Steve Klein v. Wells Fargo & Company et al
Plaintiff: Steve Klein
Defendant: Wells Fargo & Company, John R. Shrewsberry, John G. Stumpf and Carrie L. Tolstedt
Case Number: 4:2016cv05513
Filed: September 28, 2016
Court: US District Court for the Northern District of California
Office: San Francisco Office
County: Alameda
Presiding Judge: Yvonne Gonzalez Rogers
Referring Judge: Jon S Tigar
Nature of Suit: Securities/Commodities
Cause of Action: 28 U.S.C. § 1331
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on August 21, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
August 21, 2019 Filing 25 CLERKS NOTICE REGARDING LOCATION CHANGE FOR JUDGE JON S. TIGAR Effective August 26, 2019:Judge Jon S. Tigar's courtroom and chambers will be located at the Ronald V. Dellums Federal Building and United States Courthouse, Courtroom 6, 2nd Floor, 1301 Clay Street, Oakland, CA 94612.On or after the effective date, all court appearances, filings, and deliveries of chambers copies must be made at the Oakland Courthouse (https://cand.uscourts.gov/locations). For updated scheduling information, please visit https://cand.uscourts.gov/jst. Judge Tigar's case assignments will be updated to reflect the correct office assignment (for example: 3:19-cv-00123-JST will now be 4:19-cv-00123-JST). (This is a text-only entry generated by the court. There is no document associated with this entry.) (ecgS-adi, COURT STAFF) (Filed on 8/21/2019)
January 21, 2019 Opinion or Order Filing 24 ORDER RE NOTICE OF SETTLEMENT AND SCHEDULING ORDERPursuant to the notice of settlement filed January 16, 2019 in Case No. 16-cv-5541, ECF No. 266, the case management conference scheduled for January 23, 2019 is hereby VACATED. At the parties' request, the Court now SETS the following deadlines: Motion for preliminary approval of settlement agreement due February 14, 2019; opposition to preliminary approval due February 28, 2019; reply in support of preliminary approval due March 7, 2019; preliminary approval hearing March 21, 2019 at 2:00 p.m. All other case deadlines are hereby VACATED. (This is a text-only entry generated by the court. There is no document associated with this entry.)(Tigar, Jon) (Filed on 1/21/2019)
July 25, 2018 Filing 23 Judicial Referral for Purpose of Determining Relationship of Cases re 18-cv-02922-VC and 16-cv-05513-JST. Signed by Judge Vince Chhabria on 7/25/2018. (knm, COURT STAFF) (Filed on 7/25/2018)
January 4, 2018 Opinion or Order Filing 22 ORDER DIRECTING THE FILING OF A MOTION TO RELATE CASES by Judge Jon S. Tigar. (Entered by Judge Jon S. Tigar) (Filed on 1/4/2018)
October 27, 2017 Filing 21 CLERK'S NOTICE VACATING CASE MANAGEMENT CONFERENCE. The case management conference set for 11/15/2017 is vacated. (This is a text-only entry generated by the court. There is no document associated with this entry.) (wsn, COURT STAFF) (Filed on 10/27/2017)
September 20, 2017 Filing 20 CLERK'S NOTICE CONTINUING CASE MANAGEMENT CONFERENCE. The Initial Case Management Conference previously set for 9/27/2017 is continued to 11/15/2017 at 2:00 PM in Courtroom 9, 19th Floor, San Francisco. A Joint Case Management Statement is due by 11/6/2017. (This is a text-only entry generated by the court. There is no document associated with this entry.) (wsn, COURT STAFF) (Filed on 9/20/2017)
January 12, 2017 Filing 19 CLERK'S NOTICE CONTINUING CASE MANAGEMENT CONFERENCE. The Initial Case Management Conference previously set for 1/25/2017 is continued to 9/27/2017 at 2:00 PM in Courtroom 9, 19th Floor, San Francisco. A Joint Case Management Statement is due by 9/18/2017. (This is a text-only entry generated by the court. There is no document associated with this entry.) (wsn, COURT STAFF) (Filed on 1/12/2017)
January 11, 2017 Opinion or Order Filing 18 JOINT STIPULATION AND ORDER TO CONTINUE CASE MANAGEMENT CONFERENCE AND SET BRIEFING SCHEDULE. Signed by Judge Jon S. Tigar on January 11, 2017. (wsn, COURT STAFF) (Filed on 1/11/2017)
December 14, 2016 Filing 17 NOTICE of Appearance by Katharine Ann Kates, Ismail Ramsey, and Miles Ehrlich for John R. Shrewsberry (Kates, Katharine) (Filed on 12/14/2016)
