Dorman v. Charles Schwab Corporation, et al
Plaintiff: Severson, Christopher W. Severson and Michael F. Dorman
Defendant: Charles Schwab & Co. Inc, Martha Tuma, C. Dawn Rorig, Dave Callahan, Bradley Peterson, Ed Obuchowski, Jonathan Beatty, Charles Schwab Investment Management, Inc., Kathy Anderson, Charles Schwab Bank, Charles R. Schwab, John C. Clark, Schwab Retirement Plan Services Inc., Diane Russell, The Charles Schwab Corporation, Joseph R. Martinetto, Naureen Hassan, Jay Allen, Brian McDonald, Charles Schwab & Co. Inc., Walter W. Bettinger, II and Walter W. Bettinger, III
Case Number: 4:2017cv00285
Filed: January 19, 2017
Court: US District Court for the Northern District of California
Presiding Judge: Joseph C Spero
Referring Judge: Claudia Wilken
Nature of Suit: Labor: E.R.I.S.A.
Cause of Action: 29 U.S.C. § 1001
Jury Demanded By: None
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Docket Report

This docket was last retrieved on November 15, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
November 15, 2019 Filing 147 MANDATE of USCA as to #96 Amended Notice of Appeal filed by Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., Martha Tuma, Dave Callahan, Charles Schwab & Co. Inc., Jay Allen, The Charles Schwab Corporation, John C. Clark, Walter W. Bettinger, III, Joseph R. Martinetto, Charles R. Schwab, Charles Schwab Bank. (cjlS, COURT STAFF) (Filed on 11/15/2019)
August 30, 2019 Opinion or Order Filing 146 ORDER of USCA: GRANTING Plaintiff-Appellees Motion for Extension of Time to File Petition for Rehearing and/or Rehearing En Banc as to #96 Amended Notice of Appeal, #83 Notice of Appeal, filed by Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., Martha Tuma, Dave Callahan, Charles Schwab & Co. Inc., Jay Allen, The Charles Schwab Corporation, John C. Clark, Walter W. Bettinger, III, Joseph R. Martinetto, Charles R. Schwab, Charles Schwab Bank (cpS, COURT STAFF) (Filed on 8/30/2019)
August 20, 2019 Filing 145 USCA Memorandum as to #96 Amended Notice of Appeal,, filed by Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., Martha Tuma, Dave Callahan, Charles Schwab & Co. Inc., Jay Allen, The Charles Schwab Corporation, John C. Clark, Walter W. Bettinger, III, Joseph R. Martinetto, Charles R. Schwab, Charles Schwab Bank. (cjlS, COURT STAFF) (Filed on 8/20/2019)
August 20, 2019 Filing 144 Opinion of U.S.COURT OF APPEALS. Case is Reversed and Remanded. (cjlS, COURT STAFF) (Filed on 8/20/2019)
August 6, 2019 Opinion or Order Filing 143 Order by Judge Claudia Wilken granting as modified #142 Stipulation Revising Scheduling Order.(dtmS, COURT STAFF) (Filed on 8/6/2019)
August 6, 2019 Set Deadlines/Hearings: Close of Expert Discovery by 7/20/2020. Close of Fact Discovery by 4/1/2020. Designation of Experts due by 5/18/2020. Dispositive Motion due by 8/12/2020. Rebuttal Reports due by 6/22/2020. Jury Selection and Jury Trial (5 days) set for 3/8/2021 08:30 AM. Dispositive Motion Hearing set for 11/17/2020 02:30 PM. Pretrial Conference set for 2/9/2021 02:30 PM. (dtmS, COURT STAFF) (Filed on 8/6/2019)
July 24, 2019 Filing 142 STIPULATION WITH PROPOSED ORDER for Order Modifying Case Management Order filed by Jay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma, Michael F. Dorman. (Attachments: #1 Declaration of Lindsey Chopin, #2 Proposed Order)(Shapiro, Howard) (Filed on 7/24/2019) Modified on 7/25/2019 (cpS, COURT STAFF).
July 1, 2019 Opinion or Order Filing 141 Order by Judge Claudia Wilken granting #140 Motion for Pro Hac Vice by Lindsey Chopin.(dtmS, COURT STAFF) (Filed on 7/1/2019)
June 27, 2019 Filing 140 MOTION for leave to appear in Pro Hac Vice as to Lindsey H. Chopin ( Filing fee $ 310, receipt number 0971-13475190.) filed by Jay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Chopin, Lindsey) (Filed on 6/27/2019) Modified on 6/28/2019 (cpS, COURT STAFF).
