Rok vs. Identiv, Inc. et al
Plaintiff: Likar Rok
Defendant: Gary Kremen, Steven Humphreys, Jason Hart, Daniel Wenzel, Brian Nelson, Identiv, Inc., James E. Ousley and Steven Finney
Petitioner: Michael Garsva, Ronald Manzani, Jerome Davis, Ryan Oswald, Thomas Cunningham and John Gaddum
Case Number: 3:2015cv05775
Filed: December 16, 2015
Court: US District Court for the Northern District of California
Office: San Francisco Office
County: Alameda
Presiding Judge: Charles R Breyer
Nature of Suit: Securities/Commodities
Cause of Action: 28 U.S.C. § 1331
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on April 16, 2018. A more recent docket listing may be available from PACER.

Date Filed Document Text
April 16, 2018 Filing 91 CLERK'S Letter Spreading Mandate to Counsel re #90 . (mclS, COURT STAFF) (Filed on 4/16/2018)
April 16, 2018 Filing 90 MANDATE of USCA as to #76 Notice of Appeal, filed by Thomas Cunningham. The judgment of this Court, entered 3/23/18, takes effect this date.(mclS, COURT STAFF) (Filed on 4/16/2018)
March 26, 2018 Filing 89 USCA Memorandum as to #76 Notice of Appeal, filed by Thomas Cunningham. The decision of the district court is affirmed. (mclS, COURT STAFF) (Filed on 3/26/2018)
February 9, 2018 Opinion or Order Filing 88 ORDER by Judge Charles R. Breyer re #80 Rule 60(b) Motion. (crblc1, COURT STAFF) (Filed on 2/9/2018)
February 2, 2018 Filing 87 NOTICE by Thomas Cunningham re #80 MOTION to Alter Judgment Pursuant to Fed. R. Civ. P. 60(b) of Supplemental Authority in Support (Attachments: #1 Exhibit Opinion)(Tran, Phong) (Filed on 2/2/2018)
January 24, 2018 Filing 86 REPLY (re #80 MOTION to Alter Judgment Pursuant to Fed. R. Civ. P. 60(b) ) filed byThomas Cunningham. (Tran, Phong) (Filed on 1/24/2018)
January 17, 2018 Filing 85 OPPOSITION/RESPONSE (re #80 MOTION to Alter Judgment Pursuant to Fed. R. Civ. P. 60(b) ) filed byBrian Nelson. (Attachments: #1 Proposed Order)(Brody, Sara) (Filed on 1/17/2018)
January 17, 2018 Filing 84 Joinder re #83 Opposition/Response to Motion for Relief by Jason Hart. (Varian, Robert) (Filed on 1/17/2018)
January 17, 2018 Filing 83 OPPOSITION/RESPONSE (re #80 MOTION to Alter Judgment Pursuant to Fed. R. Civ. P. 60(b) ) filed byIdentiv, Inc.. (McGrath, Christopher) (Filed on 1/17/2018)
January 4, 2018 Filing 82 CLERK'S NOTICE VACATING MOTION (ECF NO. 80) FOR RELIEF HEARING on February 16, 2018 before the Honorable Charles R. Breyer. Motion hearing reset for March 9, 2018 at 10:00 a.m. The briefing schedule remains the same: Opposition due by January 17, 2018; Reply due by January 24, 2018. (This is a text-only entry generated by the court. There is no document associated with this entry.) (lsS, COURT STAFF) (Filed on 1/4/2018)
January 4, 2018 Set/Reset Deadlines as to #80 MOTION to Alter Judgment Pursuant to Fed. R. Civ. P. 60(b). Responses due by 1/17/2018. Replies due by 1/24/2018. Motion Hearing set for 3/9/2018 at 10:00 AM in Courtroom 6, 17th Floor, San Francisco before Judge Charles R. Breyer. (lsS, COURT STAFF) (Filed on 1/4/2018)
January 3, 2018 Filing 81 Proposed Order re #80 MOTION to Alter Judgment Pursuant to Fed. R. Civ. P. 60(b) CORRECTION OF DOCKET #80-1 by Thomas Cunningham. (Tran, Phong) (Filed on 1/3/2018)
January 3, 2018 Filing 80 MOTION to Alter Judgment Pursuant to Fed. R. Civ. P. 60(b) filed by Thomas Cunningham. Motion Hearing set for 2/16/2018 10:00 AM in Courtroom 6, 17th Floor, San Francisco before Judge Charles R. Breyer. Responses due by 1/17/2018. Replies due by 1/24/2018. (Attachments: #1 *** ERRONEOUS ENTRY. SEE #81 *** Proposed Order, #2 Declaration of Phong L. Tran, #3 Exhibit A to Declaration of Phong L. Tran)(Tran, Phong) (Filed on 1/3/2018) Modified on 1/4/2018 (mclS, COURT STAFF).
