Duncan v. Vocera Communications Inc. et al
Plaintiff: Dale Duncan
Defendant: Leerink Swann LLC, Howard E. Janzen, Piper Jaffray & Co., Brian D. Ascher, Jeffrey H. Hillebrand, Robert W. Baird & Co. Incorporated, J.P. Morgan Securities LLC, William Blair & Company, L.L.C., Donald F. Wood, Brent D. Lang, John N. McMullen, Wells Fargo Securities LLC, Robert J. Zollars, William R. Zerella, John B. Grotting, Vocera Communications Inc., Martin J. Silver and Hany M. Nada
Case Number: 3:2013cv03872
Filed: August 21, 2013
Court: US District Court for the Northern District of California
Office: San Francisco Office
County: Alameda
Presiding Judge: Edward M Chen
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. § 78
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on March 25, 2016. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 25, 2016 Filing 25 Transcript of Proceedings held on 03/03/2016, before Judge Edward M. Chen. Court Reporter Rhonda Aquilina, rhondaaquilina@aol.com. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re (199 in 3:13-cv-03567-EMC) Transcript Order ) Release of Transcript Restriction set for 6/23/2016. (Aquilina, Rhonda) (Filed on 3/25/2016)
July 25, 2014 Filing 24 Transcript of Proceedings held on 7/10/14, before Judge Edward M. Chen. Court Reporter/Transcriber Katherine Powell Sullivan, Official Reporter, Telephone number 415-794-6659/Katherine_Sullivan@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re (91 in 3:13-cv-03567-EMC) Transcript Order, (88 in 3:13-cv-03567-EMC) Transcript Order ) Release of Transcript Restriction set for 10/23/2014. (Sullivan, Katherine) (Filed on 7/25/2014)
January 9, 2014 Filing 23 CLERKS NOTICE TERMINATING ALL DEADLINES IN C13-3872 EMC. All future pleadings shall be filed under C13-3567 EMC. THIS IS A TEXT ONLY DOCKET ENTRY; THERE IS NO DOCUMENT ASSOCIATED WITH THIS NOTICE. (bpf, COURT STAFF) (Filed on 1/9/2014)
January 3, 2014 Filing 22 ADR Clerks Notice re: Non-Compliance with Court Order. (tjs, COURT STAFF) (Filed on 1/3/2014)
November 20, 2013 Cases associated: 3:13-cv-03567-EMC consolidated with 3:13-3872-EMC. (slhS, COURT STAFF) (Filed on 11/20/2013)
November 5, 2013 Filing 21 NOTICE of Appearance by Norman J. Blears of Counsel for Underwriter Defendants J.P. Morgan Securities, LLC, Leerink Swann LLC, Piper Jaffray & Co., Robert W. Baird & Co. Incorporated, Wells Fargo Securities LLC, and William Blair & Co., LLC (Blears, Norman) (Filed on 11/5/2013)
November 5, 2013 Filing 20 Certificate of Interested Entities by J.P. Morgan Securities LLC, Leerink Swann LLC, Piper Jaffray & Co., Robert W. Baird & Co. Incorporated, Wells Fargo Securities LLC, William Blair & Company, L.L.C. or Persons Pursuant to Civil Local Rule 3-16 and Corporate Rule 3-16 and Corporate Disclosure Statement Under Fed. R. Civ. P.7.1 (Blears, Norman) (Filed on 11/5/2013)
October 21, 2013 Filing 19 CLERKS NOTICE RESETTING MOTIONS FROM 1:30 P.M. TO 10:00 A.M. ON 11/7/13, Set/Reset Deadlines as to (41 in 3:13-cv-03567-EMC) MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel ;Memorandum of Points and Authorities in Support Thereof, (39 in 3:13-cv-03567-EMC) MOTION to Appoint Lead Plaintiff and Lead Counsel . Motion Hearing set for 11/7/2013 10:00 AM in Courtroom 5, 17th Floor, San Francisco before Hon. Edward M. Chen. THIS IS A TEXT ONLY DOCKET ENTRY; THERE IS NO DOCUMENT ASSOCIATED WITH THIS NOTICE. (bpf, COURT STAFF) (Filed on 10/21/2013) Modified on 10/21/2013 (bpf, COURT STAFF).