April 25, 2019 Filing 139 Transcript of Proceedings held on March 12, 2019, before Judge Claudia Wilken. Court Reporter Diane E. Skillman, telephone number 925-899-2812, Diane_Skillman@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #137 Transcript Order,, ) Release of Transcript Restriction set for 7/24/2019. (Related documents(s) #137 ) (Skillman, Diane) (Filed on 4/25/2019)
April 2, 2019 Opinion or Order Filing 138 ORDER GRANTING JOINT ADMINISTRATIVE MOTION FOR LEAVE TO AMEND THE CASE MANAGEMENT ORDER by Judge Claudia Wilken granting #136 Administrative Motion for Leave to Amend the Case Management Order. Bench Trial (5 days) set for 8/24/2020 at 08:30 AM before Judge Claudia Wilken. (kcS, COURT STAFF) (Filed on 4/2/2019)
March 28, 2019 Filing 137 TRANSCRIPT ORDER for proceedings held on 3/12/2019 before Judge Claudia Wilken by Jay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma, for Court Reporter Diane Skillman. (Shapiro, Howard) (Filed on 3/28/2019)
March 22, 2019 Filing 136 Joint ADMINISTRATIVE MOTION for Leave to Amend the Case Management Order filed by Jay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma, Michael F. Dorman. Responses due by 3/26/2019. (Attachments: #1 Supplement Stipulation to Amend Case Management Order, #2 Proposed Order)(Shapiro, Howard) (Filed on 3/22/2019) Modified on 3/24/2019 (cpS, COURT STAFF).
March 12, 2019 Filing 135 Minute Entry for proceedings held before Judge Claudia Wilken: Further Case Management Conference held on 3/12/2019. Close of Fact Discovery by 10/1/2019. Designation of Experts due by 11/18/2019. Rebuttal Experts due by 12/22/2019. Close of Expert Discovery by 1/20/2020. Dispositive Motion due by 2/12/2020. Response/Motion for Class Certification due by 3/10/2020. Reply/Response to Motion for Class Certification due by 4/16/2020. Reply re Motion for Class Certification due by 4/23/2020. Motions Hearing set for 5/19/2020 02:30 PM. Pretrial Conference set for 8/11/2020 02:30 PM. Jury Selection and Jury Trial (5 days) set for 8/24/2020 08:30 AM. Court Reporter: Diane Skillman. (dtmS, COURT STAFF) (Date Filed: 3/12/2019)
March 8, 2019 Filing 134 ANSWER to Amended Complaint (Second) byJay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Shapiro, Howard) (Filed on 3/8/2019)
March 5, 2019 Filing 133 JOINT CASE MANAGEMENT STATEMENT & [PROPOSED] ORDER filed by Michael F. Dorman, Charles Schwab & Co. Inc., The Charles Schwab Corporation, Schwab Retirement Plan Services Inc., Charles Schwab Bank and Charles Schwab Investment Management, Inc. (Nestico, John) (Filed on 3/5/2019) Modified on 3/6/2019 (jmlS, COURT STAFF).
February 14, 2019 Filing 132 STIPULATION Regarding Response to Second Amended Complaint filed by Jay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma, Michael F. Dorman. (Shapiro, Howard) (Filed on 2/14/2019) Modified on 2/15/2019 (cpS, COURT STAFF).
February 8, 2019 Opinion or Order Filing 131 ORDER ON #113 DEFENDANTS MOTION TO DISMISS IN PART SECOND AMENDED COMPLAINT by Judge Claudia Wilken. Joint Case Management Statement due by 3/5/2019. Further Case Management Conference set for 3/12/2019 02:30 PM in Oakland, Courtroom 6, 2nd Floor.(dtmS, COURT STAFF) (Filed on 2/8/2019) Modified on 2/8/2019 (dtmS, COURT STAFF).
February 1, 2019 Filing 130 Statement of Recent Decisions relevant to re #113 PARTIAL MOTION to Dismiss the Second Amended Complaint Plaintiff Michael F. Dorman's Statement of Recent Decisions by Michael F. Dorman. (Attachments: #1 Exhibit A, #2 Exhibit B)(Bloom, James) (Filed on 2/1/2019) Modified on 2/4/2019 (cpS, COURT STAFF).
January 31, 2019 Filing 129 OPPOSITION/RESPONSE (re #113 PARTIAL MOTION to Dismiss the Second Amended Complaint ) , redacted pursuant to Dkt. #124 filed byMichael F. Dorman. (Bloom, James) (Filed on 1/31/2019)
January 31, 2019 Filing 128 SECOND AMENDED COMPLAINT redacted pursuant to Dkt. #124 against Jay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Walter W. Bettinger, II, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. Filed byMichael F. Dorman. (Bloom, James) (Filed on 1/31/2019) Modified on 2/1/2019 (cpS, COURT STAFF).
January 31, 2019 Filing 127 OPPOSITION to Defendants' Partial Motion to Dismiss Second Amended Complaint. DOCUMENT E-FILED UNDER SEAL re #124 Order on Administrative Motion to File Under Seal by Michael F. Dorman. (Collins, Todd) (Filed on 1/31/2019) Modified on 2/1/2019 (cpS, COURT STAFF).
January 31, 2019 Filing 126 Second Amended Complaint DOCUMENT E-FILED UNDER SEAL re #124 Order on Administrative Motion to File Under Seal by Michael F. Dorman. (Collins, Todd) (Filed on 1/31/2019) Modified on 2/1/2019 (cpS, COURT STAFF).