October 31, 2017 Filing 79 NOTICE by Thomas Cunningham of Withdrawal of Counsel (Prongay, Robert) (Filed on 10/31/2017)
March 3, 2017 Filing 78 Transcript Designation Form (Prongay, Robert) (Filed on 3/3/2017)
February 8, 2017 Filing 77 USCA Case Number 17-15220 for #76 Notice of Appeal, filed by Thomas Cunningham. (mclS, COURT STAFF)
February 2, 2017 Filing 76 NOTICE OF APPEAL to the 9th Circuit Court of Appeals filed by Thomas Cunningham. Appeal of Order on Motion to Dismiss,, #73 , Judgment #74 (Appeal fee of $505 receipt number 0971-11125148 paid.) (Attachments: #1 Representation Statement)(Johnson, Frank) (Filed on 2/2/2017)
January 30, 2017 Filing 75 Transcript of Proceedings held on 12-16-2016, before Judge Charles R. Breyer. Court Reporter/Transcriber Debra L. Pas, CRR, telephone number (415) 431-1477/Email: Debra_Pas@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #70 Transcript Order ) Release of Transcript Restriction set for 5/1/2017. (Related documents(s) #70 ) (Pas, Debra) (Filed on 1/30/2017)
January 4, 2017 Filing 74 JUDGMENT for defendants and against plaintiff. Signed by Judge Charles R. Breyer on 1/4/2017. (crblc1, COURT STAFF) (Filed on 1/4/2017) Modified on 1/5/2017 (mclS, COURT STAFF).
January 4, 2017 Opinion or Order Filing 73 ORDER by Judge Charles R. Breyer granting #57 Motion to Dismiss; granting #58 Motion to Dismiss; granting #60 Motion to Dismiss. (crblc1, COURT STAFF) (Filed on 1/4/2017)
December 19, 2016 Filing 72 TRANSCRIPT ORDER for proceedings held on 12/16/2016 before Hon. Charles R. Breyer by Jason Hart, for Court Reporter Debra Pas. (Scott, Michael) (Filed on 12/19/2016)
December 19, 2016 Filing 71 TRANSCRIPT ORDER for proceedings held on 12/16/2016 before Hon. Charles R. Breyer by Identiv, Inc., for Court Reporter Debra Pas. (Fawaz, Ryan) (Filed on 12/19/2016)
December 16, 2016 Filing 70 TRANSCRIPT ORDER for proceedings held on 12/16/2016 before Hon. Charles R. Breyer by Likar Rok, for Court Reporter Debra Pas. (Linehan, Charles) (Filed on 12/16/2016)
December 16, 2016 Filing 69 Minute Entry for proceedings held before Hon. Charles R. Breyer: Motion Hearing held on 12/16/2016. #57 #58 #60 Motions to Dismiss taken under submission. Total Time in Court: 30 minutes. Court Reporter: Debra Pas. Plaintiff Attorneys: Jason Krajcer, Phong Tran. Defendant Attorneys: Christopher McGrath, Edward Han, Robert Varian, Nicole Ryan, Sara Brody. This is a text only Minute Entry. There is no pdf image associated with this entry. (afmS, COURT STAFF) (Date Filed: 12/16/2016)
November 21, 2016 Filing 68 REPLY (re #60 MOTION to Dismiss Plaintiff's Second Amended Class Action Complaint - CORRECTION OF DOCKET #59 ) filed byJason Hart. (Varian, Robert) (Filed on 11/21/2016)
November 21, 2016 Filing 67 REPLY (re #58 MOTION to Dismiss Plaintiff's Second Amended Class Action Complaint for Violations of the Federal Securities Laws filed byBrian Nelson. (Brody, Sara) (Filed on 11/21/2016) Modified on 11/22/2016 (mclS, COURT STAFF).
