LLC waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for RBC Capital Markets, LLC. (Rigali, Paul) |
| Filing 78 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Piper Sandler and Co. waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Piper Sandler & Co.. (Rigali, Paul) |
| Filing 77 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Nomura Securities International, Inc. waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Nomura Securities International, Inc.. (Rigali, Paul) |
| Filing 76 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Morgan Stanley and Co. LLC waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Morgan Stanley & Co. LLC. (Rigali, Paul) |
| Filing 75 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Mizuho Securities USA LLC waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Mizuho Securities USA LLC. (Rigali, Paul) |
| Filing 74 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Loop Capital Markets LLC waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Loop Capital Markets LLC. (Rigali, Paul) |
| Filing 73 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon J.P. Morgan Securities LLC waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for J.P. Morgan Securities LLC. (Rigali, Paul) |
| Filing 72 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Goldman Sachs and Co. LLC waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Goldman Sachs & Co. LLC. (Rigali, Paul) |
| Filing 71 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Deutsche Bank Securities Inc. waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Deutsche Bank Securities Inc.. (Rigali, Paul) |
| Filing 70 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon C.L. King and Associates, Inc. waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for C.L. King & Associates, Inc.. (Rigali, Paul) |
| Filing 69 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Cabrera Capital Markets LLC waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Cabrera Capital Markets LLC. (Rigali, Paul) |
| Filing 68 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon BofA Securities, Inc. waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for BofA Securities, Inc.. (Rigali, Paul) |
| Filing 67 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Blaylock Van, LLC waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Blaylock Van, LLC. (Rigali, Paul) |
| Filing 66 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Barclays Capital Inc. waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Barclays Capital Inc.. (Rigali, Paul) |
| Filing 65 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Allen and Company LLC waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Allen & Company LLC. (Rigali, Paul) |
| Filing 64 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Academy Securities, Inc. waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Alexander K. Talarides, Attorney for Academy Securities, Inc.. (Rigali, Paul) |
| Filing 63 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Rose Marcario waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Doru Gavril, Attorney for Rose Marcario. (Rigali, Paul) |
| Filing 62 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Robert J. Scaringe waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Doru Gavril, Attorney for Robert Scaringe. (Rigali, Paul) |
| Filing 61 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Rivian Automotive, Inc. waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Doru Gavril, Attorney for Rivian Automotive, Inc.. (Rigali, Paul) |
| Filing 60 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Pamela Thomas Graham waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Doru Gavril, Attorney for Pamela Thomas-Graham. (Rigali, Paul) |
| Filing 59 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Karen Boone waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Doru Gavril, Attorney for Karen Boone. (Rigali, Paul) |
| Filing 58 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Jiten Behl waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Doru Gavril, Attorney for Jiten Behl. (Rigali, Paul) |
| Filing 57 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Jeffrey R. Baker waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Doru Gavril, Attorney for Jeffrey Baker. (Rigali, Paul) |
| Filing 56 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Jay Flatley waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Doru Gavril, Attorney for Jay Flatley. (Rigali, Paul) |
| Filing 55 WAIVER OF SERVICE Returned Executed filed by Plaintiff Albert Nicholas Horvath. upon Claire McDonough waiver sent by Plaintiff on 6/15/2022, answer due 8/15/2022. Waiver of Service signed by Doru Gavril, Attorney for Claire McDonough. (Rigali, Paul) |