January 29, 2019 Filing 125 CLERK'S NOTICE: The Court finds that the motion to dismiss #113 is appropriate for resolution without oral argument pursuant to L.R. 7-1(b). Accordingly, the 2/26/2019 hearing is vacated and the Court will issue a written ruling. (This is a text-only entry generated by the court. There is no document associated with this entry.) (dtmS, COURT STAFF) (Filed on 1/29/2019)
January 24, 2019 Opinion or Order Filing 124 ORDER GRANTING IN PART AND DENYING IN PART MOTIONS TO SEAL by Judge Claudia Wilken.(dtmS, COURT STAFF) (Filed on 1/24/2019)
January 11, 2019 Filing 123 REPLY (re #113 PARTIAL MOTION to Dismiss the Second Amended Complaint ) filed byJay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Shapiro, Howard) (Filed on 1/11/2019)
December 21, 2018 Filing 122 Statement in Response to re #119 Administrative Motion to File Under Seal by Jay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: #1 Declaration of Howard Shapiro in Response to Plaintiff's Administrative Motion for Leave to File Documents Under Seal (L.R. 7-11, 79-5))(Shapiro, Howard) (Filed on 12/21/2018) Modified on 12/24/2018 (cpS, COURT STAFF).
December 19, 2018 Opinion or Order Filing 121 Order by Judge Claudia Wilken granting #120 Stipulation Extending Time to File Declaration.(dtmS, COURT STAFF) (Filed on 12/19/2018)
December 17, 2018 Filing 120 STIPULATION WITH PROPOSED ORDER Extending Time to File Declaration filed by Jay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma, Michael F. Dorman. (Attachments: #1 Declaration of Howard Shapiro, #2 Proposed Order)(Shapiro, Howard) (Filed on 12/17/2018) Modified on 12/18/2018 (cpS, COURT STAFF).
December 14, 2018 Filing 119 Administrative Motion to File Under Seal filed by Michael F. Dorman. (Attachments: #1 Declaration Declaration of John Nestico, #2 Exhibit 1 - UNREDACTED version of Opposition to Defendant's Partial Motion to Dismiss, #3 Proposed Order)(Nestico, John) (Filed on 12/14/2018) Modified on 12/24/2018 (cpS, COURT STAFF).
December 14, 2018 Filing 118 OPPOSITION/RESPONSE (re #113 PARTIAL MOTION to Dismiss the Second Amended Complaint ) filed byMichael F. Dorman. (Nestico, John) (Filed on 12/14/2018)
November 20, 2018 Opinion or Order Filing 117 Order by Judge Claudia Wilken granting #116 Stipulation re Briefing Schedule.(dtmS, COURT STAFF) (Filed on 11/20/2018)
November 20, 2018 Set/Reset Deadlines as to #113 PARTIAL MOTION to Dismiss the Second Amended Complaint. Responses due by 12/14/2018. Replies due by 1/11/2019. (dtmS, COURT STAFF) (Filed on 11/20/2018)
November 19, 2018 Filing 116 STIPULATION WITH PROPOSED ORDER Regarding Briefing Schedule re #113 PARTIAL MOTION to Dismiss the Second Amended Complaint filed by Michael F. Dorman, The Charles Schwab Corporation, et al. (Attachments: #1 Proposed Order)(Nestico, John) (Filed on 11/19/2018) Modified on 11/20/2018 (cpS, COURT STAFF).
November 8, 2018 Filing 115 Request for Judicial Notice re #113 PARTIAL MOTION to Dismiss the Second Amended Complaint filed byJay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: #1 Proposed Order)(Related document(s) #113 ) (Shapiro, Howard) (Filed on 11/8/2018) Modified on 11/9/2018 (cpS, COURT STAFF).
November 8, 2018 Filing 114 Administrative Motion to File Under Seal Certain Documents in Support of Defendants' Partial Motion to Dismiss the Second Amended Complaint filed by Jay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: #1 Declaration of Howard Shapiro, #2 Ex. A - FILED UNDER SEAL, #3 Ex. B - FILED UNDER SEAL, #4 Ex. C - FILED UNDER SEAL, #5 Ex. D - FILED UNDER SEAL, #6 Proposed Order, #7 Proof of Service)(Shapiro, Howard) (Filed on 11/8/2018)
November 8, 2018 Filing 113 PARTIAL MOTION to Dismiss the Second Amended Complaint filed by Jay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. Motion Hearing set for 2/26/2019 02:30 PM in Oakland, Courtroom 2, 4th Floor before Judge Claudia Wilken. Responses due by 11/23/2018. Replies due by 11/30/2018. (Attachments: #1 Declaration of Tulio Chirinos, #2 Ex. 1, #3 Ex. 2, #4 Ex. 3, #5 Ex. 4, #6 Ex. 5, #7 Ex. 6, #8 Ex. 7, #9 Ex. 8, #10 Ex. 9, #11 Ex. 10, #12 Ex. 11, #13 Ex. 12, #14 Ex. 13, #15 Ex. 14, #16 Ex. 15, #17 Ex. 16, #18 Ex. 17, #19 Proposed Order)(Shapiro, Howard) (Filed on 11/8/2018) Modified on 11/9/2018 (cpS, COURT STAFF).
