Wozniak v. Align Technology Inc et al
Plumbers and Pipefitters National Pension Fund and Charles Wozniak |
Thomas M. Prescott and Align Technology Inc |
3:2009cv03671 |
August 11, 2009 |
US District Court for the Northern District of California |
San Francisco Office |
Los Angeles |
Maxine M Chesney |
Securities/Commodities |
15 U.S.C. § 78 m(a) Securities Exchange Act |
Plaintiff |
Docket Report
This docket was last retrieved on March 14, 2012. A more recent docket listing may be available from PACER.
Document Text |
---|
Filing 63 NOTICE of Voluntary Dismissal STIPULATED DISMISSAL PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 41(a)(1)(A)(ii) by Plumbers and Pipefitters National Pension Fund (Radcliffe, Willow) (Filed on 3/14/2012) |
Filing 62 ORDER EXTENDING LEAD PLAINTIFF'S TIME TO FILE THIRD AMENDED COMPLAINT AND SETTING BRIEFING SCHEDULE. The Case Management Conference, currently scheduled for July 20, 2012, is continued to October 26, 2012. Signed by Judge Maxine M. Chesney on February 16, 2012. (mmclc2, COURT STAFF) (Filed on 2/16/2012) |
Filing 61 STIPULATION WITH PROPOSED ORDER EXTENDING LEAD PLAINTIFF'S TIME TO FILE THIRD AMENDED COMPLAINT AND SETTING BRIEFING SCHEDULE filed by Plumbers and Pipefitters National Pension Fund. (Holloway, Sarah) (Filed on 2/15/2012) |
Set Deadlines/Hearings: Case Management Conference Continued for 7/20/2012 10:30 AM. Re #60 Order (aaa, COURT STAFF) (Filed on 2/3/2012) |
Filing 60 ORDER GRANTING DEFENDANTS' MOTION TO DISMISS PLAINTIFF'S SECOND AMENDED COMPLAINT WITH LEAVE TO AMEND. Defendants' motion to dismiss the Second Amended Complaint is granted, and the Second Amended Complaint is dismissed with leave to amend. The Third Amended Complaint, if any, shall be filed no later than March 2, 2012. The Case Management Conference, currently set for April 13, 2012 is continued to July 20, 2012. Signed by Judge Maxine M. Chesney on February 3, 2012. (mmclc2, COURT STAFF) (Filed on 2/3/2012) |
Filing 59 ORDER VACATING JANUARY 13, 2012 HEARING ON DEFENDANTS' MOTION TO DISMISS PLAINTIFF'S SECOND AMENDED COMPLAINT. Having read and considered the papers filed in support of and in opposition to the motion, the Court deems the matter suitable for decision thereon, and vacates the hearing scheduled for January 13, 2012. Signed by Judge Maxine M. Chesney on January 10, 2012. (mmclc2, COURT STAFF) (Filed on 1/10/2012) |
Filing 58 RESPONSE to re #49 Request for Judicial Notice by Align Technology Inc, Thomas M. Prescott. (Henderson, Katherine) (Filed on 12/21/2011) |
Filing 57 Declaration of Molly A. Arico in Support of Defendants' Motion to Dismiss Plaintiffs' Second Amended Complaint filed byAlign Technology Inc, Thomas M. Prescott. (Attachments: #1 Exhibit 16)(Henderson, Katherine) (Filed on 12/21/2011) |
Filing 56 REPLY (re #48 MOTION to Dismiss Plaintiffs' Second Amended Complaint ) filed byAlign Technology Inc, Thomas M. Prescott. (Henderson, Katherine) (Filed on 12/21/2011) |
Filing 55 Proposed Order re #53 Response ( Non Motion ), #54 Opposition/Response to Motion, by Plumbers and Pipefitters National Pension Fund. (Radcliffe, Willow) (Filed on 11/9/2011) |
Filing 54 RESPONSE (re #48 MOTION to Dismiss Plaintiffs' Second Amended Complaint ) Plaintiffs' Opposition to Defendants' Motion to Dismiss Second Amended Complaint filed byPlumbers and Pipefitters National Pension Fund. (Radcliffe, Willow) (Filed on 11/9/2011) |
Filing 53 RESPONSE to re #49 Request for Judicial Notice Plaintiffs' Opposition to Defendants' Request for Judicial Notice by Plumbers and Pipefitters National Pension Fund. (Radcliffe, Willow) (Filed on 11/9/2011) |
Set/Reset Deadlines as to #48 MOTION to Dismiss Plaintiffs' Second Amended Complaint. Responses due by 11/9/2011. Replies due by 12/21/2011. Motion Hearing set for 1/13/2012 09:00 AM in Courtroom 7, 19th Floor, San Francisco before Hon. Maxine M. Chesney. (tlS, COURT STAFF) (Filed on 10/18/2011) |