| Filing 54 NOTICE of Change of address by Boris Feldman attorney for Defendants Jeffrey R. Baker, Jiten Behl, Karen Boone, Jay Flatley, Peter Krawiec, Rose Marcario, Claire McDonough, Rivian Automotive, Inc., Robert J. Scaringe, Sanford Schwartz, Pamela Thomas Graham. Changing attorneys address to 855 Main Street, Redwood City, CA 94063. Filed by Defendants Jeffrey R. Baker, Jiten Behl, Karen Boone, Jay Flatley, Peter Krawiec, Rose Marcario, Claire McDonough, Rivian Automotive, Inc., Robert J. Scaringe, Sanford Schwartz, Pamela Thomas Graham. (Feldman, Boris) |
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Filing 53
ORDER by Judge R. Gary Klausner granting #50 Non-Resident Attorney Darrell S Cafasso APPLICATION to Appear Pro Hac Vice on behalf of Defendants, designating Kevin M Askew as local counsel. (jp)
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Filing 52
ORDER by Judge R. Gary Klausner: denying #47 Non-Resident Attorney Darrell S Cafasso APPLICATION to Appear Pro Hac Vice on behalf of Defendants. Pursuant to L.R. 83-2.1.3.4; Local Counsel does not maintain office in District. (jp)
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Filing 51
ORDER by Judge R. Gary Klausner denying #45 Non-Resident Attorney Darrell S Cafasso APPLICATION to Appear Pro Hac Vice on behalf of Defendants. Pursuant to L.R. 83-2.1.3.4; Local Counsel does not maintain office in District. (jp)
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| Filing 50 APPLICATION of Non-Resident Attorney Darrell S. Cafasso to Appear Pro Hac Vice on behalf of Defendants Academy Securities, Inc., Allen and Company LLC, Barclays Capital Inc., Blaylock Van, LLC, BofA Securities, Inc., C.L. King and Associates, Inc., Cabrera Capital Markets LLC, Deutsche Bank Securities Inc., Goldman Sachs and Co. LLC, J.P. Morgan Securities LLC, Loop Capital Markets LLC, Mizuho Securities USA LLC, Morgan Stanley and Co. LLC, Nomura Securities International, Inc., Piper Sandler and Co., RBC Capital Markets, LLC, Robert W. Baird and Co. Incorporated, Samuel A. Ramirez and Company, Inc., Siebert Williams Shank and Co., LLC, Tigress Financial Partners, LLC, Wedbush Securities Inc., Wells Fargo Securities, LLC (Pro Hac Vice Fee - $500 Previously Paid on 5/20/2022, Receipt No. ACACDC-33335788) filed by Underwriter Defendants Academy Securities, Inc., Allen and Company LLC, Barclays Capital Inc., Blaylock Van, LLC, BofA Securities, Inc., C.L. King and Associates, Inc., Cabrera Capital Markets LLC, Deutsche Bank Securities Inc., Goldman Sachs and Co. LLC, J.P. Morgan Securities LLC, Loop Capital Markets LLC, Mizuho Securities USA LLC, Morgan Stanley and Co. LLC, Nomura Securities International, Inc., Piper Sandler and Co., RBC Capital Markets, LLC, Robert W. Baird and Co. Incorporated, Samuel A. Ramirez and Company, Inc., Siebert Williams Shank and Co., LLC, Tigress Financial Partners, LLC, Wedbush Securities Inc., Wells Fargo Securities, LLC. (Attachments: #1 [Proposed] Order) (Askew, Kevin) |
| Filing 49 NOTICE of Appearance filed by attorney Kevin M Askew on behalf of Defendants Academy Securities, Inc., Allen and Company LLC, Barclays Capital Inc., Blaylock Van, LLC, BofA Securities, Inc., C.L. King and Associates, Inc., Cabrera Capital Markets LLC, Deutsche Bank Securities Inc., Goldman Sachs and Co. LLC, J.P. Morgan Securities LLC, Loop Capital Markets LLC, Mizuho Securities USA LLC, Morgan Stanley and Co. LLC, Nomura Securities International, Inc., Piper Sandler and Co., RBC Capital Markets, LLC, Robert W. Baird and Co. Incorporated, Samuel A. Ramirez and Company, Inc., Siebert Williams Shank and Co., LLC, Tigress Financial Partners, LLC, Wedbush Securities Inc., Wells Fargo Securities, LLC (Attorney Kevin M Askew added to party Academy Securities, Inc.(pty:dft), Attorney Kevin M Askew added to party Allen and Company LLC(pty:dft), Attorney Kevin M Askew added to party Barclays Capital Inc.(pty:dft), Attorney Kevin M Askew added to party Blaylock Van, LLC(pty:dft), Attorney Kevin M Askew added to party BofA Securities, Inc.(pty:dft), Attorney Kevin M Askew added to party C.L. King and Associates, Inc. (pty:dft), Attorney Kevin M Askew added to party Cabrera Capital Markets LLC(pty:dft), Attorney Kevin M Askew added to party Deutsche Bank Securities Inc.(pty:dft), Attorney Kevin M Askew added to party Goldman Sachs and Co. LLC(pty:dft), Attorney Kevin M Askew added to party J.P. Morgan Securities LLC(pty:dft), Attorney Kevin M Askew added to party Loop Capital Markets LLC(pty:dft), Attorney Kevin M Askew added to party Mizuho Securities USA LLC (pty:dft), Attorney Kevin M Askew added to party Morgan Stanley and Co. LLC(pty:dft), Attorney Kevin M Askew added to party Nomura Securities International, Inc.