October 26, 2018 Filing 112 Statement in RESPONSE re #108 Administrative Motion to File Under Seal Second Amended Complaint by Jay Allen, Kathy Anderson, Jonathan Beatty, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: #1 Declaration of Howard Shapiro)(Shapiro, Howard) (Filed on 10/26/2018) Modified on 10/29/2018 (cpS, COURT STAFF).
October 22, 2018 Filing 111 NOTICE of Appearance by Eric Lechtzin for Plaintiff Michael Dorman (Lechtzin, Eric) (Filed on 10/22/2018)
October 19, 2018 Opinion or Order Filing 110 Order by Judge Claudia Wilken granting #109 Stipulation Extending Time to File Declaration.(dtmS, COURT STAFF) (Filed on 10/19/2018)
October 19, 2018 Filing 109 STIPULATION WITH PROPOSED ORDER Extending Time to File Declaration filed by Jay Allen, Kathy Anderson, Jonathan Beatty, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: #1 Declaration of Howard Shapiro, #2 Proposed Order)(Shapiro, Howard) (Filed on 10/19/2018) Modified on 10/21/2018 (cpS, COURT STAFF).
October 18, 2018 Filing 108 Administrative Motion to File Under Seal Second Amended Complaint filed by Michael F. Dorman. (Attachments: #1 Declaration, #2 Proposed Order, #3 Redacted Version of Exhibit A, #4 Unredacted Version of Exhibit B, #5 Certificate/Proof of Service)(Nestico, John) (Filed on 10/18/2018)
October 18, 2018 Filing 107 ***REMOVED PER ORDER (DKT #124 )***AMENDED COMPLAINT Second Amended Complaint against All Defendants. Filed byMichael F. Dorman. (Nestico, John) (Filed on 10/18/2018) Modified on 1/25/2019 (cpS, COURT STAFF). (Main Document 107 replaced on 1/25/2019) (napS, COURT STAFF).
October 11, 2018 Opinion or Order Filing 106 Order by Judge Claudia Wilken granting #105 Stipulation re Second Amended Complaint and Response. Amended Pleadings due by 10/18/2018.(dtmS, COURT STAFF) (Filed on 10/11/2018)
October 10, 2018 Filing 105 STIPULATION WITH PROPOSED ORDER re #104 Order on Motion to Dismiss filed by Michael F. Dorman, THE CHARLES SCHWAB CORPORATION;CHARLES SCHWAB & CO INC.; SCHWAB RETIREMENT PLAN SERVICES INC.; CHARLES SCHWAB BANK; CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.; WALTER W. BETTINGER III; CHARLES R. SCHWAB; JOSEPH R. MARTINETTO; MARTHA TUMA; JAY ALLEN; DAVE CALLAHAN; JOHN C. CLARK. (Attachments: #1 Declaration John J Nestico, #2 Proposed Order proposed order)(Nestico, John) (Filed on 10/10/2018) Modified on 10/11/2018 (jmlS, COURT STAFF).
September 20, 2018 Opinion or Order Filing 104 ORDER ON DEFENDANTS MOTION TO DISMISS THE FIRST AMENDED COMPLAINT by Judge Claudia Wilken. Amended Pleadings due by 10/11/2018.(dtmS, COURT STAFF) (Filed on 9/20/2018)
August 29, 2018 Filing 103 NOTICE of Change of Address by Todd Stowe Collins (Collins, Todd) (Filed on 8/29/2018)
August 29, 2018 Filing 102 NOTICE of Change of Address by Ellen T. Noteware (Noteware, Ellen) (Filed on 8/29/2018)
August 29, 2018 Filing 101 NOTICE of Change of Address by Shanon Jude Carson (Carson, Shanon) (Filed on 8/29/2018)
July 25, 2018 Filing 100 Transcript of Proceedings of the official sound recording held on 07/17/18, before Judge Claudia Wilken. FTR/Transcriber Echo Reporting, Inc., telephone number (858) 453-7590. Tape Number: FTR 3:13 - 3:54. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #97 Transcript Order ) Redaction Request due 8/15/2018. Redacted Transcript Deadline set for 8/27/2018. Release of Transcript Restriction set for 10/23/2018. (Related documents(s) #97 ) (tgb, COURT STAFF) (Filed on 7/25/2018)
July 19, 2018 Filing 98 TRANSCRIPT ORDER for proceedings held on 7/17/2018 before Judge Claudia Wilken by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma, for Court Reporter FTR - Oakland. (Shapiro, Howard) (Filed on 7/19/2018)
July 19, 2018 Filing 97 TRANSCRIPT ORDER for proceedings held on 7/17/2018 before Judge Claudia Wilken by Michael F. Dorman, for Court Reporter FTR - Oakland. (Bloom, James) (Filed on 7/19/2018)
July 17, 2018 Filing 99 Minute Entry for proceedings held before Judge Claudia Wilken: Motion #88 Hearing held on 7/17/2018. FTR Time: 3:13-3:54(Assigned Transcriber: Tara Bauer). (dtmS, COURT STAFF) (Date Filed: 7/17/2018) Modified on 7/23/2018 (napS, COURT STAFF).