November 21, 2016 Filing 66 REPLY (re #57 MOTION to Dismiss Second Amended Complaint ) filed byIdentiv, Inc.. (McGrath, Christopher) (Filed on 11/21/2016)
November 7, 2016 Filing 65 Proposed Order re #60 MOTION to Dismiss Plaintiff's Second Amended Class Action Complaint - CORRECTION OF DOCKET #59 , #57 MOTION to Dismiss Second Amended Complaint, #58 MOTION to Dismiss Plaintiff's First Amended Class Action Complaint for Violations of the Federal SecuritiesLaws, #62 Opposition/Response to Motion, by Thomas Cunningham. (Prongay, Robert) (Filed on 11/7/2016)
November 7, 2016 Filing 64 Request for Judicial Notice re #63 Declaration in Support, #62 Opposition/Response to Motion, filed byThomas Cunningham. (Related document(s) #63 , #62 ) (Prongay, Robert) (Filed on 11/7/2016)
November 7, 2016 Filing 63 Declaration of Robert V. Prongay in Support of #62 Opposition/Response to Motion, filed byThomas Cunningham. (Attachments: #1 Exhibit A - Form 10-K)(Related document(s) #62 ) (Prongay, Robert) (Filed on 11/7/2016)
November 7, 2016 Filing 62 OPPOSITION/RESPONSE (re #60 MOTION to Dismiss Plaintiff's Second Amended Class Action Complaint - CORRECTION OF DOCKET #59 , #57 MOTION to Dismiss Second Amended Complaint, #58 MOTION to Dismiss Plaintiff's First Amended Class Action Complaint for Violations of the Federal SecuritiesLaws ) filed byThomas Cunningham. (Prongay, Robert) (Filed on 11/7/2016)
October 12, 2016 Filing 61 CLERK'S NOTICE Continuing Motion Hearing: Reset Hearing as to #57 MOTION to Dismiss Second Amended Complaint, #60 MOTION to Dismiss Plaintiff's Second Amended Class Action Complaint - CORRECTION OF DOCKET #59 , #58 MOTION to Dismiss Plaintiff's First Amended Class Action Complaint for Violations of the Federal SecuritiesLaws. Motions Hearing reset for 12/16/2016 10:00 AM in Courtroom 6, 17th Floor, San Francisco before Hon. Charles R. Breyer. (beS, COURT STAFF) (Filed on 10/12/2016) (This is a text-only entry generated by the court. There is no document associated with this entry.). NOTE: Counsel must check Judge Breyer's unavailability dates posted on the website prior to notices their motion(s).
October 11, 2016 Filing 60 MOTION to Dismiss Plaintiff's Second Amended Class Action Complaint - CORRECTION OF DOCKET #59 filed by Jason Hart. Motion Hearing set for 12/9/2016 10:00 AM in Courtroom 6, 17th Floor, San Francisco before Hon. Charles R. Breyer. Responses due by 11/7/2016. Replies due by 11/21/2016. (Varian, Robert) (Filed on 10/11/2016)
October 10, 2016 Filing 59 *** ERRONEOUS ENTRY. SEE #60 *** MOTION to Dismiss Plaintiff's Second Amended Class Action Complaint filed by Jason Hart. Motion Hearing set for 12/9/2016 10:00 AM in Courtroom 6, 17th Floor, San Francisco before Hon. Charles R. Breyer. Responses due by 11/7/2016. Replies due by 11/21/2016. (Attachments: #1 [Proposed] Order)(Varian, Robert) (Filed on 10/10/2016) Modified on 10/12/2016 (mclS, COURT STAFF).
October 10, 2016 Filing 58 MOTION to Dismiss Plaintiff's Second Amended Class Action Complaint for Violations of the Federal SecuritiesLaws filed by Brian Nelson. Motion Hearing set for 12/9/2016 10:00 AM in Courtroom 6, 17th Floor, San Francisco before Hon. Charles R. Breyer. Responses due by 11/7/2016. Replies due by 11/21/2016. (Attachments: #1 Proposed Order)(Brody, Sara) (Filed on 10/10/2016) Modified on 10/12/2016 (mclS, COURT STAFF).