(pty:dft), Attorney Kevin M Askew added to party Piper Sandler and Co.(pty:dft), Attorney Kevin M Askew added to party RBC Capital Markets, LLC(pty:dft), Attorney Kevin M Askew added to party Robert W. Baird and Co. Incorporated(pty:dft), Attorney Kevin M Askew added to party Samuel A. Ramirez and Company, Inc. (pty:dft), Attorney Kevin M Askew added to party Siebert Williams Shank and Co., LLC (pty:dft), Attorney Kevin M Askew added to party Tigress Financial Partners, LLC(pty:dft), Attorney Kevin M Askew added to party Wedbush Securities Inc.(pty:dft), Attorney Kevin M Askew added to party Wells Fargo Securities, LLC(pty:dft))(Askew, Kevin) |
| Filing 48 NOTICE of Deficiency in Electronically Filed Pro Hac Vice Application RE: APPLICATION of Non-Resident Attorney Darrell S. Cafasso to Appear Pro Hac Vice on behalf of Defendants Academy Securities, Inc., Allen and Company LLC, Barclays Capital Inc., Blaylock Van, LLC, BofA Securities, Inc., C.L. King and Associates, Inc., Ca #47 . The following error(s) was/were found: Local Rule 83-2.1.3.4 Local counsel does not maintain an office within the District. The language Underwriter Defendants is the only party listed on proposed order. (lt) |
| Filing 47 APPLICATION of Non-Resident Attorney Darrell S. Cafasso to Appear Pro Hac Vice on behalf of Defendants Academy Securities, Inc., Allen and Company LLC, Barclays Capital Inc., Blaylock Van, LLC, BofA Securities, Inc., C.L. King and Associates, Inc., Cabrera Capital Markets LLC, Deutsche Bank Securities Inc., Goldman Sachs and Co. LLC, J.P. Morgan Securities LLC, Loop Capital Markets LLC, Mizuho Securities USA LLC, Morgan Stanley and Co. LLC, Nomura Securities International, Inc., Piper Sandler and Co., RBC Capital Markets, LLC, Robert W. Baird and Co. Incorporated, Samuel A. Ramirez and Company, Inc., Siebert Williams Shank and Co., LLC, Tigress Financial Partners, LLC, Wedbush Securities Inc., Wells Fargo Securities, LLC (Pro Hac Vice Fee - $500 Previously Paid on 5/20/2022, Receipt No. ACACDC-33335788) filed by Underwriter Defendants Academy Securities, Inc., Allen and Company LLC, Barclays Capital Inc., Blaylock Van, LLC, BofA Securities, Inc., C.L. King and Associates, Inc., Cabrera Capital Markets LLC, Deutsche Bank Securities Inc., Goldman Sachs and Co. LLC, J.P. Morgan Securities LLC, Loop Capital Markets LLC, Mizuho Securities USA LLC, Morgan Stanley and Co. LLC, Nomura Securities International, Inc., Piper Sandler and Co., RBC Capital Markets, LLC, Robert W. Baird and Co. Incorporated, Samuel A. Ramirez and Company, Inc., Siebert Williams Shank and Co., LLC, Tigress Financial Partners, LLC, Wedbush Securities Inc., Wells Fargo Securities, LLC. (Attachments: #1 [Proposed] Order, #2 New York Certificate of Good Standing, #3 New Jersey Certificate of Good Standing) (Kramer, James) |
| Filing 46 NOTICE of Deficiency in Electronically Filed Pro Hac Vice Application RE: APPLICATION of Non-Resident Attorney Darrell S. Cafasso to Appear Pro Hac Vice on behalf of Defendants Academy Securities, Inc., Allen and Company LLC, Barclays Capital Inc., BofA Securities, Inc., C.L. King and Associates, Inc., Cabrera Capital Marke #45 . The following error(s) was/were found: Local Rule 5-4.3.4 Application not hand-signed. Local Rule 83-2.1.3.4 Local counsel does not maintain an office within the District. Proposed order should have list of represented parties attached. Other error(s) with document(s): Please note that electronic, image or stamp signatures are not allowed for either applicant or local counsel. See Instructions for Applicants (1). (lt) |
| Filing 45 APPLICATION of Non-Resident Attorney Darrell S. Cafasso to Appear Pro Hac Vice on behalf of Defendants Academy Securities, Inc., Allen and Company LLC, Barclays Capital Inc., BofA Securities, Inc., C.L. King and Associates, Inc., Cabrera Capital Markets LLC, Deutsche Bank Securities Inc., Goldman Sachs and Co. LLC, J.P. Morgan Securities LLC, Loop Capital Markets LLC, Mizuho Securities USA LLC, Morgan Stanley and Co. LLC, Nomura Securities International, Inc., Piper Sandler and Co., RBC Capital Markets, LLC, Robert W. Baird and Co. Incorporated, Samuel A. Ramirez and Company, Inc., Siebert Williams Shank and Co., LLC, Tigress Financial Partners, LLC, Wedbush Securities Inc., Wells Fargo Securities, LLC (Pro Hac Vice Fee - $500 Fee Paid, Receipt No. ACACDC-33335788) filed by Underwriter Defendants Academy Securities, Inc., Allen and Company LLC, Barclays Capital Inc., BofA Securities, Inc., C.L. King and Associates, Inc., Cabrera Capital Markets LLC, Deutsche Bank Securities Inc., Goldman Sachs and Co. LLC, J.P. Morgan Securities LLC, Loop Capital Markets LLC, Mizuho Securities USA LLC, Morgan Stanley and Co. LLC, Nomura Securities International, Inc., Piper Sandler and Co., RBC Capital Markets, LLC, Robert W. Baird and Co. Incorporated, Samuel A. Ramirez and Company, Inc., Siebert Williams Shank and Co., LLC, Tigress Financial Partners, LLC, Wedbush Securities Inc., Wells Fargo Securities, LLC. (Attachments: #1 New York Certificate of Good Standing, #2 New Jersey Certificate of Good Standiing, #3 [Proposed] Order) (Kramer, James) |