July 13, 2018 Filing 96 AMENDED NOTICE OF APPEAL by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma as to #95 Order on Motion for Leave to File, #79 Order on Motion to Compel, Order on Administrative Motion to File Under Seal . (Attachments: #1 Ex. A, #2 Ex. B)(Shapiro, Howard) (Filed on 7/13/2018)
July 9, 2018 Opinion or Order Filing 95 ORDER by Judge Claudia Wilken denying #82 Motion for Leave to File Motion for Reconsideration. (dtmS, COURT STAFF) (Filed on 7/9/2018)
June 28, 2018 Filing 94 REPLY (re #88 MOTION to Dismiss the First Amended Complaint ) filed byJay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Shapiro, Howard) (Filed on 6/28/2018)
May 29, 2018 Filing 93 OPPOSITION/RESPONSE (re #88 MOTION to Dismiss the First Amended Complaint ) filed byMichael F. Dorman. (Bloom, James) (Filed on 5/29/2018) Modified on 5/30/2018 (cpS, COURT STAFF).
May 11, 2018 Filing 92 NOTICE of Change of Address by Ronald Scott Kravitz (Kravitz, Ronald) (Filed on 5/11/2018)
April 5, 2018 Opinion or Order Filing 91 STIPULATED ORDER RE: DISCOVERY OF ELECTRONICALLY STORED INFORMATION by Judge Claudia Wilken.(dtmS, COURT STAFF) (Filed on 4/5/2018)
April 3, 2018 Filing 90 STIPULATION WITH PROPOSED ORDER Re: Discovery of Electronically Stored Information filed by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma, Michael F. Dorman. (Shapiro, Howard) (Filed on 4/3/2018) Modified on 4/4/2018 (cpS, COURT STAFF).
March 28, 2018 Filing 89 Request for Judicial Notice re #88 MOTION to Dismiss the First Amended Complaint filed byJay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: #1 Proposed Order)(Related document(s) #88 ) (Shapiro, Howard) (Filed on 3/28/2018)
March 28, 2018 Filing 88 MOTION to Dismiss the First Amended Complaint filed by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. Motion Hearing set for 7/17/2018 02:30 PM in Oakland, Courtroom 2, 4th Floor before Judge Claudia Wilken. Responses due by 5/29/2018. Replies due by 6/28/2018. (Attachments: #1 Decl. of Holly Morgan, #2 Ex. 1, #3 Ex. 2, #4 Ex. 3, #5 Ex. 4, #6 Ex. 5, #7 Ex. 6, #8 Decl. of Tulio Chirinos, #9 Ex. 1, #10 Ex. 2, #11 Ex. 3, #12 Ex. 4, #13 Ex. 5, #14 Ex. 6, #15 Ex. 7, #16 Ex. 8, #17 Ex. 9, #18 Ex. 10, #19 Ex. 11, #20 Ex. 12, #21 Ex. 13, #22 Ex. 14, #23 Proposed Order)(Shapiro, Howard) (Filed on 3/28/2018)
March 21, 2018 Filing 87 Transcript Designation Form for proceedings held on 11/14/2017 before Judge Honorable Claudia Wilken, 9th Cir. Court of Appeals Case No. 18-15281 (Shapiro, Howard) (Filed on 3/21/2018)
March 14, 2018 Opinion or Order Filing 86 STIPULATED PROTECTIVE ORDER by Judge Claudia Wilken.(dtmS, COURT STAFF) (Filed on 3/14/2018)
March 9, 2018 Filing 85 STIPULATION for Protective Order filed by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Shapiro, Howard) (Filed on 3/9/2018) Modified on 3/12/2018 (dtmS, COURT STAFF).