October 10, 2016 Filing 57 MOTION to Dismiss Second Amended Complaint filed by Identiv, Inc.. Motion Hearing set for 12/9/2016 10:00 AM in Courtroom 6, 17th Floor, San Francisco before Hon. Charles R. Breyer. Responses due by 11/7/2016. Replies due by 11/21/2016. (Attachments: #1 Request for Judicial Notice, #2 Declaration of C. McGrath and Exhibits, #3 Proposed Order)(McGrath, Christopher) (Filed on 10/10/2016)
September 21, 2016 Filing 56 NOTICE of Substitution of Counsel by Vikram S Shah (Shah, Vikram) (Filed on 9/21/2016)
September 12, 2016 Filing 55 SECOND AMENDED COMPLAINT against Jason Hart, Identiv, Inc., Brian Nelson. Filed byThomas Cunningham. (Johnson, Frank) (Filed on 9/12/2016) Modified on 9/13/2016 (mclS, COURT STAFF).
August 25, 2016 Opinion or Order Filing 54 ORDER, granting #53 STIPULATION WITH PROPOSED ORDER filed by Likar Rok.Second Amended Class Action Complaint due by 9/12/2016. Response to SAC due by 10/10/2016. Signed by Judge Charles R. Breyer on 8/23/2016. (beS, COURT STAFF) (Filed on 8/25/2016)
August 15, 2016 Filing 53 STIPULATION WITH PROPOSED ORDER filed by Likar Rok. (Johnson, Frank) (Filed on 8/15/2016)
August 10, 2016 Opinion or Order Filing 52 ORDER by Judge Charles R. Breyer granting with leave to amend #39 Motion to Dismiss; granting #40 Motion to Dismiss; granting #41 Motion to Dismiss. (crblc1, COURT STAFF) (Filed on 8/10/2016)
August 5, 2016 Filing 51 Minute Entry for proceedings held before Hon. Charles R. Breyer: Motion Hearing held on 8/5/2016 re #41 MOTION to Dismiss Amended Complaint filed by Brian Nelson, #39 MOTION to Dismiss filed by Identiv, Inc., #40 MOTION to Dismiss filed by Jason Hart. Motion granted with leave to amend, the Court to issue order. Total Time in Court: 3 minutes. Court Reporter: Katherine Sullivan. Plaintiff Attorney: Jason Krajcer, Phong Tran. Defendant Attorneys: Robert Varian, Christophr McGrath, Edward Han, Nicole Ryan. (beS, COURT STAFF) (Date Filed: 8/5/2016)This is a text only Minute Entry
July 28, 2016 Filing 50 NOTICE of Appearance by Jason Lee Krajcer On Behalf of Lead Plaintiff Thomas Cunningham (Krajcer, Jason) (Filed on 7/28/2016)
July 25, 2016 Filing 49 REPLY (re #41 MOTION to Dismiss Amended Complaint ) filed byBrian Nelson. (Brody, Sara) (Filed on 7/25/2016)
July 25, 2016 Filing 48 REPLY (re #39 MOTION to Dismiss ) filed byIdentiv, Inc.. (Attachments: #1 Reply ISO Request for Judicial Notice)(McGrath, Christopher) (Filed on 7/25/2016)
July 25, 2016 Filing 47 REPLY (re #40 MOTION to Dismiss ) filed byJason Hart. (Varian, Robert) (Filed on 7/25/2016)
July 8, 2016 Filing 46 RESPONSE to re #39 MOTION to Dismiss [Response to Request for Judicial Notice, D.E. 39-1] by Thomas Cunningham. (Prongay, Robert) (Filed on 7/8/2016)
July 8, 2016 Filing 45 RESPONSE (re #41 MOTION to Dismiss Amended Complaint, #39 MOTION to Dismiss , #40 MOTION to Dismiss ) filed byThomas Cunningham. (Prongay, Robert) (Filed on 7/8/2016)
July 7, 2016 Filing 44 NOTICE of Appearance by Phong L. Tran (Tran, Phong) (Filed on 7/7/2016)
June 20, 2016 Opinion or Order Filing 43 ORDER by Judge Charles R. Breyer granting #42 Stipulation Requesting Leave to File Omnibus Response in Opposition. (beS, COURT STAFF) (Filed on 6/20/2016)
June 14, 2016 Filing 42 STIPULATION WITH PROPOSED ORDER Requesting Leave to File Omnibus Response in Opposition to Defendants' Motions to Dismiss the Amended Complaint filed by Thomas Cunningham. (Johnson, Frank) (Filed on 6/14/2016)
