Northstar Financial Advisors Inc. v. Schwab Investments et al
Plaintiff: Northstar Financial Advisors Inc.
Defendant: Schwab Investments, Charles Schwab & Co. Inc., Charles Schwab Investment Management, Inc. and Schwab Total Bond Market Fund
Case Number: 3:2008cv04119
Filed: August 28, 2008
Court: US District Court for the Northern District of California
Office: San Jose Office
County: San Francisco
Presiding Judge: Susan Illston
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 78 m(a) Securities Exchange Act
Jury Demanded By: Plaintiff

Available Case Documents

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Date Filed Document Text
February 23, 2016 Opinion or Order Filing 260 Order by Judge Lucy Koh Denying 243 Motion for Reconsideration; Granting 249 Motion for Judgment on the Pleadings; Denying as Moot 252 Motion to Certify Class. (lhklc2S, COURT STAFF) (Filed on 2/23/2016)
October 14, 2015 Opinion or Order Filing 241 CASE MANAGEMENT ORDER. Signed by Judge Lucy Koh on 10/14/2015. (lhklc2S, COURT STAFF) (Filed on 10/14/2015)
October 5, 2015 Opinion or Order Filing 229 ORDER by Judge Lucy Koh granting in part and denying in part 217 Motion to Dismiss (lhklc2S, COURT STAFF) (Filed on 10/5/2015)
August 29, 2011 Opinion or Order Filing 192 ORDER Final Judgment. Signed by Judge Lucy H. Koh on 8/29/2011. (lhklc2, COURT STAFF) (Filed on 8/29/2011)
May 24, 2011 Opinion or Order Filing 183 ORDER Setting Briefing Schedule on Motion to Dismiss. Signed by Judge Lucy H. Koh on 5/24/2011. (lhklc2, COURT STAFF) (Filed on 5/24/2011)
March 21, 2011 Opinion or Order Filing 180 ORDER Approving Stipulated Extension of Deadlines. Signed by Judge Lucy H. Koh on 3/21/2011. (lhklc2, COURT STAFF) (Filed on 3/21/2011)
March 9, 2011 Opinion or Order Filing 177 ORDER by Judge Lucy H. Koh denying (133) Motion to Consolidate Cases; denying (154) Motion to Appoint Counsel in case 5:08-cv-04119-LHK. (lhklc2, COURT STAFF) (Filed on 3/9/2011)
March 8, 2011 Opinion or Order Filing 176 ORDER by Judge Lucy H. Koh in case 5:08-cv-04119-LHK; granting in part and denying in part (35) Motion to Dismiss in case 5:10-cv-03971-LHK.(lhklc2, COURT STAFF) (Filed on 3/8/2011)
March 2, 2011 Opinion or Order Filing 175 Corrected ORDER Granting in Part and Denying in Part Defendants' Motion to Dismiss. Signed by Judge Lucy H. Koh on 3/2/2011. (lhklc2, COURT STAFF) (Filed on 3/2/2011)
March 1, 2011 Opinion or Order Filing 174 ORDER by Judge Lucy H. Koh granting in part and denying in part (150) Motion to Dismiss in case 5:08-cv-04119 LHK. (lhklc2, COURT STAFF) (Filed on 3/1/2011)
January 21, 2011 Opinion or Order Filing 170 ORDER Granting Administrative Relief. Defendants' Response to be Submitted by January 25, 2011. Signed by Judge Lucy H. Koh on 1/21/2011. (lhklc2, COURT STAFF) (Filed on 1/21/2011)
December 15, 2010 Opinion or Order Filing 163 ORDER Approving Substitution of Counsel. Signed by Judge Lucy H. Koh on 12/15/2010. (lhklc2, COURT STAFF) (Filed on 12/15/2010)
December 13, 2010 Opinion or Order Filing 161 ORDER Approving Substitution of Defendants' Counsel. Signed by Judge Lucy H. Koh on 12/13/2010. (lhklc2, COURT STAFF) (Filed on 12/13/2010)
October 21, 2010 Opinion or Order Filing 148 ORDER Granting Stipulated Briefing Schedule. Signed by Judge Lucy H. Koh on 10/19/2010. (lhklc2, COURT STAFF) (Filed on 10/21/2010)