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Filing 44
ORDER by Judge R. Gary Klausner re NOTICE OF MOTION AND MOTION of Brett M. Middleton and Frank J. Johnson to Withdraw as Attorney #43 . The following document(s) be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order for the following reason(s): (1) Hearing information is missing, incorrect, or not timely. Other error(s) with document(s): Motion Stricken in favor of a formally filed motion with hearing date and proof of service upon client. (jre)
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| Filing 43 (DOCUMENT STRICKEN. See order at #44 ) - NOTICE OF MOTION AND MOTION of Brett M. Middleton and Frank J. Johnson to Withdraw as Attorney filed by Movant Gerald Royer. (Attachments: #1 Proposed Order) (Middleton, Brett) Modified on 5/17/2022 (jre). |
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Filing 42
ORDER by Judge R. Gary Klausner re Notice (Other) #38 . The following document(s) be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order for the following reason(s): (1) Incorrect event selected. Other error(s) with document(s): Motion Stricken in favor of a formally filed motion with hearing date and proof of service upon client. (jre)
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| Filing 41 Notice of Withdrawal of Motion to Consolidate Cases,,,, Motion for Appointment of Counsel,,, #32 filed by movant Theodore Magen. (Heikali, Benjamin) |
| Filing 40 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Notice (Other) #38 . The following error(s) was/were found: (1) Incorrect event selected. Correct event to be used is: Withdraw as Attorney - under Category - Applications/Ex Parte Applications/Motions/Petitions/Requests. (2) Notice (other) event utilized in docketing this filing. In the future, please use the SEARCH feature on the CM/ECF Menu Bar if you are unsure of the events to use. In response to this notice, the Court may: (1) order an amended or correct document to be filed; (2) order the document stricken; or (3) take other action as the Court deems appropriate. You need not take any action in response to this notice unless and until the Court directs you to do so. (jp) |
| Filing 39 Notice of Withdrawal of Declaration (Motion related),, #36 , Motion to Consolidate Cases,, Motion for Appointment of Counsel, #34 , Memorandum in Support of Motion, #35 filed by Movant Gerald Royer. (Middleton, Brett) |
| Filing 38 (DOCUMENT STRICKEN. See order at #42 ) - NOTICE of Motion and Motion to Withdraw as Counsel filed by Movant Gerald Royer. (Attachments: #1 Proposed Order)(Middleton, Brett) Modified on 5/15/2022 (jre). |
| Filing 37 CERTIFICATE of Interested Parties filed by Movant Gerald Royer, (Middleton, Brett) |
| Filing 36 DECLARATION of Brett M. Middleton in support of NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 2:22-cv-01524-RGK-E and 8:22-cv-00829-RGK-E, NOTICE OF MOTION AND MOTION for Appointment of Counsel and for Appointment as Lead Plaintiff #34 filed by Movant Gerald Royer. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Press Release, #3 Exhibit C - Press Release, #4 Exhibit D - Loss Chart, #5 Exhibit E - Certification, #6 Exhibit F - Declaration, #7 Exhibit G - Firm Resume)(Middleton, Brett) |
| Filing 35 MEMORANDUM in Support of NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 2:22-cv-01524-RGK-E and 8:22-cv-00829-RGK-E, NOTICE OF MOTION AND MOTION for Appointment of Counsel and for Appointment as Lead Plaintiff #34 filed by Movant Gerald Royer. (Middleton, Brett) |
| Filing 34 [DOCUMENT WITHDRAWN PER DOCKET ENTRY NO. #39 ] - NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 2:22-cv-01524-RGK-E and 8:22-cv-00829-RGK-E,, NOTICE OF MOTION AND MOTION for Appointment of Counsel and for Appointment as Lead Plaintiff filed by Movant Gerald Royer. Motion set for hearing on 6/6/2022 at 09:00 AM before Judge R. Gary Klausner. (Attachments: #1 Proposed Order) (Attorney Brett M Middleton added to party Gerald Royer(pty:mov)) (Middleton, Brett). Modified on 5/13/2022 (jp). |
| Filing 33 CERTIFICATE of Interested Parties filed by Movant Theodore Magen, (Heikali, Benjamin) |