June 6, 2016 Filing 41 MOTION to Dismiss Amended Complaint filed by Brian Nelson. Motion Hearing set for 8/5/2016 10:00 AM in Courtroom 6, 17th Floor, San Francisco before Hon. Charles R. Breyer. Responses due by 6/20/2016. Replies due by 6/27/2016. (Attachments: #1 Proposed Order)(Brody, Sara) (Filed on 6/6/2016)
June 6, 2016 Filing 40 MOTION to Dismiss filed by Jason Hart. Motion Hearing set for 8/5/2016 10:00 AM in Courtroom 6, 17th Floor, San Francisco before Hon. Charles R. Breyer. Responses due by 7/8/2016. Replies due by 7/25/2016. (Attachments: #1 [Proposed] Order)(Varian, Robert) (Filed on 6/6/2016)
June 6, 2016 Filing 39 MOTION to Dismiss filed by Identiv, Inc.. Motion Hearing set for 8/5/2016 10:00 AM in Courtroom 6, 17th Floor, San Francisco before Hon. Charles R. Breyer. Responses due by 7/8/2016. Replies due by 7/25/2016. (Attachments: #1 Request for Judicial Notice, #2 Declaration of Christopher H. McGrath, #3 Proposed Order)(McGrath, Christopher) (Filed on 6/6/2016)
June 1, 2016 Filing 38 NOTICE of Appearance by Michael Todd Scott (Scott, Michael) (Filed on 6/1/2016)
June 1, 2016 Filing 37 NOTICE of Appearance by Robert P. Varian (Varian, Robert) (Filed on 6/1/2016)
May 18, 2016 Filing 36 NOTICE of Appearance by Sara B. Brody (Brody, Sara) (Filed on 5/18/2016)
May 18, 2016 Filing 35 NOTICE of Appearance by Nicole Marie Ryan (Ryan, Nicole) (Filed on 5/18/2016)
May 3, 2016 Filing 34 AMENDED COMPLAINT [Amended Class Action Complaint for Violations of the Federal Securities Laws] against Jason Hart, Identiv, Inc., Brian Nelson. Filed byThomas Cunningham. (Prongay, Robert) (Filed on 5/3/2016)
May 3, 2016 Filing 33 NOTICE of Voluntary Dismissal of Certain Defendants by Thomas Cunningham (Prongay, Robert) (Filed on 5/3/2016)
March 31, 2016 Filing 32 STIPULATION AND REVISED SCHEDULING ORDER by Hon. Charles R. Breyer granting #31 Stipulation.(tlS, COURT STAFF) (Filed on 3/31/2016)
March 28, 2016 Filing 31 STIPULATION WITH PROPOSED ORDER Revising Scheduling Order filed by Thomas Cunningham. (Johnson, Frank) (Filed on 3/28/2016)
March 8, 2016 Opinion or Order Filing 30 ORDER by Judge Charles R. Breyer granting #11 Motion to Appoint Lead Plaintiff and Lead Counsel The Court appoints Thomas Cunningham as Lead Plaintiff; and Glancy Prongay & Murray LLP and Johnson & Weaver LLP are approved as Lead Counsel for the class.(beS, COURT STAFF) (Filed on 3/8/2016)
March 7, 2016 Opinion or Order Filing 29 ORDER by Judge Charles R. Breyer granting #26 Stipulation vacating initial case management conference.(beS, COURT STAFF) (Filed on 3/7/2016)
March 4, 2016 Filing 28 MOTION to Appear by Telephone filed by Identiv, Inc.. (McGrath, Christopher) (Filed on 3/4/2016)
March 4, 2016 Filing 27 NOTICE of Appearance by Christopher Harold McGrath (McGrath, Christopher) (Filed on 3/4/2016)
March 3, 2016 Filing 26 STIPULATION WITH PROPOSED ORDER VACATING INITIAL CASE MANAGEMENT CONFERENCE AND RESETTING ALL RELATED DEADLINES filed by Likar Rok. (Punzalan, Mark) (Filed on 3/3/2016)
February 26, 2016 Filing 25 ADR Clerk's Notice re: Non-Compliance with Court Order (ewh, COURT STAFF) (Filed on 2/26/2016)
February 19, 2016 Filing 24 Statement of Non-Opposition to #11 Motion for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel filed byThomas Cunningham. (Prongay, Robert) (Filed on 2/19/2016) Modified on 2/22/2016 (mclS, COURT STAFF).