October 12, 2010 Opinion or Order Filing 136 ORDER Regarding Briefing Schedule. Signed by Judge Lucy H. Koh on 10/12/2010. (lhklc2, COURT STAFF) (Filed on 10/12/2010)
October 6, 2010 Opinion or Order Filing 131 ORDER by Judge Lucy H. Koh granting 121 Motion to Relate Case; granting 128 Motion to Relate Case. (lhklc2, COURT STAFF) (Filed on 10/6/2010)
September 10, 2010 Opinion or Order Filing 125 ORDER setting deadline for Amended Complaint, Motion to Dismiss and associated briefing schedule. Signed by Judge Lucy H. Koh on 09/10/2010. (lhklc2, COURT STAFF) (Filed on 9/10/2010)
July 1, 2009 Opinion or Order Filing 110 ORDER of USCA re Appeal Filing Fee. (ys, COURT STAFF) (Filed on 7/1/2009)
April 27, 2009 Opinion or Order Filing 108 ORDER GRANTING DEFENDANTS' MOTION TO CERTIFY FOR INTERLOCUTORY APPEAL AND TO STAY; DENYING WITHOUT PREJUDICE DEFENDANTS' MOTION TO DISMISS. re 79 , 88 . (SI, COURT STAFF) (Filed on 4/27/2009)
April 16, 2009 Opinion or Order Filing 102 ORDER dismissing certain claims. Signed by Judge Illston on 4/16/09. (ts, COURT STAFF) (Filed on 4/16/2009)
March 10, 2009 Opinion or Order Filing 87 ORDER continuing motions to 5/1/09 @ 9 am. Signed by Judge Illston on 3/9/09. (ts, COURT STAFF) (Filed on 3/10/2009)
March 6, 2009 Opinion or Order Filing 83 ORDER dismissing Schwab and Schwab Total Bond Market re 76 . Signed by Judge Illston on 3/4/09. (ts, COURT STAFF) (Filed on 3/6/2009)
February 19, 2009 Opinion or Order Filing 74 ORDER GRANTING IN PART AND DENYING IN PART MOTION TO DISMISS WITH LEAVE TO AMEND re 33 . Amended Complaint is due 3/2/09 (SI, COURT STAFF) (Filed on 2/19/2009)
February 3, 2009 Opinion or Order Filing 67 SEALING ORDER re 64 . Signed by Judge Illston on 2/3/09. (ts, COURT STAFF) (Filed on 2/3/2009)
January 14, 2009 Opinion or Order Filing 50 ORDER DIRECTING FURTHER BRIEFING. Biref due noon on 1/20/09. (SI, COURT STAFF) (Filed on 1/14/2009)
December 18, 2008 Opinion or Order Filing 46 ORDER by Judge Illston granting 43 Motion for Extension of Time to File Response/Reply (ts, COURT STAFF) (Filed on 12/18/2008)
November 17, 2008 Opinion or Order Filing 32 ORDER DENYING 12 PLAINTIFF'S MOTION FOR TEMPORARY RESTRAINING ORDER(SI, COURT STAFF) (Filed on 11/17/2008)
November 13, 2008 Opinion or Order Filing 29 ORDER by Judge Illston granting 25 Motion for Pro Hac Vice (ts, COURT STAFF) (Filed on 11/13/2008)
November 7, 2008 Opinion or Order Filing 20 ORDER by Judge Illston granting 11 Motion for Pro Hac Vice (ts, COURT STAFF) (Filed on 11/7/2008)
October 15, 2008 Opinion or Order Filing 10 ORDER continuing cmc to 2/6/09, motions to 1/16/09. Signed by Judge Illston on 10/10/08. (ts, COURT STAFF) (Filed on 10/15/2008)
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Search for this case: Northstar Financial Advisors Inc. v. Schwab Investments et al
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Plaintiff: Northstar Financial Advisors Inc.
Represented By: James Christopher Magid
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Defendant: Schwab Investments
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Defendant: Charles Schwab & Co. Inc.
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Defendant: Charles Schwab Investment Management, Inc.
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Defendant: Schwab Total Bond Market Fund
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