Securities and Exchange Commission v. Springer et al
| Securities and Exchange Commission |
| Springer Investment Management, Inc., Keith Springer and Springer Investment Management, Inc. Doing business as Springer Financial Advisors |
| 2:2019cv02559 |
| December 19, 2019 |
| US District Court for the Eastern District of California |
| Edmund F Brennan |
| William B Shubb |
| Securities/Commodities |
| 12 U.S.C. ยง 22 |
| Plaintiff |
Docket Report
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This docket was last retrieved on September 2, 2022. A more recent docket listing may be available from PACER.
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Filing 6
WAIVER of SERVICE RETURNED EXECUTED: Waiver sent to Springer Investment Management, Inc. on 12/19/2019, Answer due 2/18/2020 (Smyth, III, Bernard)
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Filing 5
WAIVER of SERVICE RETURNED EXECUTED: Waiver sent to Keith Springer on 12/19/2019, Answer due 2/18/2020 (Smyth, III, Bernard)
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Filing 4
CERTIFICATE of SERVICE by Securities and Exchange Commission re #3 Civil New Case Documents for WBS. (Smyth, III, Bernard)
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Filing 3
CIVIL NEW CASE DOCUMENTS ISSUED; Initial Scheduling Conference set for 4/13/2020 at 01:30 PM in Courtroom 5 (WBS) before Senior Judge William B. Shubb. (Attachments: #1 Consent Form, #2 VDRP) (Benson, A.)
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Filing 2
SUMMONS ISSUED as to *Keith Springer, Springer Investment Management, Inc.* with answer to complaint due within *21* days. Attorney *Sallie Shi-jin Kim* *Securities and Exchange Commission* *44 Montgomery St., Suite 2800* *San Francisco, CA 94104*. (Benson, A.)
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Filing 1
COMPLAINT against All Defendants by Securities and Exchange Commission. Attorney Kim, Sallie Shi-jin added. (Attachments: #1 Civil Cover Sheet)(Kim, Sallie)
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