Wells Fargo Advisors, LLC v. Shaffer
Plaintiff: Wells Fargo Advisors, LLC
Defendant: Kenneth C. Shaffer
Case Number: 3:2011cv01500
Filed: March 29, 2011
Court: US District Court for the Northern District of California
Office: San Francisco Office
County: XX US, Outside State
Presiding Judge: Samuel Conti
Nature of Suit: Other Statutory Actions
Cause of Action: 09 U.S.C. § 0010 Petition to Vacate Arbitration Award
Jury Demanded By: None
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Docket Report

This docket was last retrieved on August 2, 2011. A more recent docket listing may be available from PACER.

Date Filed Document Text
August 2, 2011 Filing 43 JUDGMENT. Signed by Judge Samuel Conti on 8/2/2011. (sclc1, COURT STAFF) (Filed on 8/2/2011)
August 2, 2011 Filing 42 Proposed Order re #41 Order [Proposed] Judgment by Kenneth C. Shaffer. (Stanzler, Jordan) (Filed on 8/2/2011)
July 29, 2011 Opinion or Order Filing 41 ORDER re #40 Declaration in Support, filed by Kenneth C. Shaffer, #38 Order on Motion to Vacate, Order on Motion to Confirm Arbitration Award (sclc1, COURT STAFF) (Filed on 7/29/2011)
July 29, 2011 ***Civil Case Terminated.. Signed by Judge Samuel Conti on 7/29/2011. (sclc1, COURT STAFF) (Filed on 7/29/2011)
July 12, 2011 Filing 40 Declaration of Melinda Jane Steuer in Support of #38 Order on Motion to Vacate, Order on Motion to Confirm Arbitration Award (Declaration re Attorneys Fees) filed byKenneth C. Shaffer. (Attachments: #1 Exhibit A)(Related document(s) #38 ) (Stanzler, Jordan) (Filed on 7/12/2011)
July 11, 2011 Filing 39 CLERKS NOTICE: The Case Management Conference set for July 22, 2011 is vacated. (tdm, COURT STAFF) (Filed on 7/11/2011)
July 7, 2011 Opinion or Order Filing 38 ORDER by Judge Samuel Conti denying #4 Motion to Vacate ; granting #26 Motion to Confirm Arbitration Award (sclc1, COURT STAFF) (Filed on 7/7/2011)
June 7, 2011 Filing 37 CLERKS NOTICE: All motions set for hearing on Friday, June 10, 2011, at 10:00 a.m. before the Honorable Samuel Conti are submitted for a decision on the pleadings. Parties are hereby informed that there will be no appearances and no oral arguments on this matter pursuant to Civil LR 7-1(b). (tdm, COURT STAFF) (Filed on 6/7/2011)
May 26, 2011 Filing 36 REPLY (re #4 MOTION to Vacate Arbitration Award ) filed byWells Fargo Advisors, LLC. (Endicott, Samuel) (Filed on 5/26/2011)
May 25, 2011 Filing 35 Proposed Order re #26 MOTION to Confirm Arbitration Award and Enter Judgment Thereon by Kenneth C. Shaffer. (Stanzler, Jordan) (Filed on 5/25/2011)
May 25, 2011 Filing 34 REPLY (re #26 MOTION to Confirm Arbitration Award and Enter Judgment Thereon ) filed byKenneth C. Shaffer. (Stanzler, Jordan) (Filed on 5/25/2011)
May 19, 2011 Filing 33 RESPONSE (re #26 MOTION to Confirm Arbitration Award and Enter Judgment Thereon ) filed byWells Fargo Advisors, LLC. (Endicott, Samuel) (Filed on 5/19/2011)
May 19, 2011 Filing 32 DECLARATION of Kenneth Shaffer in opposition to #4 motion to vacate arbitration award filed byKenneth C. Shaffer. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6)(Stanzler, Jordan) (Filed on 5/19/2011) Modified on 5/20/2011 (aaa, COURT STAFF).
May 19, 2011 Filing 31 DECLARATION of Melinda Jane Steuer in opposition to #4 motion to vacate arbitration award filed byKenneth C. Shaffer. (Attachments: #1 Exhibit 7, #2 Exhibit 8, #3 Exhibit 9)(Stanzler, Jordan) (Filed on 5/19/2011) Modified on 5/20/2011 (aaa, COURT STAFF).