February 21, 2018 Filing 84 USCA Case Number 18-15281 9th Circuit for #83 Notice of Appeal,, filed by Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., Martha Tuma, Dave Callahan, Charles Schwab & Co. Inc., Jay Allen, The Charles Schwab Corporation, John C. Clark, Walter W. Bettinger, III, Joseph R. Martinetto, Charles R. Schwab, Charles Schwab Bank. (cpS, COURT STAFF) (Filed on 2/21/2018)
February 20, 2018 Filing 83 NOTICE OF APPEAL to the 9th Circuit Court of Appeals filed by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. Appeal of Order on Motion to Compel, Order on Administrative Motion to File Under Seal #79 (Appeal fee of $505 receipt number 0971-12124404 paid.) (Shapiro, Howard) (Filed on 2/20/2018)
February 16, 2018 Filing 82 MOTION for Leave to File Motion for Partial Reconsideration filed by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: #1 Declaration of Tulio D. Chirinos, #2 Exhibit 1 - Mot. for Reconsideration, #3 Exhibit A to Mot. for Reconsideration, #4 Exhibit B to Mot. for Reconsideration, #5 Exhibit 2 - Proposed Order, #6 Proposed Order)(Shapiro, Howard) (Filed on 2/16/2018)
February 5, 2018 Opinion or Order Filing 81 Modified Order by Judge Claudia Wilken granting #80 Stipulation re Response to First Amended Complaint and Briefing Schedule. Motion due by 3/28/2018. Motion Hearing set for 7/17/2018 02:30 PM before Judge Claudia Wilken.(dtmS, COURT STAFF) (Filed on 2/5/2018)
January 30, 2018 Filing 80 STIPULATION WITH PROPOSED ORDER Regarding Response to First Amended Complaint and Briefing Schedule filed by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: #1 Proposed Order)(Cerrone, Stacey) (Filed on 1/30/2018)
January 18, 2018 Opinion or Order Filing 79 ORDER ON DEFENDANTS MOTION TO COMPEL ARBITRATION, DISMISS, AND TO STAY CLAIMS AND DEFENDANTS ADMINISTRATIVE MOTION TO SEAL by Judge Claudia Wilken. (dtmS, COURT STAFF) (Filed on 1/18/2018)
November 28, 2017 Filing 78 TRANSCRIPT ORDER for proceedings held on 11/14/2017 before Judge Claudia Wilken by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma, for Court Reporter FTR - Oakland. (Shapiro, Howard) (Filed on 11/28/2017)
November 28, 2017 Filing 77 Transcript of Proceedings of the official sound recording held on 11/14/17, before Judge Claudia Wilken. FTR/Transcriber Echo Reporting, Inc., telephone number 8584537590. Tape Number: FTR 3:45 - 4:18. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #76 Transcript Order ) Redaction Request due 12/19/2017. Redacted Transcript Deadline set for 12/29/2017. Release of Transcript Restriction set for 2/26/2018. (Related documents(s) #76 ) (tgb, COURT STAFF) (Filed on 11/28/2017)
November 20, 2017 Filing 76 TRANSCRIPT ORDER for proceedings held on 11/14/2017 before Judge Claudia Wilken by Michael F. Dorman, for Court Reporter FTR - Oakland. (Bloom, James) (Filed on 11/20/2017)
November 14, 2017 Filing 75 Minute Entry for proceedings held before Judge Claudia Wilken: Initial Case Management Conference and Motion Hearing held on 11/14/2017.FTR Time: 3:45-4:18. (dtmS, COURT STAFF) (Date Filed: 11/14/2017)
November 7, 2017 Filing 74 JOINT CASE MANAGEMENT STATEMENT & Proposed Order filed by Michael F. Dorman, The Charles Schwab Corporation, et al. (Bloom, James) (Filed on 11/7/2017) Modified on 11/8/2017 (cpS, COURT STAFF).
October 24, 2017 Filing 73 REPLY (re #70 MOTION to Compel Arbitration, Dismiss, and to Stay Claims ) filed byJay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Rumeld, Myron) (Filed on 10/24/2017)
September 29, 2017 Filing 72 OPPOSITION/RESPONSE (re #70 MOTION to Compel Arbitration, Dismiss, and to Stay Claims ) filed byMichael F. Dorman. (Bloom, James) (Filed on 9/29/2017)
August 15, 2017 Filing 71 Administrative Motion to File Under Seal Certain Documents in Support of Motion to Compel Arbitration, Dismiss, and to Stay Claims filed by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: #1 Declaration of Myron Rumeld, #2 Proposed Order, #3 Ex. A - Ex. 4 (Redacted), #4 Ex. B - Ex. 4 (Unredacted), #5 Proof of Service)(Rumeld, Myron) (Filed on 8/15/2017)
August 15, 2017 Filing 70 MOTION to Compel Arbitration, Dismiss, and to Stay Claims filed by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. Motion Hearing set for 11/14/2017 02:30 PM in Courtroom 2, 4th Floor, Oakland before Hon. Claudia Wilken. Responses due by 9/29/2017. Replies due by 10/24/2017. (Attachments: #1 Declaration of Holly Morgan, #2 Ex. 1, #3 Ex. 2, #4 Ex. 3, #5 Ex. 4, #6 Ex. 5, #7 Ex. 6, #8 Proposed Order)(Rumeld, Myron) (Filed on 8/15/2017)
August 10, 2017 Filing 69 NOTICE of Voluntary Dismissal of Defendant C. Dawn Rorig by Michael F. Dorman (Bloom, James) (Filed on 8/10/2017)
