Securities And Exchange Commission v. Charles Schwab Investment Management Inc. et al
| Securities And Exchange Commission |
| Charles Schwab Investment Management Inc., Charles Schwab & Co. Inc. and Schwab Investments |
| 3:2011cv00136 |
| January 11, 2011 |
| US District Court for the Northern District of California |
| San Francisco Office |
| San Francisco |
| William Alsup |
| Securities/Commodities/Exchanges |
| 15 U.S.C. ยง 77 |
| None |
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Available Case Documents
The following documents for this case are available for you to view or download:
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Filing
97
***CORRECTED*** STIPULATION AND AMENDED ORDER APPROVING THE FINAL ACCOUNTING, TRANSFERRING FUNDS TO THE SECURITIES AND EXCHANGE COMMISSION, DISCHARGING THE DISTRIBUTION AGENT, AND TERMINATING THE DISTRIBUTION FUND. Signed by Judge Alsup on 12/5/16. (whalc1, COURT STAFF) (Filed on 12/5/2016)
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Filing
94
ORDER APPROVING THE FINAL ACCOUNTING, TRANSFERRING FUNDS TO THE UNITED STATES TREASURY, DISCHARGING THE DISTRIBUTION AGENT, AND TERMINATING THE DISTRIBUTION FUND by Hon. William Alsup granting 89 Motion for approval of final accounting.(whalc1, COURT STAFF) (Filed on 10/11/2016)
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Filing
92
ORDER APPROVING 91 STIPULATION TO CONTINUE HEARING.(whalc2, COURT STAFF) (Filed on 9/29/2016)
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Filing
64
ORDER GRANTING MOTION FOR DISTRIBUTION OF FUNDS by Hon. William Alsup granting 58 Motion for Disbursement of Funds.(whalc2, COURT STAFF) (Filed on 4/18/2013)
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Filing
57
NOTICE REQUESTING SUBMISSION re 56 Letter (whalc2, COURT STAFF) (Filed on 3/7/2013)
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Filing
39
ORDER TO DISBURSE FUNDS TO PAY ESTIMATED TAX LIABILITY FOR THE THIRD QUARTER OF 2011 by Hon. William Alsup granting 38 Motion for Disbursement of Funds.(whalc2, COURT STAFF) (Filed on 9/14/2011)
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Filing
37
ORDER APPROVING DISTRIBUTION PLAN WITH MODIFICATION by Hon. William Alsup granting 30 Motion.(whalc2, COURT STAFF) (Filed on 6/7/2011)
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Filing
32
ORDER TO DISBURSE FUNDS TO PAY ESTIMATED TAX LIABILITY FOR THE SECOND QUARTER OF 2011 by Judge Alsup granting 31 Motion for Disbursement of Funds (whalc2, COURT STAFF) (Filed on 5/23/2011)
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Filing
29
ORDER APPOINTING DISTRIBUTION AGENT AND ESTABLISHING A FAIR FUND by Judge Alsup granting 28 Motion (whalc2, COURT STAFF) (Filed on 4/4/2011)
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Filing
23
SCHEDULING ORDER. Signed by Judge Alsup on March 21, 2011. (whalc2, COURT STAFF) (Filed on 3/21/2011)
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Filing
20
ORDER GRANTING APPLICATION FOR ADMISSION OF ROBERT JUMAN PRO HAC VICE by Judge Alsup granting 18 Motion for Pro Hac Vice (whalc2, COURT STAFF) (Filed on 3/14/2011)
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Filing
15
ORDER APPOINTING TAX ADMINISTRATOR by Judge Alsup granting 14 Motion (whalc2, COURT STAFF) (Filed on 3/8/2011)
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Filing
10
SUPPLEMENTAL ORDER TO ORDER SETTING INITIAL CASE MANAGEMENT CONFERENCE re (13 in 3:11-cv-00137-WHA) Clerks Notice. Signed by Judge William Alsup on 11/20/08. (dt, COURT STAFF) (Filed on 1/20/2011)
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