Set Deadlines/Hearings: A Joint Case Management Statement due by 4/6/2012. Case Management Conference set for 4/13/2012 10:30 AM. Re #52 Order (aaa, COURT STAFF) (Filed on 10/14/2011) |
Filing 52 ORDER EXTENDING LEAD PLAINTIFF'S TIME TO RESPOND TO DEFENDANTS' MOTION TO DISMISS SECOND AMENDED COMPLAINT; SCHEDULING CASE MANAGEMENT CONFERENCE. Lead plaintiff's opposition to Defendant's motion to dismiss the SAC shall be filed on or before November 9, 2011. Defendants' reply brief shall be filed on or before December 21, 2011. The hearing on Defendants' motion to dismiss the SAC shall be moved from December 9, 2011 to January 13, 2012. Further, a Case Management Conference is hereby scheduled for April 13, 2012; a Joint Case Management Statement shall be filed no later than April 6, 2012. Signed by Judge Maxine M. Chesney on October 14, 2011. (mmclc2, COURT STAFF) (Filed on 10/14/2011) |
Filing 51 STIPULATION AND [PROPOSED] ORDER EXTENDING LEAD PLAINTIFF'S TIME TO RESPOND TO DEFENDANTS' MOTION TO DISMISS SECOND AMENDED COMPLAINT by Plumbers and Pipefitters National Pension Fund. (Radcliffe, Willow) (Filed on 10/11/2011) |
Filing 50 Declaration of Molly A. Arico in Support of Defendants' #48 Motion to Dismiss Plaintiffs' Second Amended Complaint filed byAlign Technology Inc, Thomas M. Prescott. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15)(Henderson, Katherine) (Filed on 9/7/2011) Modified on 9/8/2011 (aaa, COURT STAFF). |
Filing 49 Request for Judicial Notice in Support of Defendants' Motion to Dismiss Plaintiffs' Second Amended Complaint filed byAlign Technology Inc, Thomas M. Prescott. (Henderson, Katherine) (Filed on 9/7/2011) |
Filing 48 MOTION to Dismiss Plaintiffs' Second Amended Complaint filed by Align Technology Inc, Thomas M. Prescott. Motion Hearing set for 12/9/2011 09:00 AM in Courtroom 7, 19th Floor, San Francisco before Hon. Maxine M. Chesney. Responses due by 9/21/2011. Replies due by 9/28/2011. (Attachments: #1 Proposed Order)(Henderson, Katherine) (Filed on 9/7/2011) |
Filing 47 ORDER RE: STIPULATION EXTENDING TIME TO RESPOND TO LEAD PLAINTIFF'S SECOND AMENDED COMPLAINT AND SETTING BRIEFING SCHEDULE. Pursuant to stipulation, defendants shall respond to plaintiff's second amended complaint no later than September 7, 2011. Plaintiff's opposition, if any, shall be filed no later than October 21, 2011. Defendant's reply, if any, shall be filed no later than November 21, 2011. Signed by Judge Maxine M. Chesney on 7/27/2011. (mmclc2, COURT STAFF) (Filed on 7/27/2011) |
Filing 46 STIPULATION and [Proposed] Order Extending Time to Respond to Lead Plaintiff's Second Amended Complaint and Setting Briefing Schedule by Align Technology Inc, Thomas M. Prescott. (Henderson, Katherine) (Filed on 7/26/2011) |
Filing 45 CERTIFICATE OF SERVICE by Plumbers and Pipefitters National Pension Fund re #44 Amended Complaint, for Second Amended Complaint for Violations of Federal Securities Laws Pursuant to Civil Local Rule 23-2(c)(2) (Radcliffe, Willow) (Filed on 7/25/2011) |
Filing 44 AMENDED COMPLAINT Second Amended Complaint for Violations of Federal Securities Laws against Align Technology Inc, Thomas M. Prescott. Filed byPlumbers and Pipefitters National Pension Fund. (Attachments: #1 Exhibit A, #2 Exhibit B)(Radcliffe, Willow) (Filed on 7/22/2011) |
Filing 43 ORDER GRANTING DEFENDANTS MOTION TO DISMISS PLAINTIFFS AMENDED COMPLAINT WITH LEAVE TO AMEND. Granting #26 Motion to Dismiss. Signed by Judge Maxine M. Chesney. (mmclc2, COURT STAFF) (Filed on 6/8/2011) |
***Deadlines terminated. #42 Order. (aaa, COURT STAFF) (Filed on 3/24/2011) |
Filing 42 ORDER RE: STIPULATION CONTINUING CASE MANAGEMENT CONFERENCE. The Case Management Conferenced scheduled for April 15, 2011 is vacated. Signed by Judge Maxine M. Chesney on 3/24/2011. (mmclc2, COURT STAFF) (Filed on 3/24/2011) |