July 11, 2017 Filing 68 SUMMONS Returned Executed by Christopher W. Severson, Michael F. Dorman. Jay Allen served on 7/11/2017, answer due 8/1/2017; Walter W. Bettinger, III served on 7/11/2017, answer due 8/1/2017; Dave Callahan served on 7/11/2017, answer due 8/1/2017; John C. Clark served on 7/11/2017, answer due 8/1/2017; Joseph R. Martinetto served on 7/11/2017, answer due 8/1/2017; C. Dawn Rorig served on 7/11/2017, answer due 8/1/2017; Charles R. Schwab served on 7/11/2017, answer due 8/1/2017; Martha Tuma served on 7/11/2017, answer due 8/1/2017. , CERTIFICATE OF SERVICE by Christopher W. Severson; Michael F. Dorman re #67 Summons Issued, (Bloom, James) (Filed on 7/11/2017)
July 11, 2017 Filing 67 Summons Issued as to Jay Allen, Walter W. Bettinger, III, Dave Callahan, John C. Clark, Joseph R. Martinetto, C. Dawn Rorig, Charles R. Schwab, Martha Tuma. (Attachments: #1 Walter W. Bettinger III, #2 Dave Callahan, #3 John C. Clark, #4 Joseph R. Martinetto, #5 C. Dawn Rorig, #6 Martha Tuma, #7 Charles R. Schwab)(cpS, COURT STAFF) (Filed on 7/11/2017)
July 10, 2017 Filing 66 Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
July 10, 2017 Filing 65 Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
July 10, 2017 Filing 64 Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
July 10, 2017 Filing 63 Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
July 10, 2017 Filing 62 Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
July 10, 2017 Filing 61 Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
July 10, 2017 Filing 60 Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
July 10, 2017 Filing 59 Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
July 5, 2017 Opinion or Order Filing 58 Order by Hon. Claudia Wilken granting #57 Stipulation re Response to First Amended Complaint and Briefing Schedule.(dtmS, COURT STAFF) (Filed on 7/5/2017)
July 5, 2017 Set Deadlines/Hearings: Joint Case Management Statement due by 11/7/2017. Initial Case Management Conference and Motion Hearing set for 11/14/2017 02:30 PM. (dtmS, COURT STAFF) (Filed on 7/5/2017)
June 29, 2017 Filing 57 STIPULATION WITH PROPOSED ORDER Regarding Response to First Amended Complaint and Briefing Schedule filed by Jay Allen, Walter W. Bettinger, III, Walter W. Bettinger, II, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, C. Dawn Rorig, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma, Michael F. Dorman. (Attachments: #1 Proposed Order Granting Stipulation Regarding Response to First Amended Complaint and Briefing Schedule)(Kravitz, Ronald) (Filed on 6/29/2017) Modified on 6/30/2017 (cpS, COURT STAFF).
June 16, 2017 Filing 56 FIRST AMENDED COMPLAINT against Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Walter W. Bettinger, II, Charles R. Schwab, Joseph R. Martinetto, Martha Tuma, Jay Allen, Dave Callahan, C. Dawn Rorig, John C. Clark. Filed by Michael F. Dorman. (Bloom, James) (Filed on 6/16/2017) Modified on 6/19/2017 (cpS, COURT STAFF).
May 30, 2017 Opinion or Order Filing 55 ORDER by Judge Claudia Wilken granting #54 Stipulation: Plaintiff's deadline set for 5/31/2017 to respond to Defendants' Motion to Compel Arbitration, Dismiss and Stay Claims is suspended; Hearing on Defendants' Motion and Initial Case Management set for 7/25/2017 at 2:30 PM is vacated; Plaintiff to file Amended Complaint by 6/16/2017; Stipulation re: briefing schedule as to Defendants' response to Plaintiff's Amended Complaint due by 6/30/2017. (ig, COURT STAFF) (Filed on 5/30/2017)
May 30, 2017 Filing 54 STIPULATION WITH PROPOSED ORDER re #51 MOTION to Compel Arbitration, Dismiss and to Stay Claims (Regarding Briefing Schedule and Leave to Amend) filed by Christopher W. Severson. (Attachments: #1 Proposed Order)(Bloom, James) (Filed on 5/30/2017)
May 23, 2017 Filing 53 CLERK'S NOTICE. You are hereby notified that the Case Management Conference set for 6/6/2017 is continued to 7/25/2017 at 2:30 pm. A joint case management statement is due by 7/18/2017. (This is a text-only entry generated by the court. There is no document associated with this entry.) (dtmS, COURT STAFF) (Filed on 5/23/2017)
May 5, 2017 Filing 52 NOTICE of Appearance by Mai Petersen Klaassen For Defendants The Charles Schwab Corporation; Charles Schwab & Co. Inc; Schwab Retirement Plan Services, Inc.; Charles Schwab Bank; and Charles Schwab Investment Management, Inc. (Klaassen, Mai) (Filed on 5/5/2017)
April 7, 2017 Filing 51 MOTION to Compel Arbitration, Dismiss and to Stay Claims filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation. Motion Hearing set for 7/25/2017 02:30 PM in Courtroom 2, 4th Floor, Oakland before Hon. Claudia Wilken. Responses due by 5/31/2017. Replies due by 6/30/2017. (Attachments: #1 Declaration of Holly Morgan, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6, #8 Exhibit 7, #9 Proposed Order)(Rumeld, Myron) (Filed on 4/7/2017)
