Securities And Exchange Commission v. Neil
Plaintiff: Securities And Exchange Commission
Defendant: Steven Neil
Case Number: 4:2014cv00122
Filed: January 9, 2014
Court: US District Court for the Northern District of California
Office: San Francisco Office
County: Santa Clara
Presiding Judge: William Alsup
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 78
Jury Demanded By: None

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
February 2, 2015 Opinion or Order Filing 65 FINAL JUDGMENT AS TO DEFENDANT STEVEN NEIL. Signed by Judge Alsup on 2/2/2015. (whalc2, COURT STAFF) (Filed on 2/2/2015)
January 30, 2015 Opinion or Order Filing 64 NOTICE. Signed by Judge Alsup on 1/30/2015. (whalc2, COURT STAFF) (Filed on 1/30/2015)
January 12, 2015 Opinion or Order Filing 60 57 58 ORDER RE STAY (whalc2, COURT STAFF) (Filed on 1/12/2015)
December 17, 2014 Opinion or Order Filing 52 ORDER RE 51 MOTION FOR PRO HAC VICE.(whalc2, COURT STAFF) (Filed on 12/17/2014)
June 27, 2014 Opinion or Order Filing 37 ORDER DENYING DISCOVERY REQUEST FOR RAW NOTES AND INTERVIEW MEMORANDA by Judge Alsup denying 36 Discovery Letter Brief; denying 26 Discovery Letter Brief (whalc2, COURT STAFF) (Filed on 6/27/2014).
June 17, 2014 Opinion or Order Filing 29 ORDER RE NEW TIMES FOR MEET-AND-CONFER AND DISCOVERY HEARING. Signed by Judge Alsup on 6/17/2014. (whalc2, COURT STAFF) (Filed on 6/17/2014).
February 5, 2014 Opinion or Order Filing 10 SUPPLEMENTAL ORDER TO ORDER SETTING INITIAL CASE MANAGEMENT CONFERENCE re 9 Clerks Notice. Signed by Judge William Alsup on 10/16/12. (dt, COURT STAFF) (Filed on 2/5/2014)
Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the California Northern District Court's Electronic Court Filings (ECF) System

Search for this case: Securities And Exchange Commission v. Neil
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: Securities And Exchange Commission
Represented By: Lloyd A. Farnham
Represented By: Jennifer Jean Lee
Represented By: Robert Lootfi Tashjian
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Steven Neil
Represented By: Maren Jessica Clouse
Represented By: Michael J. Shepard
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?