| Filing 32 NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 2:22-cv-01524-RGK-E; 8:22-cv-00829-RGK-E,, NOTICE OF MOTION AND MOTION for Appointment of Counsel and Appointment as Lead Plaintiff filed by movant Theodore Magen. Motion set for hearing on 6/6/2022 at 09:00 AM before Judge R. Gary Klausner. (Attachments: #1 Memorandum, #2 Declaration of Benjamin Heikali, #3 Exhibit A - PSLRA Notice, #4 Exhibit B - PSLRA Certification of Theodore Magen, #5 Exhibit C - Declaration of Theodore Magen, #6 Exhibit D - Faruqi Firm Resume, #7 Exhibit E - Certificate from Women's Business Enterprise National Council, #8 Proposed Order) (Attorney Benjamin Heikali added to party Theodore Magen(pty:mov)) (Heikali, Benjamin) |
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Filing 31
ORDER by Judge R. Gary Klausner granting #29 Non-Resident Attorney Darren J Check APPLICATION to Appear Pro Hac Vice on behalf of Plaintiff Albert Nicholas Horvath, designating Paul A Rigali as local counsel. (jp)
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Filing 30
ORDER by Judge R. Gary Klausner granting #28 Non-Resident Attorney Karissa J Sauder APPLICATION to Appear Pro Hac Vice on behalf of Plaintiff Albert Nicholas Horvath, designating Paul A Rigali as local counsel. (jp)
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| Filing 29 APPLICATION of Non-Resident Attorney Darren J. Check to Appear Pro Hac Vice on behalf of Plaintiff Albert Nicholas Horvath (Pro Hac Vice Fee - $500 Fee Paid, Receipt No. ACACDC-33212007) filed by Plaintiff Albert Nicholas Horvath. (Attachments: #1 New Jersey Certificate of Good Standing, #2 New York Certificate of Good Standing, #3 Pennsylvania Certificate of Good Standing, #4 Proposed Order) (Rigali, Paul) |
| Filing 28 APPLICATION of Non-Resident Attorney Karissa J. Sauder to Appear Pro Hac Vice on behalf of Plaintiff Albert Nicholas Horvath (Pro Hac Vice Fee - $500 Fee Paid, Receipt No. ACACDC-33205679) filed by Plaintiff Albert Nicholas Horvath. (Attachments: #1 Pennsylvania Certificate of Good Standing, #2 Proposed Order) (Rigali, Paul) |
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Filing 27
ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge R. Gary Klausner: granting #7 Non-Resident Attorney Naumon A. Amjed APPLICATION to Appear Pro Hac Vice on behalf of Plaintiff Albert Nicholas Horvath, designating Paul A. Rigali as local counsel. (rolm)
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Filing 26
ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge R. Gary Klausner granting #8 Non-Resident Attorney Ryan T. Degnan APPLICATION to Appear Pro Hac Vice on behalf of Plaintiff Albert Nicholas Horvath, designating Paul A. Rigali as local counsel. (aco)
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| Filing 25 NOTICE of Appearance filed by attorney Olivia Rosen on behalf of Defendants Jeffrey R. Baker, Jiten Behl, Karen Boone, Jay Flatley, Peter Krawiec, Rose Marcario, Claire McDonough, Rivian Automotive, Inc., Robert J. Scaringe, Sanford Schwartz, Pamela Thomas Graham (Attorney Olivia Rosen added to party Jeffrey R. Baker(pty:dft), Attorney Olivia Rosen added to party Jiten Behl(pty:dft), Attorney Olivia Rosen added to party Karen Boone(pty:dft), Attorney Olivia Rosen added to party Jay Flatley(pty:dft), Attorney Olivia Rosen added to party Peter Krawiec(pty:dft), Attorney Olivia Rosen added to party Rose Marcario(pty:dft), Attorney Olivia Rosen added to party Claire McDonough(pty:dft), Attorney Olivia Rosen added to party Rivian Automotive, Inc.(pty:dft), Attorney Olivia Rosen added to party Robert J. Scaringe(pty:dft), Attorney Olivia Rosen added to party Sanford Schwartz(pty:dft), Attorney Olivia Rosen added to party Pamela Thomas Graham(pty:dft))(Rosen, Olivia) |
| Filing 24 NOTICE of Appearance filed by attorney Elise Mercedes Lopez on behalf of Defendants Jeffrey R. Baker, Jiten Behl, Karen Boone, Jay Flatley, Peter Krawiec, Rose Marcario, Claire McDonough, Rivian Automotive, Inc., Robert J. Scaringe, Sanford Schwartz, Pamela Thomas Graham (Attorney Elise Mercedes Lopez added to party Jeffrey R. Baker(pty:dft), Attorney Elise Mercedes Lopez added to party Jiten Behl(pty:dft), Attorney Elise Mercedes Lopez added to party Karen Boone(pty:dft), Attorney Elise Mercedes Lopez added to party Jay Flatley(pty:dft), Attorney Elise Mercedes Lopez added to party Peter Krawiec(pty:dft), Attorney Elise Mercedes Lopez added to party Rose Marcario(pty:dft), Attorney Elise Mercedes Lopez added to party Claire McDonough(pty:dft), Attorney Elise Mercedes Lopez added to party Rivian Automotive, Inc.(pty:dft), Attorney Elise Mercedes Lopez added to party Robert J. Scaringe(pty:dft), Attorney Elise Mercedes Lopez added to party Sanford Schwartz(pty:dft), Attorney Elise Mercedes Lopez added to party Pamela Thomas Graham(pty:dft))(Lopez, Elise) |