February 19, 2016 Filing 23 RESPONSE (re #10 MOTION to Appoint Counsel and to Appoint Lead Plaintiff ) NOTICE OF NON-OPPOSITION TO COMPETING MOTIONS FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF SELECTION OF COUNSEL filed byMichael Garsva. (McCall, Adam) (Filed on 2/19/2016)
February 17, 2016 Filing 22 CLERK'S NOTICE resetting CMC. Case Management Statement due by 3/4/2016. Initial Case Management Conference set for 3/11/2016 10:00 AM in Courtroom 6, 17th Floor, San Francisco. (beS, COURT STAFF) (Filed on 2/17/2016)
February 17, 2016 Filing 21 RESPONSE (re #11 MOTION to Appoint Lead Plaintiff and Lead Counsel ) NOTICE OF NON-OPPOSITION TO MOTION OF THOMAS CUNNINGHAM FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF COUNSEL filed byJerome Davis, John Gaddum, Ronald Manzani. (Pafiti, Jennifer) (Filed on 2/17/2016)
February 16, 2016 Opinion or Order Filing 20 ORDER by Judge Charles R. Breyer granting #9 Motion to Relate Case 16-cv-0241JSW to 15-cv-5775CRB. (beS, COURT STAFF) (Filed on 2/16/2016)
February 9, 2016 Filing 19 NOTICE of Appearance by Frank James Johnson (Johnson, Frank) (Filed on 2/9/2016)
February 8, 2016 Filing 18 Certificate of Interested Entities by Thomas Cunningham (Prongay, Robert) (Filed on 2/8/2016)
February 8, 2016 Filing 17 CERTIFICATE of Counsel by Robert Vincent Prongay on behalf of Thomas Cunningham (Prongay, Robert) (Filed on 2/8/2016)
February 5, 2016 Filing 16 Certificate of Interested Entities by Jerome Davis, John Gaddum, Ronald Manzani (Pafiti, Jennifer) (Filed on 2/5/2016)
February 5, 2016 Filing 15 CERTIFICATE of Counsel by Jennifer Pafiti on behalf of Jerome Davis, John Gaddum, Ronald Manzani (Pafiti, Jennifer) (Filed on 2/5/2016)
February 5, 2016 Filing 14 Declaration of Jennifer Pafiti in Support of #13 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byJerome Davis, John Gaddum, Ronald Manzani. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Certifications, #3 Exhibit C - Loss Chart, #4 Exhibit D - Firm Resume of Pomerantz, #5 Exhibit E - Firm Resume of Goldberg)(Related document(s) #13 ) (Pafiti, Jennifer) (Filed on 2/5/2016)
February 5, 2016 Filing 13 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Ronald Manzani, Jerome Davis, John Gaddum. Motion Hearing set for 3/11/2016 10:00 AM in Courtroom 6, 17th Floor, San Francisco before Hon. Charles R. Breyer. Responses due by 2/19/2016. Replies due by 2/26/2016. (Attachments: #1 Proposed Order)(Pafiti, Jennifer) (Filed on 2/5/2016)
February 5, 2016 Filing 12 Declaration of Robert V. Prongay in Support of #11 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byThomas Cunningham. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Second Press Release, #3 Exhibit C - Movant Certification, #4 Exhibit D - Loss Chart, #5 Exhibit E - Glancy Firm Resume, #6 Exhibit F - Johnson & Weaver Firm Resume)(Related document(s) #11 ) (Prongay, Robert) (Filed on 2/5/2016)
February 5, 2016 Filing 11 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Thomas Cunningham. Motion Hearing set for 3/11/2016 10:00 AM in Courtroom 6, 17th Floor, San Francisco before Hon. Charles R. Breyer. Responses due by 2/19/2016. Replies due by 2/26/2016. (Attachments: #1 Proposed Order)(Prongay, Robert) (Filed on 2/5/2016)
February 5, 2016 Filing 10 MOTION to Appoint Counsel and to Appoint Lead Plaintiff filed by Michael Garsva. (Attachments: #1 Declaration, #2 Certification Pursuant to Local Rule 3-7(d), #3 Exhibit Certification, #4 Exhibit Loss Chart, #5 Exhibit Notice, #6 Exhibit Firm Resume, #7 Proposed Order)(McCall, Adam) (Filed on 2/5/2016)
February 4, 2016 Filing 9 MOTION to Relate Case filed by Ryan Oswald. (Attachments: #1 Proposed Order)(Jonckheer, Willem) (Filed on 2/4/2016)
January 29, 2016 Opinion or Order Filing 8 ORDER by Judge Charles R. Breyer granting #7 Stipulation deferring responses to complaint pending appointment of lead plaintiff and designation of operative complaint. (beS, COURT STAFF) (Filed on 1/29/2016)