October 3, 2013 Filing 18 WAIVER OF SERVICE Returned Executed filed by Dale Duncan. Service waived by J.P. Morgan Securities LLC waiver sent on 9/4/2013, answer due 11/4/2013; Leerink Swann LLC waiver sent on 9/4/2013, answer due 11/4/2013; Piper Jaffray & Co. waiver sent on 9/4/2013, answer due 11/4/2013; Robert W. Baird & Co. Incorporated waiver sent on 9/4/2013, answer due 11/4/2013; Wells Fargo Securities LLC waiver sent on 9/4/2013, answer due 11/4/2013; William Blair & Company, L.L.C. waiver sent on 9/4/2013, answer due 11/4/2013. (Goldberg, Michael) (Filed on 10/3/2013)
September 23, 2013 Opinion or Order Filing 17 STANDING ORDER. Signed by Judge Edward M. Chen on 9/23/13. (bpf, COURT STAFF) (Filed on 9/23/2013)
September 23, 2013 Opinion or Order Filing 16 CASE MANAGEMENT SCHEDULING ORDER: CMC set for 1/23/14 at 9:00 a.m.. Signed by Judge Edward M. Chen on 9/23/13. (bpf, COURT STAFF) (Filed on 9/23/2013)
September 23, 2013 Opinion or Order Filing 15 STIPULATION AND ORDER re #14 STIPULATION WITH PROPOSED ORDER re #10 Order Relating Case, #7 SEC Class Action Scheduling Order, Stipulation And [Proposed] Order Continuing Case Management Conferences filed by John B. Grotting, Martin J. Silver, Brian D. Ascher, William R. Zerella, Robert J. Zollars, Vocera Communications Inc., Jeffrey H. Hillebrand, Howard E. Janzen, Donald F. Wood, Hany M. Nada, John N. McMullen, Brent D. Lang Case Management Statement due by 1/16/2014. Case Management Conference set for 1/23/2014 09:00 AM in Courtroom 5, 17th Floor, San Francisco.. Signed by Judge Edward M. Chen on 9/23/13. (bpf, COURT STAFF) (Filed on 9/23/2013)
September 19, 2013 Filing 14 STIPULATION WITH PROPOSED ORDER re #10 Order Relating Case, #7 SEC Class Action Scheduling Order, Stipulation And [Proposed] Order Continuing Case Management Conferences filed by Brian D. Ascher, John B. Grotting, Jeffrey H. Hillebrand, Howard E. Janzen, Brent D. Lang, John N. McMullen, Hany M. Nada, Martin J. Silver, Vocera Communications Inc., Donald F. Wood, William R. Zerella, Robert J. Zollars. (Bretan, Jennifer) (Filed on 9/19/2013)
September 19, 2013 Filing 13 STIPULATION re #1 Complaint,, Stipulation Extending Time For All Defendants To Respond To Complaints filed by Brian D. Ascher, John B. Grotting, Jeffrey H. Hillebrand, Howard E. Janzen, Brent D. Lang, John N. McMullen, Hany M. Nada, Martin J. Silver, Vocera Communications Inc., Donald F. Wood, William R. Zerella, Robert J. Zollars. (Bretan, Jennifer) (Filed on 9/19/2013)
September 19, 2013 Filing 12 Certificate of Interested Entities by Brian D. Ascher, John B. Grotting, Jeffrey H. Hillebrand, Howard E. Janzen, Brent D. Lang, John N. McMullen, Hany M. Nada, Martin J. Silver, Vocera Communications Inc., Donald F. Wood, William R. Zerella, Robert J. Zollars (Bretan, Jennifer) (Filed on 9/19/2013)
September 19, 2013 Filing 11 NOTICE of Appearance by Jennifer Corinne Bretan (Bretan, Jennifer) (Filed on 9/19/2013)
September 18, 2013 Case reassigned to Hon. Edward M. Chen. Hon. Jon S. Tigar no longer assigned to the case. (ha, COURT STAFF) (Filed on 9/18/2013)