| Filing 23 NOTICE of Appearance filed by attorney Jennifer Loeb on behalf of Defendants Jeffrey R. Baker, Jiten Behl, Karen Boone, Jay Flatley, Peter Krawiec, Rose Marcario, Claire McDonough, Rivian Automotive, Inc., Robert J. Scaringe, Sanford Schwartz, Pamela Thomas Graham (Attorney Jennifer Loeb added to party Jeffrey R. Baker(pty:dft), Attorney Jennifer Loeb added to party Jiten Behl(pty:dft), Attorney Jennifer Loeb added to party Karen Boone(pty:dft), Attorney Jennifer Loeb added to party Jay Flatley(pty:dft), Attorney Jennifer Loeb added to party Peter Krawiec(pty:dft), Attorney Jennifer Loeb added to party Rose Marcario(pty:dft), Attorney Jennifer Loeb added to party Claire McDonough(pty:dft), Attorney Jennifer Loeb added to party Rivian Automotive, Inc.(pty:dft), Attorney Jennifer Loeb added to party Robert J. Scaringe(pty:dft), Attorney Jennifer Loeb added to party Sanford Schwartz(pty:dft), Attorney Jennifer Loeb added to party Pamela Thomas Graham(pty:dft))(Loeb, Jennifer) |
| Filing 22 NOTICE of Appearance filed by attorney Doru Gavril on behalf of Defendants Jeffrey R. Baker, Jiten Behl, Karen Boone, Jay Flatley, Peter Krawiec, Rose Marcario, Claire McDonough, Rivian Automotive, Inc., Robert J. Scaringe, Sanford Schwartz, Pamela Thomas Graham (Attorney Doru Gavril added to party Jeffrey R. Baker(pty:dft), Attorney Doru Gavril added to party Jiten Behl(pty:dft), Attorney Doru Gavril added to party Karen Boone(pty:dft), Attorney Doru Gavril added to party Jay Flatley(pty:dft), Attorney Doru Gavril added to party Peter Krawiec(pty:dft), Attorney Doru Gavril added to party Rose Marcario(pty:dft), Attorney Doru Gavril added to party Claire McDonough(pty:dft), Attorney Doru Gavril added to party Rivian Automotive, Inc.(pty:dft), Attorney Doru Gavril added to party Robert J. Scaringe(pty:dft), Attorney Doru Gavril added to party Sanford Schwartz(pty:dft), Attorney Doru Gavril added to party Pamela Thomas Graham(pty:dft))(Gavril, Doru) |
| Filing 21 Corporate Disclosure Statement and NOTICE of Interested Parties filed by Defendant Rivian Automotive, Inc., identifying Amazon.com NV Investment Holdings LLC.; Ford Motor Company; Global Oryx Company Limited; Marsh Alpha; Ascot U.S.; Berkley Pro; RSUI; Ironshore; Amtrust; Canopius; Tegron-London; Allianz; Sompo; Axis; Aspen-Bermuda; Arcadian-Bermuda; Vantage-Bermuda; AIG; AXA XL; Chubb CODA; Beazley-London; Applied; C.N.A.; Ascot-Bermuda; Starstone; Intact; Ascot; Ambridge; Starr; Banyan-Bermuda; Inigo-London; Beazley. (Feldman, Boris) |
| Filing 20 NOTICE of Appearance filed by attorney Boris Feldman on behalf of Defendants Jeffrey R. Baker, Jiten Behl, Karen Boone, Jay Flatley, Peter Krawiec, Rose Marcario, Claire McDonough, Rivian Automotive, Inc., Robert J. Scaringe, Sanford Schwartz, Pamela Thomas Graham (Attorney Boris Feldman added to party Jeffrey R. Baker(pty:dft), Attorney Boris Feldman added to party Jiten Behl(pty:dft), Attorney Boris Feldman added to party Karen Boone(pty:dft), Attorney Boris Feldman added to party Jay Flatley(pty:dft), Attorney Boris Feldman added to party Peter Krawiec(pty:dft), Attorney Boris Feldman added to party Rose Marcario(pty:dft), Attorney Boris Feldman added to party Claire McDonough(pty:dft), Attorney Boris Feldman added to party Rivian Automotive, Inc.(pty:dft), Attorney Boris Feldman added to party Robert J. Scaringe(pty:dft), Attorney Boris Feldman added to party Sanford Schwartz(pty:dft), Attorney Boris Feldman added to party Pamela Thomas Graham(pty:dft))(Feldman, Boris) |
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Filing 19
STANDING ORDER REGARDING NEWLY ASSIGNED CASES by Judge R. Gary Klausner. (jre)
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Filing 18
ORDER RE TRANSFER PURSUANT TO GENERAL ORDER 21-01-Related Case- filed. Related Case No: 2:22-cv-01524-RGK-(Ex). Case transferred from Judge Cormac J. Carney and Magistrate Judge Autumn D. Spaeth to Judge R. Gary Klausner and Magistrate Judge Charles F. Eick for all further proceedings. The case number will now reflect the initials of the transferee Judge 8:22-cv-00444-RGK-(Ex). Signed by Judge R. Gary Klausner (dve)
