Securities and Exchange Commission v. David Thompson Laurance
| Securities and Exchange Commission |
| David Thompson Laurance |
| 8:2022mc00016 |
| September 15, 2022 |
| US District Court for the Central District of California |
| David O Carter |
| Autumn D Spaeth |
| Other Statutory Actions |
| None |
Docket Report
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This docket was last retrieved on November 10, 2022. A more recent docket listing may be available from PACER.
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Filing 14
JUDGMENT Enforcing Order of the Securities by Judge David O. Carter, in favor of Securities and Exchange Commission against David Thompson Laurance #13 . FURTHER ORDERED, ADJUDGED, AND DECREED, that Laurance shall pay a civil money penalty of $30,000, plus outstanding interest pursuant to 31 U.S.C. 3717 until the entry of Judgment, together with postjudgment interest pursuant to 28 U.S.C. 1961 from the date of the entry of this Judgment. (MD JS-6, Case Terminated). SEE DOCUMENT FOR FURTHER INFORMATION. (twdb)
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| Filing 13 First NOTICE OF MOTION AND MOTION for Order for Entry of Judgment Enforcing Order of the Securities and Exchange Commision Against David Thompson Laurance filed by Plaintiff Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Schultze, Carol) |
| Filing 12 PROOF OF SERVICE filed by Plaintiff Securities and Exchange Commission, Application of the SEC (Dkt. 1), Application of Non-Resident Attorney to Appear Pro Hac Vice (Dkt. 2), Notice of Lodging of Order to Show Cause (Dkt.3), Notice of Deficiency in Pro Hac Vice Application (Dkt. 4), Notice of Filing (Dkt. 5), Notice of Assignment (Dkt. 6), Order in Response to Notice to Filer of Deficiencies (Dkt. 7), Application of Non-Resident Attorney to Appear Pro Hac Vice (Dkt. 8), Order on Application of Non-Resident Attorney to Appear (Dkt.9), and Order to Show Cause (Dkt. 10) served on October 17, 2022. (Schultze, Carol) |
| Filing 11 PROOF OF SERVICE filed by Plaintiff Securities and Exchange Commission, Order to Show Cause served on 10-9-2022. (Schultze, Carol) |
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Filing 10
ORDER TO SHOW CAUSE by Judge David O. Carter. FURTHER ORDERED, that Respondent shall serve and file any opposing papers by 5:00 p.m. on 10/28/22. Show Cause Hearing set for 11/14/2022 at 08:30 AM before Judge David O. Carter. SEE DOCUMENT FOR FURTHER INFORMATION. (twdb)
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Filing 9
ORDER by Judge David O. Carter: granting #8 Non-Resident Attorney Carol E. Schultze APPLICATION to Appear Pro Hac Vice on behalf of Securities and Exchange Commission, designating Charles E. Canter as local counsel. (lom)
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| Filing 8 APPLICATION of Non-Resident Attorney Carole E. Schultze to Appear Pro Hac Vice on behalf of Petitioner Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by Petitioner Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Canter, Charles) |
| Filing 7 RESPONSE BY THE COURT TO NOTICE TO FILER OF DEFICIENCIES IN FILED DOCUMENT RE: APPLICATION of Non-Resident Attorney Carol E. Schultze to Appear Pro Hac Vice on behalf of Petitioner Securities and Exchange Commission #2 by Judge David O. Carter. The document is stricken. The Court orders counsel to resubmit application with proper Certificate of Good Standing(s) pursuant to the Clerk's office NOTICE of Deficiency (Dkt. 4). Resubmission due no later than September 27, 2022. (lom) |
| Filing 6 NOTICE OF ASSIGNMENT to District Judge David O. Carter and Magistrate Judge Autumn D. Spaeth. (car) |
| Filing 5 Notice of Filing filed by Petitioner Securities and Exchange Commission. (Canter, Charles) |
| Filing 4 NOTICE of Deficiency in Electronically Filed Pro Hac Vice Application RE: APPLICATION of Non-Resident Attorney Carol E. Schultze to Appear Pro Hac Vice on behalf of Petitioner Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) #2 . The following error(s) was/were found: Local Rule 83-2.1.3.3(d) Certificate of Good Standing not attached for every state court listed to which the applicant has been admitted. Other error(s) with document(s): Certificates of Good Standing have been required since 9/08. See LR 83-2.1.3.3. (lt) |
| Filing 3 NOTICE OF LODGING filed re Application/Motion/Request (Attorney Civil Case Opening), #1 (Attachments: #1 Proposed Order)(Canter, Charles) |
| Filing 2 STRICKEN, see docket entry no. 7 - APPLICATION of Non-Resident Attorney Carol E. Schultze to Appear Pro Hac Vice on behalf of Petitioner Securities and Exchange Commission (Pro Hac Vice Fee - Not Required for US Government Attorney) filed by petitioner Securities and Exchange Commission. (Attachments: #1 Proposed Order) (Canter, Charles) Modified on 9/20/2022 (lom). |
| Filing 1 APPLICATION for an Order under Section 20(c) of the Securities Act of 1933 and Section 21(e) of the Exchange Act of 1934 Enforcing Compliance with Commission Order No Fee Required - US Government, filed by petitioner Securities and Exchange Commission. (Attachments: #1 Declaration of Carol E. Schultze, #2 Proposed Judgment) (Attorney Charles E. Canter added to party Securities and Exchange Commission(pty:pet))(Canter, Charles) |
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| Petitioner: Securities and Exchange Commission | |
| Represented By: | Charles E. Canter |
| Represented By: | Carol E. Schultze |
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| Respondent: David Thompson Laurance | |
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