September 17, 2013 Opinion or Order Filing 10 ORDER RELATING CASE.. Signed by Judge Edward M. Chen on 9/17/13. (bpfS, COURT STAFF) (Filed on 9/17/2013)
September 17, 2013 Filing 9 WAIVER OF SERVICE Returned Executed filed by Dale Duncan. Service waived by Brian D. Ascher waiver sent on 8/23/2013, answer due 10/22/2013; John B. Grotting waiver sent on 8/23/2013, answer due 10/22/2013; Jeffrey H. Hillebrand waiver sent on 8/23/2013, answer due 10/22/2013; Howard E. Janzen waiver sent on 8/23/2013, answer due 10/22/2013; Brent D. Lang waiver sent on 8/23/2013, answer due 10/22/2013; John N. McMullen waiver sent on 8/23/2013, answer due 10/22/2013; Hany M. Nada waiver sent on 8/23/2013, answer due 10/22/2013; Martin J. Silver waiver sent on 8/23/2013, answer due 10/22/2013; Vocera Communications Inc. waiver sent on 8/23/2013, answer due 10/22/2013; Donald F. Wood waiver sent on 8/23/2013, answer due 10/22/2013; William R. Zerella waiver sent on 8/23/2013, answer due 10/22/2013; Robert J. Zollars waiver sent on 8/23/2013, answer due 10/22/2013. (Goldberg, Michael) (Filed on 9/17/2013)
September 9, 2013 Filing 8 NOTICE filed by Dale Duncan of Publication (Glancy, Lionel) (Filed on 9/9/2013)
August 22, 2013 Filing 7 SEC CLASS ACTION SCHEDULING ORDER. SEC Class Action Notice due by 9/10/2013. Case Management Conference set for 11/20/2013 at 2:00 PM in Courtroom 9, 19th Floor, San Francisco before The Honorable Jon S. Tigar.(tn, COURT STAFF) (Filed on 8/22/2013) (Additional attachment(s) added on 8/22/2013: #1 Standing Order) (tn, COURT STAFF).
August 22, 2013 Filing 6 Summons Issued as to Defendants Brian D. Ascher, John B. Grotting, Jeffrey H. Hillebrand, J.P. Morgan Securities LLC, Howard E. Janzen, Brent D. Lang, Leerink Swann LLC, John N. McMullen, Hany M. Nada, Piper Jaffray & Co., Robert W. Baird & Co. Incorporated, Martin J. Silver, Vocera Communications Inc., Wells Fargo Securities LLC, William Blair & Company, L.L.C., Donald F. Wood, William R. Zerella, Robert J. Zollars. (tn, COURT STAFF) (Filed on 8/22/2013)
August 21, 2013 Filing 5 [Docketed in Error..Pls. Refer to Docket #7]...ADR SCHEDULING ORDER: Joint Case Management Statement due by 11/13/2013 & Initial Case Management Conference set for 11/20/2013 at 2:00 PM.. (Attachments: #(1) Standing Order) (tn, COURT STAFF) (Filed on 8/21/2013)..Modified on 8/22/2013 (tn, COURT STAFF).
August 21, 2013 Filing 4 Case assigned to Hon. Jon S. Tigar. Counsel for plaintiff is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders upon defendant(s). The standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. For additional information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.(This is a text only docket entry, there is no document associated with this notice.) (cjl, COURT STAFF) (Filed on 8/21/2013)
August 21, 2013 Filing 3 Certification of Lionel Z. Glancy Pursuant to Northern District Civil Local Rule 3-7(d) filed by Dale Duncan. (Glancy, Lionel) (Filed on 8/21/2013)..Modified on 8/21/2013 (tn, COURT STAFF).