Filing 41 STIPULATION and [Proposed] Order Continuing Case Management Conference by Plumbers and Pipefitters National Pension Fund. (Radcliffe, Willow) (Filed on 3/23/2011) |
Set Deadlines/Hearings: Case Management Conference Continued for 4/15/2011 10:30 AM. Re #40 Order (aaa, COURT STAFF) (Filed on 11/19/2010) |
Filing 40 ORDER CONTINUING CASE MANAGEMENT CONFERENCE. The case management conference currently scheduled for December 10, 2010 at 10:30 a.m. is continued to April 15, 2011 at 10:30 a.m. Signed by Judge Maxine M. Chesney on 11/19/2010. (mmclc2, COURT STAFF) (Filed on 11/19/2010) |
Filing 39 STIPULATION and [Proposed] Order Continuing Case Management Conference by Plumbers and Pipefitters National Pension Fund. (Radcliffe, Willow) (Filed on 11/18/2010) |
Set Deadlines/Hearings: Case Management Conference Continued for 12/10/2010 10:30 AM. Re #38 Order (aaa, COURT STAFF) (Filed on 8/24/2010) |
Filing 38 ORDER GRANTING PARTIES' STIPULATION CONTINUING CASE MANAGEMENT CONFERENCE. The parties' stipulation to continue the case management conference currently scheduled for September 10, 2010 to December 10, 2010 is granted. Signed by Judge Maxine M. Chesney on August 24, 2010. (mmclc2, COURT STAFF) (Filed on 8/24/2010) |
Filing 37 NOTICE of Change of Address by Willow E. Radcliffe (Radcliffe, Willow) (Filed on 8/24/2010) |
Filing 36 STIPULATION and [Proposed] Order Continuing Case Management Conference by Align Technology Inc, Thomas M. Prescott. (Henderson, Katherine) (Filed on 8/20/2010) |
Filing 35 CLERKS NOTICE: July 9, 2010 Hearing for Defendant's Motion to Dismiss Amended Complaint is HEREBY VACATED, MOTION DEEMED SUBMITTED. (tl, COURT STAFF) (Filed on 7/7/2010) |
Filing 34 Declaration of Molly Arico in Support of #33 Reply Memorandum in Support of Defendants' Motion to Dismiss Plaintiffs' Amended Complaint filed byAlign Technology Inc, Thomas M. Prescott. (Attachments: #1 Exhibit 17)(Related document(s) #33 ) (Arico, Molly) (Filed on 6/21/2010) |
Filing 33 Reply Memorandum re #26 MOTION to Dismiss Plaintiffs' Amended Complaint filed byAlign Technology Inc, Thomas M. Prescott. (Arico, Molly) (Filed on 6/21/2010) |
Filing 32 Reply Memorandum in Support of Defendants' #28 Request for Judicial Notice filed byAlign Technology Inc, Thomas M. Prescott. (Arico, Molly) (Filed on 6/21/2010) Modified on 6/22/2010 (aaa, COURT STAFF). |
Filing 31 Memorandum in Opposition re #26 MOTION to Dismiss Plaintiffs' Amended Complaint filed byPlumbers and Pipefitters National Pension Fund. (Attachments: #1 Proposed Order)(Radcliffe, Willow) (Filed on 5/21/2010) |
Filing 30 Declaration of SARAH R. HOLLOWAY in Support of #29 Memorandum in Opposition, Declaration of Sarah R. Holloway in Support of Plaintiff's Opposition to Defendants' Request for Judicial Notice in Support of Defendants' Motion to Dismiss Plaintiff's Amended Complaint filed byPlumbers and Pipefitters National Pension Fund. (Attachments: #1 Exhibit A)(Related document(s) #29 ) (Holloway, Sarah) (Filed on 5/21/2010) |
Filing 29 MEMORANDUM in Opposition re #28 Request for Judicial Notice Plaintiff's Opposition to Defendants' Request for Judicial Notice in Support of Defendants' Motion to Dismiss Plaintiff's Amended Complaint filed byPlumbers and Pipefitters National Pension Fund. (Related document(s) #28 ) (Holloway, Sarah) (Filed on 5/21/2010) |
Filing 28 Request for Judicial Notice re #27 Declaration in Support,, #26 MOTION to Dismiss Plaintiffs' Amended Complaint filed byAlign Technology Inc, Thomas M. Prescott. (Related document(s) #27 , #26 ) (Arico, Molly) (Filed on 3/26/2010) |
Filing 27 Declaration of Molly Arico in Support of #26 MOTION to Dismiss Plaintiffs' Amended Complaint filed byAlign Technology Inc, Thomas M. Prescott. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16)(Related document(s) #26 ) (Arico, Molly) (Filed on 3/26/2010) |