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| Filing 17 NOTICE of Appearance filed by attorney Alexander K Talarides on behalf of Defendants Academy Securities, Inc., Allen and Company LLC, Barclays Capital Inc., Blaylock Van, LLC, BofA Securities, Inc., C.L. King and Associates, Inc., Cabrera Capital Markets LLC, Deutsche Bank Securities Inc., Goldman Sachs and Co. LLC, J.P. Morgan Securities LLC, Loop Capital Markets LLC, Mizuho Securities USA LLC, Morgan Stanley and Co. LLC, Nomura Securities International, Inc., Piper Sandler and Co., RBC Capital Markets, LLC, Robert W. Baird and Co. Incorporated, Samuel A. Ramirez and Company, Inc., Siebert Williams Shank and Co., LLC, Tigress Financial Partners, LLC, Wedbush Securities Inc., Wells Fargo Securities, LLC (Attorney Alexander K Talarides added to party Academy Securities, Inc.(pty:dft), Attorney Alexander K Talarides added to party Allen and Company LLC(pty:dft), Attorney Alexander K Talarides added to party Barclays Capital Inc.(pty:dft), Attorney Alexander K Talarides added to party Blaylock Van, LLC(pty:dft), Attorney Alexander K Talarides added to party BofA Securities, Inc.(pty:dft), Attorney Alexander K Talarides added to party C.L. King and Associates, Inc. (pty:dft), Attorney Alexander K Talarides added to party Cabrera Capital Markets LLC(pty:dft), Attorney Alexander K Talarides added to party Deutsche Bank Securities Inc.(pty:dft), Attorney Alexander K Talarides added to party Goldman Sachs and Co. LLC(pty:dft), Attorney Alexander K Talarides added to party J.P. Morgan Securities LLC(pty:dft), Attorney Alexander K Talarides added to party Loop Capital Markets LLC(pty:dft), Attorney Alexander K Talarides added to party Mizuho Securities USA LLC (pty:dft), Attorney Alexander K Talarides added to party Morgan Stanley and Co. LLC(pty:dft), Attorney Alexander K Talarides added to party Nomura Securities International, Inc.(pty:dft), Attorney Alexander K Talarides added to party Piper Sandler and Co.(pty:dft), Attorney Alexander K Talarides added to party RBC Capital Markets, LLC(pty:dft), Attorney Alexander K Talarides added to party Robert W. Baird and Co. Incorporated(pty:dft), Attorney Alexander K Talarides added to party Samuel A. Ramirez and Company, Inc. (pty:dft), Attorney Alexander K Talarides added to party Siebert Williams Shank and Co., LLC (pty:dft), Attorney Alexander K Talarides added to party Tigress Financial Partners, LLC(pty:dft), Attorney Alexander K Talarides added to party Wedbush Securities Inc.(pty:dft), Attorney Alexander K Talarides added to party Wells Fargo Securities, LLC(pty:dft))(Talarides, Alexander) |
| Filing 16 NOTICE of Appearance filed by attorney James N Kramer on behalf of Defendants Academy Securities, Inc., Allen and Company LLC, Barclays Capital Inc., Blaylock Van, LLC, BofA Securities, Inc., C.L. King and Associates, Inc., Cabrera Capital Markets LLC, Deutsche Bank Securities Inc., Goldman Sachs and Co. LLC, J.P. Morgan Securities LLC, Loop Capital Markets LLC, Mizuho Securities USA LLC, Morgan Stanley and Co. LLC, Nomura Securities International, Inc., Piper Sandler and Co., RBC Capital Markets, LLC, Robert W. Baird and Co. Incorporated, Samuel A. Ramirez and Company, Inc., Siebert Williams Shank and Co., LLC, Tigress Financial Partners, LLC, Wedbush Securities Inc., Wells Fargo Securities, LLC (Attorney James N Kramer added to party Academy Securities, Inc.(pty:dft), Attorney James N Kramer added to party Allen and Company LLC(pty:dft), Attorney James N Kramer added to party Barclays Capital Inc.(pty:dft), Attorney James N Kramer added to party Blaylock Van, LLC(pty:dft), Attorney James N Kramer added to party BofA Securities, Inc.(pty:dft), Attorney James N Kramer added to party C.L. King and Associates, Inc. (pty:dft), Attorney James N Kramer added to party Cabrera Capital Markets LLC(pty:dft), Attorney James N Kramer added to party Deutsche Bank Securities Inc.(pty:dft), Attorney James N Kramer added to party Goldman Sachs and Co. LLC(pty:dft), Attorney James N Kramer added to party J.P. Morgan Securities LLC(pty:dft), Attorney James N Kramer added to party Loop Capital Markets LLC(pty:dft), Attorney James N Kramer added to party Mizuho Securities USA LLC (pty:dft), Attorney James N Kramer added to party Morgan Stanley and Co. LLC(pty:dft), Attorney James N Kramer added to party Nomura Securities International, Inc.(pty:dft), Attorney James N Kramer added to party Piper Sandler and Co.(pty:dft), Attorney James N Kramer added to party RBC Capital Markets, LLC(pty:dft), Attorney James N Kramer added to party Robert W. Baird and Co. Incorporated(pty:dft), Attorney James N Kramer added to party Samuel A. Ramirez and Company, Inc. (pty:dft), Attorney James N Kramer added to party Siebert Williams Shank and Co., LLC (pty:dft), Attorney James N Kramer added to party Tigress Financial Partners, LLC(pty:dft), Attorney James N Kramer added to party Wedbush Securities Inc.(pty:dft), Attorney James N Kramer added to party Wells Fargo Securities, LLC(pty:dft))(Kramer, James) |
| Filing 15 Notice to Counsel Re Consent to Proceed Before a United States Magistrate Judge. (ghap) |
| Filing 14 NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (ghap) |