August 21, 2013 Filing 2 Proposed Summons. (Glancy, Lionel) (Filed on 8/21/2013)
August 21, 2013 Filing 1 COMPLAINT [Class Action Complaint for Violations of the Federal Securities Laws] against Brian D. Ascher, John B. Grotting, Jeffrey H. Hillebrand, J.P. Morgan Securities LLC, Howard E. Janzen, Brent D. Lang, Leerink Swann LLC, John N. McMullen, Hany M. Nada, Piper Jaffray & Co., Robert W. Baird & Co. Incorporated, Martin J. Silver, Vocera Communications Inc., Wells Fargo Securities LLC, William Blair & Company, L.L.C., Donald F. Wood, William R. Zerella, Robert J. Zollars, (Filing fee: $400.00, receipt number 0971-7941962). Filed by Dale Duncan. (Attachments: #(1) Civil Cover Sheet)(Glancy, Lionel) (Filed on 8/21/2013)

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Search for this case: Duncan v. Vocera Communications Inc. et al
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Defendant: Leerink Swann LLC
Represented By: Norman J. Blears
Represented By: Matthew James Dolan
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Defendant: Howard E. Janzen
Represented By: Susan Samuels Muck
Represented By: Ronnie Solomon
Represented By: Catherine Duden Kevane
Represented By: Jennifer Corinne Bretan
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Defendant: Piper Jaffray & Co.
Represented By: Norman J. Blears
Represented By: Matthew James Dolan
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Defendant: Brian D. Ascher
Represented By: Susan Samuels Muck
Represented By: Ronnie Solomon
Represented By: Catherine Duden Kevane
Represented By: Jennifer Corinne Bretan
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Defendant: Jeffrey H. Hillebrand
Represented By: Susan Samuels Muck
Represented By: Ronnie Solomon
Represented By: Catherine Duden Kevane
Represented By: Jennifer Corinne Bretan
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Defendant: Robert W. Baird & Co. Incorporated
Represented By: Norman J. Blears
Represented By: Matthew James Dolan
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Defendant: J.P. Morgan Securities LLC
Represented By: Norman J. Blears
Represented By: Matthew James Dolan
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Defendant: William Blair & Company, L.L.C.
Represented By: Norman J. Blears
Represented By: Matthew James Dolan
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Defendant: Donald F. Wood
Represented By: Susan Samuels Muck
Represented By: Ronnie Solomon
Represented By: Catherine Duden Kevane
Represented By: Jennifer Corinne Bretan
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Defendant: Brent D. Lang
Represented By: Susan Samuels Muck
Represented By: Ronnie Solomon
Represented By: Catherine Duden Kevane
Represented By: Jennifer Corinne Bretan
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Defendant: John N. McMullen
Represented By: Susan Samuels Muck
Represented By: Ronnie Solomon
Represented By: Catherine Duden Kevane
Represented By: Jennifer Corinne Bretan
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Defendant: Wells Fargo Securities LLC
Represented By: Norman J. Blears
Represented By: Matthew James Dolan
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Defendant: Robert J. Zollars
Represented By: Susan Samuels Muck
Represented By: Ronnie Solomon
Represented By: Catherine Duden Kevane
Represented By: Jennifer Corinne Bretan
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Defendant: William R. Zerella
Represented By: Susan Samuels Muck
Represented By: Ronnie Solomon
Represented By: Catherine Duden Kevane
Represented By: Jennifer Corinne Bretan
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Defendant: John B. Grotting
Represented By: Susan Samuels Muck
Represented By: Ronnie Solomon
Represented By: Catherine Duden Kevane
Represented By: Jennifer Corinne Bretan
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Defendant: Vocera Communications Inc.
Represented By: Susan Samuels Muck
Represented By: Ronnie Solomon
Represented By: Catherine Duden Kevane
Represented By: Jennifer Corinne Bretan
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Defendant: Martin J. Silver
Represented By: Susan Samuels Muck
Represented By: Ronnie Solomon
Represented By: Catherine Duden Kevane
Represented By: Jennifer Corinne Bretan
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Defendant: Hany M. Nada
Represented By: Susan Samuels Muck
Represented By: Ronnie Solomon
Represented By: Catherine Duden Kevane
Represented By: Jennifer Corinne Bretan
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Plaintiff: Dale Duncan
Represented By: Lesley F. Portnoy
Represented By: Jeremy A. Lieberman
Represented By: Patrick V. Dahlstrom
Represented By: Robert Vincent Prongay
Represented By: Michael M. Goldberg
Represented By: Lionel Z. Glancy
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