Filing 26 MOTION to Dismiss Plaintiffs' Amended Complaint filed by Align Technology Inc, Thomas M. Prescott. Motion Hearing set for 7/9/2010 09:00 AM in Courtroom 7, 19th Floor, San Francisco. (Attachments: #1 Proposed Order)(Arico, Molly) (Filed on 3/26/2010) |
Filing 25 NOTICE by Plumbers and Pipefitters National Pension Fund Notice of Firm Name Change (Holloway, Sarah) (Filed on 3/23/2010) |
Filing 24 AMENDED COMPLAINT For Violations of Federal Securities Laws against Align Technology Inc, Thomas M. Prescott. Filed byPlumbers and Pipefitters National Pension Fund. (Attachments: #1 Exhibit A, #2 Exhibit B)(Radcliffe, Willow) (Filed on 1/29/2010) |
Filing 23 ORDER EXTENDING TIME FOR FILING LEAD PLAINTIFF'S AMENDED COMPLAINT AND BRIEFING SCHEDULE ON MOTION TO DISMISS. Lead plaintiff shall file an amended complaint no later than January 29, 2010. Defendants shall file their motion to dismiss no later than March 26, 2010, plaintiff shall file his opposition no later than May 21, 2010, and defendants shall file their reply no later than June 21, 2010. Signed by Judge Maxine M. Chesney on January 8, 2010. (mmclc1, COURT STAFF) (Filed on 1/8/2010) |
Filing 22 STIPULATION and [Proposed] Order Extending Time for Filing Lead Plaintiff's Amended Complaint and Briefing Schedule on Motion to Dismiss by Plumbers and Pipefitters National Pension Fund. (Radcliffe, Willow) (Filed on 1/7/2010) |
Set Deadlines/Hearings: A Joint Case Management Statement due by 9/3/2010. Case Management Conference Continued for 9/10/2010 10:30 AM. Re #21 Order (aaa, COURT STAFF) (Filed on 12/2/2009) |
Filing 21 ORDER APPROVING STIPULATION SETTING TIME FOR FILING AMENDED COMPLAINT AND DEFENDANTS' RESPONSE THERETO; CONTINUING CASE MANAGEMENT CONFERENCE. The Case Management Conference is continued from January 15, 2010 to September 10, 2010 at 10:30 a.m. Signed by Judge Maxine M. Chesney on December 2, 2009. (mmclc2, COURT STAFF) (Filed on 12/2/2009) |
Filing 20 STIPULATION and [Proposed] Order Setting Time for Filing Amended Complaint and Defendants' Response Thereto and Continuing Case Management Conference by Align Technology Inc, Thomas M. Prescott. (Henderson, Katherine) (Filed on 11/24/2009) |
Filing 19 ORDER GRANTING MOTION TO APPOINT PPNPF AS LEAD PLAINTIFF; DENYING MOTION TO APPOINT CHARLES WOZNIAK AS LEAD PLAINTIFF; APPROVING LEAD PLAINTIFF'S SELECTION OF COUNSEL; DIRECTIONS TO PARTIES. Plumbers and Pipefitters National Pension Fund's motion for appointment as lead plaintiff is granted, and Charles Wozniak's motion for appointment is denied. Lead plaintiff's selection of Coughlin Stoia Geller Rudman & Robbins LLP as counsel for the class is approved. The parties are directed to meet and confer and to submit a stipulated schedule no later than December 4, 2009. Signed by Judge Maxine M. Chesney on November 13, 2009. (mmclc1, COURT STAFF) (Filed on 11/13/2009) |
Filing 18 Reply Memorandum re #8 MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Points and Authorities in Support Thereof filed byPlumbers and Pipefitters National Pension Fund. (O'Mara, Brian) (Filed on 11/6/2009) |
Set Deadlines/Hearings: A Joint Case Management Statement due by 1/8/2010. Case Management Conference Continued for 1/15/2010 10:30 AM. Re #17 Order (aaa, COURT STAFF) (Filed on 10/30/2009) |
Filing 17 ORDER CONTINUING NOVEMBER 20, 2009 CASE MANAGEMENT CONFERENCE TO JANUARY 15, 2010. A Joint Case Management Statement shall be filed no later than January 8, 2010. Signed by Judge Maxine M. Chesney on October 30, 2009. (mmclc2, COURT STAFF) (Filed on 10/30/2009) |
Filing 16 Memorandum in Opposition re #6 MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Points and Authorities in Support Thereof filed byPlumbers and Pipefitters National Pension Fund. (O'Mara, Brian) (Filed on 10/30/2009) |
