Securities and Exchange Commission v. Loomis et al
| Securities and Exchange Commission |
| Lawrence "Lee" Loomis, Loomis Wealth Solutions, LLC, John Hagener and Lismar Financial Services, LLC |
| 2:2010cv00458 |
| February 23, 2010 |
| US District Court for the Eastern District of California |
| Sacramento Office |
| Placer |
| Morrison C. England |
| Kendall J. Newman |
| Securities/Commodities |
| 15 U.S.C. ยง 77 Securities Fraud |
| Defendant |
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The following documents for this case are available for you to view or download:
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Filing
125
FINAL JUDGMENT signed by Judge Kimberly J. Mueller on 1/20/15 against Lawrence Lee Loomis. (Meuleman, A)
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Filing
124
ORDER APPROVING STIPULATION signed by Judge Kimberly J. Mueller on 7/30/2014 ORDERING 123 the Court hereby APPROVES the Commission's request to withdraw, as to defendant Hagener only, its request for monetary relief in the form of disgorgement , as set forth in Section II of the Complaint, and for civil monetary penalties, as set forth in Section III of the Complaint. The permanent injunctions previously entered by the Court on 4/14/2103 against Hagener are not affected by this Order, and shall remain in full force and effect. 82 (Reader, L)
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Filing
115
ORDER signed by Judge Kimberly J. Mueller on 4/23/2014 ORDERING 108 that within 14 days of the date of this order, the SEC submit a proposed final judgment against Loomis, incorporating the permanent injunction, the amount of disgorgement discussed in this order and the appropriate prejudgment interest, and reflecting that no civil penalties are imposed. (Reader, L)
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Filing
110
STIPULATION and ORDER TO VACATE deadline for Plaintiff's remedies Motion against Defendant John Hagener signed by Judge Kimberly J. Mueller on 3/18/14. (Mena-Sanchez, L)
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Filing
102
ORDER to SHOW CAUSE signed by Judge Kimberly J. Mueller on 2/7/14 ORDERING that Douglas Beevers and Klaus Kolb are directed to show cause within fourteen days of the date of this order why they should not be sanctioned in the amount of $250 each. (Mena-Sanchez, L)
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Filing
97
ORDER signed by Judge Kimberly J. Mueller on 9/3/2013 GRANTING 64 Motion for Summary Judgement as to claims of false material statements and omissions under Rule 10b-5 and Section 17(a), claims for scheme liability under subparts (a) and (c) of Rul e 10b-5 and subparts (1) and (3) of section 17(a) and claims under Section 5(a) adn 5(c) of the Securities Act. Case set for status on 10/17/2013 at 02:30 PM in Courtroom 3 (KJM) before Judge Kimberly J. Mueller to discuss the remedial phase of the case. Joint Status Report due no later than 10/10/2013. (Donati, J)
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Filing
96
ORDER signed by Judge Kimberly J. Mueller on 8/27/2013 DENYING 88 Motion to Stay without prejudice. (Donati, J) Modified on 8/27/2013 (Donati, J).
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Filing
82
ORDER OF INJUNCTION AS TO DEFENDANT JOHN HAGENER signed by Judge Kimberly J. Mueller on 4/12/13. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant Hagener's Consent is incorporated herein with the same force and effect as if fully set forth herein, and that Hagener shall comply with all of the undertakings and agreements set forth therein; This Court shall retain jurisdiction over this matter for all purposes, including but not limited to, enforcing the terms of this Order of Injunction. (Becknal, R)
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Filing
70
ORDER signed by Judge Kimberly J. Mueller on 3/11/2013 ORDERING 64 the pending Motion for Summary Judgment is STAYED until resolution of the motion for expansion filed in case 2:12-CR-315 JAM; and Defendant Loomis is DIRECTED to notify this Court within 14 days of the resolution of the motion in the criminal case. (Reader, L)
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Filing
41
STIPULATION and ORDER signed by District Judge Kimberly J. Mueller on 7/11/11: Pretrial Conference and Trial dates are VACATED; Further Status Conference set for 1/18/2012 at 10:00 AM in Courtroom 3 (KJM) before District Judge Kimberly J. Mueller. Joint statement due no later than 14 days prior to Status Conference. (Manzer, C)
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Filing
37
ORDER signed by District Judge Kimberly J. Mueller on 6/6/2011 ORDERING that the parties shall submit a joint stipulation no later than 6/21/2011, proposing a date for a status conference and clearing the current pre-trial and trial dates. (Zignago, K.)
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Filing
25
ORDER signed by Judge Morrison C. England, Jr on 9/14/10 ORDERING that the Proposed FINDINGS AND RECOMMENDATIONS filed 8/24/10 23 are ADOPTED; Plaintiff's MOTION for Default Judgment against defendants Loomis Wealth Solutions, LLC, and Lismar Financial Services, LLC 20 is DENIED without prejudice. (Mena-Sanchez, L)
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Filing
24
ORDER signed by Judge Frank C. Damrell, Jr on 8/25/10 ORDERING that CIV S.-10-0458 MCE KJN shall not be reassigned.(Mena-Sanchez, L)
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Filing
23
ORDER and FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Kendall J. Newman on 8/23/10: ORDERING that the hearing on plaintiff's motion for default judgment, presently set for August 26, 2010, is vacated 20 . RECOMMENDING that 20 plaintiff's motion for default judgment be denied without prejudice. Objections to F&R due within fourteen days. (Kaminski, H)
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Filing
22
PRETRIAL SCHEDULING ORDER signed by Judge Morrison C. England, Jr on 8/11/10. Designation of Expert Witnesses due by 7/26/2011. Discovery due by 5/26/2011. Dispositive Motions filed by 7/28/2011. Final Pretrial Conference set for 1/26/2012 at 02:00 PM in Courtroom 7 (MCE) before Judge Morrison C. England Jr.. Jury Trial set for 3/26/2012 at 09:00 AM in Courtroom 7 (MCE) before Judge Morrison C. England Jr.. (Kaminski, H)
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