January 25, 2016 Filing 7 STIPULATION WITH PROPOSED ORDER Deferring Responses to Complaint Pending Appointment of Lead Plaintiff and Designation of Operative Complaint filed by Steven Finney, Jason Hart, Steven Humphreys, Identiv, Inc., Gary Kremen, Brian Nelson, James E. Ousley, Daniel Wenzel. (Lindfelt, James) (Filed on 1/25/2016)
December 18, 2015 Filing 6 Summons Issued as to Steven Finney, Jason Hart, Steven Humphreys, Identiv, Inc., Gary Kremen, Brian Nelson, James E. Ousley, Daniel Wenzel. (farS, COURT STAFF) (Filed on 12/18/2015)
December 18, 2015 Filing 5 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 3/11/2016. Case Management Conference set for 3/18/2016 08:30 AM in Courtroom 6, 17th Floor, San Francisco. (farS, COURT STAFF) (Filed on 12/18/2015)
December 17, 2015 Filing 4 Case assigned to Hon. Charles R. Breyer. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (haS, COURT STAFF) (Filed on 12/17/2015)
December 16, 2015 Filing 3 Proposed Summons. (Punzalan, Mark) (Filed on 12/16/2015)
December 16, 2015 Filing 2 Civil Cover Sheet by Likar Rok . (Punzalan, Mark) (Filed on 12/16/2015)
December 16, 2015 Filing 1 COMPLAINT against All Defendants ( Filing fee $ 400, receipt number 0971-10070687.). Filed byLikar Rok. (Punzalan, Mark) (Filed on 12/16/2015)

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the California Northern District Court's Electronic Court Filings (ECF) System

Search for this case: Rok vs. Identiv, Inc. et al
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Petitioner: Michael Garsva
Represented By: Adam Christopher McCall
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Petitioner: Ronald Manzani
Represented By: Jennifer Pafiti
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Petitioner: Jerome Davis
Represented By: Jennifer Pafiti
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Petitioner: Ryan Oswald
Represented By: Willem F. Jonckheer
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Petitioner: Thomas Cunningham
Represented By: Frank James Johnson
Represented By: Jason Lee Krajcer
Represented By: Casey Edwards Sadler
Represented By: Shawn Eric Fields
Represented By: Robert Vincent Prongay
Represented By: Phong L. Tran
Represented By: Lesley F Portnoy
Represented By: Lionel Z. Glancy
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Petitioner: John Gaddum
Represented By: Jennifer Pafiti
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Gary Kremen
Represented By: James M. Lindfelt
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Steven Humphreys
Represented By: James M. Lindfelt
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Jason Hart
Represented By: James M. Lindfelt
Represented By: Robert P. Varian
Represented By: Michael Todd Scott
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Daniel Wenzel
Represented By: James M. Lindfelt
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Brian Nelson
Represented By: Sara B. Brody
Represented By: Nicole Marie Ryan
Represented By: James M. Lindfelt
Represented By: Vikram S. Shah
Represented By: Stephanie J Kelly
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Identiv, Inc.
Represented By: James M. Lindfelt
Represented By: Raymond Winters Stockstill, IV
Represented By: Edward Han
Represented By: Ryan Matthew Fawaz
Represented By: Christopher Harold McGrath
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: James E. Ousley
Represented By: James M. Lindfelt
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Steven Finney
Represented By: James M. Lindfelt
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: Likar Rok
Represented By: Charles Henry Linehan
Represented By: Robert Vincent Prongay
Represented By: Phong L. Tran
Represented By: Frank James Johnson
Represented By: Mark Punzalan
Represented By: Lionel Z. Glancy
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?