Securities and Exchange Commission v. Ng et al
Plaintiff: Securities and Exchange Commission
Defendant: Bruce Horwitz, Walter Ng, The Mortgage Fund, LLC and Kelly Ng
Case Number: 3:2013cv00895
Filed: February 28, 2013
Court: US District Court for the Northern District of California
Office: San Francisco Office
County: San Francisco
Presiding Judge: Samuel Conti
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 78 m(a) Securities Exchange Act
Jury Demanded By: None

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
July 31, 2014 Opinion or Order Filing 47 ORDER regarding consent to entry of final judgment (sclc1, COURT STAFF) (Filed on 7/31/2014)
April 29, 2014 Opinion or Order Filing 37 STIPULATION AND ORDER to Continue Pretrial and Trial Dates and Deadlines. Discovery due by 8/29/2014. Motion Hearing set for 9/19/2014 10:00 AM in Courtroom 1, 17th Floor, San Francisco before Hon. Samuel Conti. Status Conference/Trial Setting set for 11/14/2014 10:00 AM in Courtroom 1, 17th Floor, San Francisco before Hon. Samuel Conti. Signed by Judge Samuel Conti on 04/28/2014. (tmi, COURT STAFF) (Filed on 4/29/2014)
April 22, 2014 Opinion or Order Filing 35 STIPULATION AND ORDER Regarding Expert Witness Disclosure and Discovery Deadlines. Signed by Judge Samuel Conti on 04/22/2014. (tmi, COURT STAFF) (Filed on 4/22/2014)
August 23, 2013 Opinion or Order Filing 32 STATUS CONFERENCE ORDER. Trial date and schedule set. Signed by Judge Samuel Conti on 08/23/2013. (tmi, COURT STAFF) (Filed on 8/23/2013)
June 27, 2013 Opinion or Order Filing 24 STIPULATION AND ORDER Rescheduling Case Management Conference. Case Management Statement due by 8/16/2013. Case Management Conference set for 8/23/2013 10:00 AM in Courtroom 1, 17th Floor, San Francisco. Signed by Judge Samuel Conti on 06/26/2013. (tmi, COURT STAFF) (Filed on 6/27/2013)
May 6, 2013 Opinion or Order Filing 16 STIPULATION AND ORDER Extending Defendants' Time to Answer the Complaint and Case Management Deadlines. Case Management Statement due by 7/19/2013. Initial Case Management Conference set for 7/26/2013 10:00 AM in Courtroom 1, 17th Floor, San Francisco. Signed by Judge Samuel Conti on 05/06/2013. (tmi, COURT STAFF) (Filed on 5/6/2013)
March 12, 2013 Opinion or Order Filing 7 ORDER, Case reassigned to Hon. Samuel Conti. Magistrate Judge Nathanael M. Cousins no longer assigned to the case.. Signed by Executive Committee on 3/13/13. (ha, COURT STAFF) (Filed on 3/12/2013)
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Defendant: Bruce Horwitz
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Defendant: Walter Ng
Represented By: Britt H Evangelist
Represented By: Edward W. Swanson
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Defendant: The Mortgage Fund, LLC
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Defendant: Kelly Ng
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Plaintiff: Securities and Exchange Commission
Represented By: Erin E. Schneider
Represented By: Robert L. Mitchell
Represented By: Marc J. Fagel
Represented By: Michael S. Dicke
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