Securities And Exchange Commission v. Charles Schwab Investment Management Inc. et al
Securities And Exchange Commission |
Charles Schwab Investment Management Inc., Charles Schwab & Co. Inc. and Schwab Investments |
3:2011cv00136 |
January 11, 2011 |
US District Court for the Northern District of California |
San Francisco Office |
San Francisco |
William Alsup |
Securities/Commodities/Exchanges |
15 U.S.C. ยง 77 |
None |
Available Case Documents
The following documents for this case are available for you to view or download:
Document Text |
---|
Filing 97 ***CORRECTED*** STIPULATION AND AMENDED ORDER APPROVING THE FINAL ACCOUNTING, TRANSFERRING FUNDS TO THE SECURITIES AND EXCHANGE COMMISSION, DISCHARGING THE DISTRIBUTION AGENT, AND TERMINATING THE DISTRIBUTION FUND. Signed by Judge Alsup on 12/5/16. (whalc1, COURT STAFF) (Filed on 12/5/2016) |
Filing 94 ORDER APPROVING THE FINAL ACCOUNTING, TRANSFERRING FUNDS TO THE UNITED STATES TREASURY, DISCHARGING THE DISTRIBUTION AGENT, AND TERMINATING THE DISTRIBUTION FUND by Hon. William Alsup granting 89 Motion for approval of final accounting.(whalc1, COURT STAFF) (Filed on 10/11/2016) |
Filing 92 ORDER APPROVING 91 STIPULATION TO CONTINUE HEARING.(whalc2, COURT STAFF) (Filed on 9/29/2016) |
Filing 64 ORDER GRANTING MOTION FOR DISTRIBUTION OF FUNDS by Hon. William Alsup granting 58 Motion for Disbursement of Funds.(whalc2, COURT STAFF) (Filed on 4/18/2013) |
Filing 57 NOTICE REQUESTING SUBMISSION re 56 Letter (whalc2, COURT STAFF) (Filed on 3/7/2013) |
Filing 39 ORDER TO DISBURSE FUNDS TO PAY ESTIMATED TAX LIABILITY FOR THE THIRD QUARTER OF 2011 by Hon. William Alsup granting 38 Motion for Disbursement of Funds.(whalc2, COURT STAFF) (Filed on 9/14/2011) |
Filing 37 ORDER APPROVING DISTRIBUTION PLAN WITH MODIFICATION by Hon. William Alsup granting 30 Motion.(whalc2, COURT STAFF) (Filed on 6/7/2011) |
Filing 32 ORDER TO DISBURSE FUNDS TO PAY ESTIMATED TAX LIABILITY FOR THE SECOND QUARTER OF 2011 by Judge Alsup granting 31 Motion for Disbursement of Funds (whalc2, COURT STAFF) (Filed on 5/23/2011) |
Filing 29 ORDER APPOINTING DISTRIBUTION AGENT AND ESTABLISHING A FAIR FUND by Judge Alsup granting 28 Motion (whalc2, COURT STAFF) (Filed on 4/4/2011) |
Filing 23 SCHEDULING ORDER. Signed by Judge Alsup on March 21, 2011. (whalc2, COURT STAFF) (Filed on 3/21/2011) |
Filing 20 ORDER GRANTING APPLICATION FOR ADMISSION OF ROBERT JUMAN PRO HAC VICE by Judge Alsup granting 18 Motion for Pro Hac Vice (whalc2, COURT STAFF) (Filed on 3/14/2011) |
Filing 15 ORDER APPOINTING TAX ADMINISTRATOR by Judge Alsup granting 14 Motion (whalc2, COURT STAFF) (Filed on 3/8/2011) |
Filing 10 SUPPLEMENTAL ORDER TO ORDER SETTING INITIAL CASE MANAGEMENT CONFERENCE re (13 in 3:11-cv-00137-WHA) Clerks Notice. Signed by Judge William Alsup on 11/20/08. (dt, COURT STAFF) (Filed on 1/20/2011) |
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the California Northern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.