May 19, 2011 Filing 30 RESPONSE (re #4 MOTION to Vacate Arbitration Award ) filed byKenneth C. Shaffer. (Stanzler, Jordan) (Filed on 5/19/2011)
May 17, 2011 Filing 29 ANSWER TO CROSSCLAIM to Confirm Arbitration Award and Enter Judgment Thereon byWells Fargo Advisors, LLC. (Endicott, Samuel) (Filed on 5/17/2011)
May 10, 2011 Filing 28 CLERKS NOTICE Case Management Conference set for 7/22/2011 10:00 AM in Courtroom 1, 17th Floor, San Francisco before Hon. Samuel Conti. (tdm, COURT STAFF) (Filed on 5/10/2011)
May 4, 2011 Filing 27 Declaration of Kenneth C. Shaffer in Support of #26 MOTION to Confirm Arbitration Award and Enter Judgment Thereon filed byKenneth C. Shaffer. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6)(Related document(s) #26 ) (Stanzler, Jordan) (Filed on 5/4/2011)
May 4, 2011 Filing 26 MOTION to Confirm Arbitration Award and Enter Judgment Thereon filed by Kenneth C. Shaffer. Motion Hearing set for 6/10/2011 10:00 AM in Courtroom 1, 17th Floor, San Francisco before Hon. Samuel Conti. (Stanzler, Jordan) (Filed on 5/4/2011)
May 3, 2011 Filing 25 CERTIFICATE OF SERVICE by Wells Fargo Advisors, LLC re #21 Clerk's Notice of Impending Reassignment, #23 Notice (Other), #22 Order Reassigning Case, Case Assigned/Reassigned (Endicott, Samuel) (Filed on 5/3/2011)
April 27, 2011 Filing 24 Response re #4 MOTION to Vacate Arbitration Award byKenneth C. Shaffer. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5)(Stanzler, Jordan) (Filed on 4/27/2011)
April 22, 2011 Filing 23 NOTICE by Wells Fargo Advisors, LLC re #4 MOTION to Vacate Arbitration Award Amended Notice of Hearing (Endicott, Samuel) (Filed on 4/22/2011)
April 22, 2011 Set/Reset Deadlines as to #4 MOTION to Vacate Arbitration Award. Motion Hearing set for 6/10/2011 10:00 AM in Courtroom 1, 17th Floor, San Francisco before Hon. Samuel Conti. (tdm, COURT STAFF) (Filed on 4/22/2011)
April 18, 2011 Opinion or Order Filing 22 ORDER REASSIGNING CASE. Case reassigned to Hon. Samuel Conti for all further proceedings. Magistrate Judge Joseph C. Spero no longer assigned to the case. Signed by Executive Committee on 4/18/11. (ha, COURT STAFF) (Filed on 4/18/2011)
April 18, 2011 Filing 21 CLERK'S NOTICE of Impending Reassignment to U.S. District Judge (klhS, COURT STAFF) (Filed on 4/18/2011)
April 12, 2011 Filing 20 CERTIFICATE OF SERVICE by Wells Fargo Advisors, LLC re #1 Petition, to Vacate Arbitration Award (Endicott, Samuel) (Filed on 4/12/2011)
April 7, 2011 Filing 19 CONSENT to Proceed Before a US Magistrate Judge by Wells Fargo Advisors, LLC.. (Endicott, Samuel) (Filed on 4/7/2011)
April 7, 2011 Filing 18 CLERKS NOTICE REGARDING CONSENT TO JURISDICTION OF UNITED STATES MAGISTRATE JUDGE. Plaintiff has filed a Motion To Vacate Arbitration Award. Accordingly, the parties are instructed to sign and electronically file the enclosed consent or declination form within seven (7) calendar days of the date of this notice, indicating whether they consent to the jurisdiction of the Magistrate Judge in this matter. (klh, COURT STAFF) (Filed on 4/7/2011)
April 6, 2011 Filing 17 Proposed Order re #4 MOTION to Vacate Arbitration Award CORRECTION OF DOCKET #16 by Wells Fargo Advisors, LLC. (Endicott, Samuel) (Filed on 4/6/2011)
April 6, 2011 Filing 16 *** FILED IN ERROR. PLEASE SEE DOCKET #17 . *** Proposed Order re #4 MOTION to Vacate Arbitration Award by Wells Fargo Advisors, LLC. (Rafeedie, Fredrick) (Filed on 4/6/2011) Modified on 4/7/2011 (ewn, COURT STAFF).
