State Compensation Insurance Fund v. Fuld et al
Plaintiff: State Compensation Insurance Fund
Defendant: Natixis Bleichroeder Inc, Commerzbank Corporates & Markets, SG Americas Securities, LLC, ING Financial Markets LLC, Wells Fargo Securities, Utendahl Capital Partners, L.P., Mizuho Securities USA Inc., Scotia Capital, Sovereign Securities Corporation, LLC, Suntrust Robinson Humphrey, Mellon Financial Markets, LLC, Roger S. Berlind, Thomas H. Cruikshank, Marshall Johnson, Sir Christopher Gent, Roland A. Hernandez, Henry Kaufman, John D. Macomber, Anz Securities, Inc., BBVA Securities, Inc, Cabrera Capital Markets, LLC, Citigroup Global Markets Inc., Daiwa Securities SMBC Europe, Richard S. Fuld, Christopher M. O'Meara, Erin M. Callan, Michael L. Ainslie, John F. Akers, M.R. Beal & Company, Fortis Securities LLC, BNP Paribas S.A., DZ Financial Markets and Harris Nesbitt
Case Number: 3:2011cv02400
Filed: May 16, 2011
Court: US District Court for the Northern District of California
Office: San Francisco Office
County: Los Angeles
Presiding Judge: Edward M. Chen
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
June 7, 2011 Opinion or Order Filing 6 CONDITIONAL TRANSFER ORDER (CTO-16) by MDL Panel TRANSFERRING CASE to the Southern District of New York. (slh, COURT STAFF) (Filed on 6/7/2011)
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Search for this case: State Compensation Insurance Fund v. Fuld et al
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Defendant: Natixis Bleichroeder Inc
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Defendant: Commerzbank Corporates & Markets
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Defendant: SG Americas Securities, LLC
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Defendant: ING Financial Markets LLC
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Defendant: Wells Fargo Securities
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Defendant: Utendahl Capital Partners, L.P.
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Defendant: Mizuho Securities USA Inc.
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Defendant: Scotia Capital
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Defendant: Sovereign Securities Corporation, LLC
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Defendant: Suntrust Robinson Humphrey
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Defendant: Mellon Financial Markets, LLC
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Defendant: Roger S. Berlind
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Defendant: Thomas H. Cruikshank
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Defendant: Marshall Johnson
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Defendant: Sir Christopher Gent
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Defendant: Roland A. Hernandez
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Defendant: Henry Kaufman
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Defendant: John D. Macomber
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Defendant: Anz Securities, Inc.
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Defendant: BBVA Securities, Inc
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Defendant: Cabrera Capital Markets, LLC
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Defendant: Citigroup Global Markets Inc.
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Defendant: Daiwa Securities SMBC Europe
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Defendant: Richard S. Fuld
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Defendant: Christopher M. O'Meara
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Defendant: Erin M. Callan
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Defendant: Michael L. Ainslie
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Defendant: John F. Akers
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Defendant: M.R. Beal & Company
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Defendant: Fortis Securities LLC
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Defendant: BNP Paribas S.A.
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Defendant: DZ Financial Markets
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Defendant: Harris Nesbitt
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Plaintiff: State Compensation Insurance Fund
Represented By: John Charles Hueston
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