November 21, 2016 Opinion or Order Filing 16 ORDER CONSOLIDATING HEARINGS ON MOTIONS TO CONSOLIDATE AND COMPETING MOTIONS TO APPOINT LEAD PLAINTIFF AND LEAD COUNSEL. Signed by Judge Jon S. Tigar on November 21, 2016. (wsn, COURT STAFF) (Filed on 11/21/2016)
November 21, 2016 Opinion or Order Filing 15 STIPULATION AND ORDER re #14 STIPULATION WITH [PROPOSED] ORDER TO ENLARGE TIME TO RESPOND TO COMPLAINT filed by Wells Fargo & Company. Signed by Judge Jon S. Tigar on November 21, 2016. (wsn, COURT STAFF) (Filed on 11/21/2016)
November 18, 2016 Filing 14 JOINT STIPULATION WITH [PROPOSED] ORDER TO ENLARGE TIME TO RESPOND TO COMPLAINT filed by Wells Fargo & Company. (Cullen, Brendan) (Filed on 11/18/2016)
November 18, 2016 Filing 13 NOTICE of Appearance by Brendan P. Cullen and Sverker K. Hogberg (Cullen, Brendan) (Filed on 11/18/2016)
October 21, 2016 Filing 12 CLERK'S NOTICE SETTING CASE MANAGEMENT CONFERENCE. Case Management Statement due by 1/13/2017. Initial Case Management Conference set for 1/25/2017 at 2:00 PM in Courtroom 9, 19th Floor, San Francisco. (Attachments: #1 Standing Order, #2 Standing Order for All Judges of the Northern District) (wsn, COURT STAFF) (Filed on 10/21/2016)
October 20, 2016 Filing 11 Case Reassigned to Judge Hon. Jon S. Tigar. Judge Hon. Yvonne Gonzalez Rogers no longer assigned to the case. This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras. (cjlS, COURT STAFF) (Filed on 10/20/2016)
October 19, 2016 Opinion or Order Filing 10 RELATED CASE ORDER by Judge Jon S. Tigar granting (7) Motion to Relate Case in case 3:16-cv-05479-JST. (wsn, COURT STAFF) (Filed on 10/19/2016)
October 3, 2016 Opinion or Order Filing 9 ORDER by Judge Yvonne Gonzalez Rogers granting #5 Motion for Pro Hac Vice as to Jeremy Lieberman. (fs, COURT STAFF) (Filed on 10/3/2016)
October 3, 2016 Opinion or Order Filing 8 ORDER by Judge Yvonne Gonzalez Rogers granting #4 Motion for Pro Hac Vice as to J. Alexander Hood. (fs, COURT STAFF) (Filed on 10/3/2016)
September 29, 2016 Filing 7 Summons Issued as to John R. Shrewsberry, John G. Stumpf, Carrie L. Tolstedt, Wells Fargo & Company. (cpS, COURT STAFF) (Filed on 9/29/2016)
September 29, 2016 Filing 6 Initial Case Management Scheduling Order with ADR Deadlines: This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras Case Management Statement due by 1/2/2017. Case Management Conference set for 1/9/2017 02:00 PM. (Attachments: #1 Notice of Eligibility for Video Recording)(cpS, COURT STAFF) (Filed on 9/29/2016)
September 28, 2016 Filing 5 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 305, receipt number 0971-10807042.) filed by Steve Klein. (Attachments: #1 Certificate of Good Standing)(Lieberman, Jeremy) (Filed on 9/28/2016)
September 28, 2016 Filing 4 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 305, receipt number 0971-10807026.) filed by Steve Klein. (Attachments: #1 Certificate of Good Standing)(Hood, J) (Filed on 9/28/2016)
September 28, 2016 Filing 3 Case assigned to Hon. Yvonne Gonzalez Rogers. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 10/12/2016. (bwS, COURT STAFF) (Filed on 9/28/2016)
September 28, 2016 Filing 2 Proposed Summons. (Pafiti, Jennifer) (Filed on 9/28/2016)
September 28, 2016 Filing 1 COMPLAINT against John R. Shrewsberry, John G. Stumpf, Carrie L. Tolstedt, Wells Fargo & Company ( Filing fee $ 400, receipt number 0971-10806942.). Filed bySteve Klein. (Attachments: #1 Certification, #2 Schedule A, #3 Civil Cover Sheet)(Pafiti, Jennifer) (Filed on 9/28/2016)

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Plaintiff: Steve Klein
Represented By: Jeremy A. Lieberman
Represented By: J Alexander Hood, II
Represented By: Jennifer Pafiti
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Defendant: Wells Fargo & Company
Represented By: Sverker K. Hogberg
Represented By: Christopher M Viapiano
Represented By: Brendan P. Cullen
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Defendant: John R. Shrewsberry
Represented By: Ismail Jomo Ramsey
Represented By: Miles F. Ehrlich
Represented By: Katharine Ann Kates
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Defendant: John G. Stumpf
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Defendant: Carrie L. Tolstedt
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