April 6, 2011 Filing 15 Declaration of Beverly W. Jackson in Support of #4 MOTION to Vacate Arbitration Award filed byWells Fargo Advisors, LLC. (Related document(s) #4 ) (Rafeedie, Fredrick) (Filed on 4/6/2011)
April 6, 2011 Filing 14 EXHIBITS re #5 Declaration in Support of Motion to Vacate Arbitration Award filed byWells Fargo Advisors, LLC. (Attachments: #1 Exhibit Z)(Related document(s) #5 ) (Rafeedie, Fredrick) (Filed on 4/6/2011)
April 6, 2011 Filing 13 EXHIBITS re #5 Declaration in Support of Motion to Vacate Arbitration Award filed byWells Fargo Advisors, LLC. (Related document(s) #5 ) (Rafeedie, Fredrick) (Filed on 4/6/2011)
April 6, 2011 Filing 12 EXHIBITS re #5 Declaration in Support of Motion to Vacate Arbitration Award filed byWells Fargo Advisors, LLC. (Related document(s) #5 ) (Rafeedie, Fredrick) (Filed on 4/6/2011)
April 6, 2011 Filing 11 EXHIBITS re #5 Declaration in Support of Motion to Vacate Arbitration Award filed byWells Fargo Advisors, LLC. (Related document(s) #5 ) (Rafeedie, Fredrick) (Filed on 4/6/2011)
April 6, 2011 Filing 10 EXHIBITS re #5 Declaration in Support of Motion to Vacate Arbitration Award filed byWells Fargo Advisors, LLC. (Related document(s) #5 ) (Rafeedie, Fredrick) (Filed on 4/6/2011)
April 6, 2011 Filing 9 EXHIBITS re #5 Declaration in Support of Motion to Vacate Arbitration Award filed byWells Fargo Advisors, LLC. (Attachments: #1 Exhibit W)(Related document(s) #5 ) (Rafeedie, Fredrick) (Filed on 4/6/2011)
April 6, 2011 Filing 8 EXHIBITS re #5 Declaration in Support of Motion to Vacate Arbitration Award filed byWells Fargo Advisors, LLC. (Attachments: #1 Exhibit U (part 2 of 2))(Related document(s) #5 ) (Rafeedie, Fredrick) (Filed on 4/6/2011)
April 6, 2011 Filing 7 EXHIBITS re #5 Declaration in Support of Motion to Vacate Arbitration Award filed byWells Fargo Advisors, LLC. (Attachments: #1 Exhibit K,L,M,N,O,P,Q,R,S,T)(Related document(s) #5 ) (Rafeedie, Fredrick) (Filed on 4/6/2011)
April 6, 2011 Filing 6 EXHIBITS re #5 Declaration in Support of Motion to Vacate Arbitration Award filed byWells Fargo Advisors, LLC. (Attachments: #1 Exhibit E,F,G,H,I)(Related document(s) #5 ) (Rafeedie, Fredrick) (Filed on 4/6/2011)
April 6, 2011 Filing 5 Declaration of Ronald P. Kane in Support of #4 MOTION to Vacate Arbitration Award filed byWells Fargo Advisors, LLC. (Attachments: #1 Exhibit A, B, C)(Related document(s) #4 ) (Rafeedie, Fredrick) (Filed on 4/6/2011)
April 6, 2011 Filing 4 MOTION to Vacate Arbitration Award filed by Wells Fargo Advisors, LLC. Motion Hearing set for 6/3/2011 09:30 AM in Courtroom A, 15th Floor, San Francisco before Magistrate Judge Joseph C. Spero. (Rafeedie, Fredrick) (Filed on 4/6/2011)
March 29, 2011 Filing 3 ADR SCHEDULING ORDER: Case Management Statement due by 7/8/2011. Case Management Conference set for 7/15/2011 01:30 PM in Courtroom A, 15th Floor, San Francisco. (gba, COURT STAFF) (Filed on 3/29/2011)
March 29, 2011 Filing 2 Certificate of Interested Entities or Persons by Wells Fargo Advisors, LLC identifying Other Affiliate Wells Fargo & Company, Other Affiliate Wells Fargo Investment Group, Inc., Other Affiliate Everen Capital Corporation, Other Affiliate Wachovia Securities Financial Holdings, LLC. for Wells Fargo Advisors, LLC. (gba, COURT STAFF) (Filed on 3/29/2011)
March 29, 2011 Filing 1 PETITION to Vacate Arbitration Award; No Process Issued against Kenneth C. Shaffer (Filing fee $350.00 receipt number 34611058825). Filed by Wells Fargo Advisors, LLC. (Attachments: #1 Civil Cover Sheet) (gba, COURT STAFF) (Filed on 3/29/2011)
March 29, 2011 CASE DESIGNATED for Electronic Filing. (gba, COURT STAFF) (Filed on 3/29/2011)

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Plaintiff: Wells Fargo Advisors, LLC
Represented By: Fredrick A. Rafeedie
Represented By: Samuel Evert Endicott
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Defendant: Kenneth C. Shaffer
Represented By: Jordan S. Stanzler
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