| Filing 13 NOTICE OF CLERICAL ERROR: Due to clerical error Re: Notice to Parties of Court-Directed ADR Program (ADR-8) - optional html form #10 , Notice to Counsel Re: Consent to Proceed before a US Magistrate Judge - optional html form #11 . Document # 10 and 11 Due to clerical error. The docket clerk docketed the Notice to Parties of Court-Directed ADR Program and the Notice to Counsel Re Consent to Proceed Before a United States Magistrate Judge. There is no judges initials for the two forms. (ghap) |
| Filing 12 21 DAY Summons Issued re Complaint (Attorney Civil Case Opening) #1 as to Defendants Academy Securities, Inc., Allen and Company LLC, Jeffrey R. Baker, Barclays Capital Inc., Jiten Behl, Blaylock Van, LLC, BofA Securities, Inc., Karen Boone, C.L. King and Associates, Inc., Cabrera Capital Markets LLC, Deutsche Bank Securities Inc., Jay Flatley, Goldman Sachs and Co. LLC, J.P. Morgan Securities LLC, Peter Krawiec, Loop Capital Markets LLC, Rose Marcario, Claire McDonough, Mizuho Securities USA LLC, Morgan Stanley and Co. LLC, Nomura Securities International, Inc., Piper Sandler and Co., RBC Capital Markets, LLC, Rivian Automotive, Inc., Robert W. Baird and Co. Incorporated, Samuel A. Ramirez and Company, Inc., Robert J. Scaringe, Sanford Schwartz, Siebert Williams Shank and Co., LLC, Pamela Thomas Graham, Tigress Financial Partners, LLC, Wedbush Securities Inc., Wells Fargo Securities, LLC. (ghap) |
| Filing 11 [NOTICE OF CLERICAL ERROR ISSUED ON 3/23/2022, SEE DOCKET ENTRY NO. 13] Notice to Counsel Re Consent to Proceed Before a United States Magistrate Judge. (ghap) Modified on 3/23/2022 (ghap). |
| Filing 10 [NOTICE OF CLERICAL ERROR ISSUED ON 3/23/2022, SEE DOCKET ENTRY NO. 13] NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (ghap) Modified on 3/23/2022 (ghap). |
| Filing 9 NOTICE OF ASSIGNMENT to District Judge Cormac J. Carney and Magistrate Judge Autumn D. Spaeth. (ghap) |
| Filing 8 APPLICATION of Non-Resident Attorney Ryan T. Degnan to Appear Pro Hac Vice on behalf of Plaintiff Albert Nicholas Horvath (Pro Hac Vice Fee - $500 Fee Paid, Receipt No. ACACDC-32994053) filed by Plaintiff Albert Nicholas Horvath. (Attachments: #1 New Jersey Certificate of Good Standing, #2 Pennsylvania Certificate of Good Standing, #3 Proposed Order) (Rigali, Paul) |
| Filing 7 APPLICATION of Non-Resident Attorney Naumon A. Amjed to Appear Pro Hac Vice on behalf of Plaintiff Albert Nicholas Horvath (Pro Hac Vice Fee - $500 Fee Paid, Receipt No. ACACDC-32993957) filed by Plaintiff Albert Nicholas Horvath. (Attachments: #1 Delaware Certificate of Good Standing, #2 New York Certificate of Good Standing, #3 Pennsylvania Certificate of Good Standing, #4 Proposed Order) (Rigali, Paul) |
| Filing 6 Notice of Appearance or Withdrawal of Counsel: for attorney Paul Anthony Rigali counsel for Plaintiff Albert Nicholas Horvath. Adding Paul A. Rigali as counsel of record for Albert Nicholas Horvath for the reason indicated in the G-123 Notice. Filed by Plaintiff Albert Nicholas Horvath. (Attorney Paul Anthony Rigali added to party Albert Nicholas Horvath(pty:pla))(Rigali, Paul) |
| Filing 5 NOTICE of Related Case(s) filed by Plaintiff Albert Nicholas Horvath. Related Case(s): 2:22-cv-01524 RGK(Ex) (Larson, Stephen) |
| Filing 4 CERTIFICATE of Interested Parties filed by Plaintiff Albert Nicholas Horvath, identifying Albert Nicholas Horvath, Rivian Automotive, Inc., Robert J. Scaringe, Claire McDonough, Jeffrey R. Baker, Jiten Behl, Karen Boone, Sanford Schwartz, Rose Marcario, Peter Krawiec, Jay Flatley, Pamela Thomas-Graham, Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Barclays Capital Inc., Deutsche Bank Securities Inc., Allen & Company LLC, BofA Securities, Inc., Mizuho Securities USA LLC, Wells Fargo Securities, LLC, Nomura Securities International, Inc., Piper Sandler & Co., RBC Capital Markets, LLC, Robert W. Baird & Co. Incorporated, Wedbush Securities Inc., Academy Securities, Inc., Blaylock Van, LLC, Cabrera Capital Markets LLC, C.L. King & Associates, Inc., Loop Capital Markets LLC, Samuel A. Ramirez & Company, Inc., Siebert Williams Shank & Co., LLC, Tigress Financial Partners, LLC. (Larson, Stephen) |
| Filing 3 Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) #1 filed by Plaintiff Albert Nicholas Horvath. (Larson, Stephen) |
| Filing 2 CIVIL COVER SHEET filed by Plaintiff Albert Nicholas Horvath. (Larson, Stephen) |
| Filing 1 COMPLAINT Receipt No: ACACDC-32991918 - Fee: $402, filed by Plaintiff Albert Nicholas Horvath. (Attachments: #1 Plaintiff's Certification) (Attorney Stephen Gerard Larson added to party Albert Nicholas Horvath(pty:pla))(Larson, Stephen) |
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