Filing 15 STIPULATION and [Proposed] Order Extending Time to Respond and Continuing Case Management Conference by Align Technology Inc, Thomas M. Prescott. (Henderson, Katherine) (Filed on 10/23/2009) |
Filing 14 NOTICE of Appearance by Katherine Leigh Henderson , Douglas J. Clark, Caz Hashemi, and Molly A. Arico for Defendants Align Technology, Inc. and Thomas M. Prescott (Henderson, Katherine) (Filed on 10/23/2009) |
Filing 13 Certificate of Interested Entities by Align Technology Inc, Thomas M. Prescott (Henderson, Katherine) (Filed on 10/23/2009) |
Filing 12 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Willow E. Radcliffe on behalf of Plumbers and Pipefitters National Pension Fund (Radcliffe, Willow) (Filed on 10/13/2009) |
Filing 11 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Darren Jay Robbins on behalf of Plumbers and Pipefitters National Pension Fund (Robbins, Darren) (Filed on 10/13/2009) |
Filing 10 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Brian O. O'Mara on behalf of Plumbers and Pipefitters National Pension Fund (O'Mara, Brian) (Filed on 10/13/2009) |
Filing 9 Declaration of Brian O. O'Mara in Support of #8 MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Points and Authorities in Support Thereof filed byPlumbers and Pipefitters National Pension Fund. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Related document(s) #8 ) (O'Mara, Brian) (Filed on 10/13/2009) |
Filing 8 MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Points and Authorities in Support Thereof filed by Plumbers and Pipefitters National Pension Fund. Motion Hearing set for 11/20/2009 09:00 AM in Courtroom 7, 19th Floor, San Francisco. (Attachments: #1 Proposed Order)(O'Mara, Brian) (Filed on 10/13/2009) |
Filing 7 Declaration of Michael Goldberg in Support of #6 MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Points and Authorities in Support Thereof filed byCharles Wozniak. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Sworn Wozniak Shareholder Certification, #3 Exhibit C - Loss Chart, #4 Exhibit D - Firm Resume)(Related document(s) #6 ) (Goldberg, Michael) (Filed on 10/13/2009) |
Filing 6 MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Points and Authorities in Support Thereof filed by Charles Wozniak. Motion Hearing set for 11/20/2009 09:00 AM in Courtroom 7, 19th Floor, San Francisco. (Attachments: #1 Proposed Order)(Goldberg, Michael) (Filed on 10/13/2009) |
Filing 5 CERTIFICATE OF SERVICE by Charles Wozniak, Summons Issued as to Align Technology Inc, Thomas M. Prescott. (aaa, COURT STAFF) (Filed on 8/11/2009) |
Filing 4 Certificate of Interested Entities or Parties by Charles Wozniak identifying Other Affiliate The Law Offices of Howard G. Smith for Charles Wozniak. (aaa, COURT STAFF) (Filed on 8/11/2009) (aaa, COURT STAFF). |
Filing 3 Certification of Attorney Michael Goldberg Pursuant to Northern District Civil Local Rule 3-7(d) filed byCharles Wozniak. (aaa, COURT STAFF) (Filed on 8/11/2009) (aaa, COURT STAFF). |
Filing 2 ADR SCHEDULING ORDER: Case Management Statement due by 11/13/2009. Case Management Conference set for 11/20/2009 10:30 AM. Signed by Judge Maxine M. Chesney on 8/11/09. (Attachments: #1 MMC Standing Order, #2 Standing Order)(aaa, COURT STAFF) (Filed on 8/11/2009) |
Filing 1 CLASS ACTION COMPLAINT FOR VIOLATIONS OF FEDERAL SECURITIES LAWS: JURY TRIAL DEMANDED against Align Technology Inc, Thomas M. Prescott ( Filing fee $ 350.00, receipt number 54611005733.). Filed byCharles Wozniak. (aaa, COURT STAFF) (Filed on 8/11/2009) (aaa, COURT STAFF). |
CASE DESIGNATED for Electronic Filing. (aaa, COURT STAFF) (Filed on 8/11/2009) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the California Northern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.