April 6, 2017 Opinion or Order Filing 50 Order by Hon. Claudia Wilken granting #43 Motion for Pro Hac Vice by Tulio Chirinos.(dtmS, COURT STAFF) (Filed on 4/6/2017)
April 6, 2017 Opinion or Order Filing 49 Order by Hon. Claudia Wilken granting #42 Motion for Pro Hac Vice by Howard Shapiro.(dtmS, COURT STAFF) (Filed on 4/6/2017)
April 6, 2017 Opinion or Order Filing 48 Order by Hon. Claudia Wilken granting #45 Motion for Pro Hac Vice by Stacey Cerrone.(dtmS, COURT STAFF) (Filed on 4/6/2017)
April 6, 2017 Opinion or Order Filing 47 Order by Hon. Claudia Wilken granting #44 Motion for Pro Hac Vice by Myron Rumeld.(dtmS, COURT STAFF) (Filed on 4/6/2017)
April 4, 2017 Filing 46 NOTICE of Appearance by Lowell Harry Haky For Defendants The Charles Schwab Corporation; Charles Schwab & Co. Inc; Schwab Retirement Plan Services, Inc.; Charles Schwab Bank; and Charles Schwab Investment Management, Inc. (Haky, Lowell) (Filed on 4/4/2017)
April 4, 2017 Filing 45 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-11287732.) filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation. (Cerrone, Stacey) (Filed on 4/4/2017)
April 4, 2017 Filing 44 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-11287702.) filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation. (Rumeld, Myron) (Filed on 4/4/2017)
April 4, 2017 Filing 43 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-11287677.) filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation. (Chirinos, Tulio) (Filed on 4/4/2017)
April 4, 2017 Filing 42 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-11287611.) filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation. (Shapiro, Howard) (Filed on 4/4/2017)
April 4, 2017 Opinion or Order Filing 41 Order by Hon. Claudia Wilken granting #39 Stipulation Continuing Initial Case Mgt Conference.(dtmS, COURT STAFF) (Filed on 4/4/2017)
April 4, 2017 Set Deadlines/Hearings: Updated Case Management Statement due by 5/30/2017. Initial Case Management Conference set for 6/6/2017 02:30 PM. (dtmS, COURT STAFF) (Filed on 4/4/2017)
April 3, 2017 Opinion or Order Filing 40 Order by Hon. Claudia Wilken granting #37 Stipulation selecting Private ADR.(dtmS, COURT STAFF) (Filed on 4/3/2017)
March 31, 2017 Filing 39 STIPULATION WITH PROPOSED ORDER To Continue Initial Case Management Conference filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation., Christopher W. Severson (Attachments: #1 Proposed Order Granting Continuance of Initial Case Management Conference)(Kravitz, Ronald) (Filed on 3/31/2017) Modified on 4/3/2017 (cpS, COURT STAFF).
March 30, 2017 Filing 38 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Kravitz, Ronald) (Filed on 3/30/2017)
March 30, 2017 Filing 37 STIPULATION and Proposed Order selecting Private ADR by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Christopher W. Serverson. (Kravitz, Ronald) (Filed on 3/30/2017) Modified on 3/31/2017 (cpS, COURT STAFF).
March 28, 2017 Filing 36 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Cottrell, Carolyn) (Filed on 3/28/2017)
March 24, 2017 Filing 35 Certificate of Interested Entities by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation (Kravitz, Ronald) (Filed on 3/24/2017)
March 24, 2017 Filing 34 NOTICE of Appearance by Ronald Scott Kravitz for Defendants The Charles Schwab Corporation; Charles Schwab & Co. Inc; Schwab Retirement Plan Services, Inc.; Charles Schwab Bank; and Charles Schwab Investment Management, Inc. (Kravitz, Ronald) (Filed on 3/24/2017)
March 9, 2017 Opinion or Order Filing 33 CASE MANAGEMENT SCHEDULING ORDER FOR REASSIGNED CIVIL CASE. Joint Case Management Statement due by 4/18/2017. Initial Case Management Conference set for 4/25/2017 02:30 PM. Signed by Judge Claudia Wilken on 3/9/17. (dtmS, COURT STAFF) (Filed on 3/9/2017)
March 3, 2017 Opinion or Order Filing 32 ORDER, Case reassigned to Judge Claudia Wilken. Magistrate Judge Joseph C. Spero no longer assigned to the case. This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras. Signed by Executive Committee on 3/3/17. (Attachments: #1 Notice of Eligibility for Video Recording)(haS, COURT STAFF) (Filed on 3/3/2017)
March 3, 2017 Filing 31 CLERK'S NOTICE of Impending Reassignment to U.S. District Judge (klhS, COURT STAFF) (Filed on 3/3/2017)
March 1, 2017 Filing 30 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation.. (Kravitz, Ronald) (Filed on 3/1/2017)
February 17, 2017 Opinion or Order Filing 29 ORDER GRANTING re #27 Stipulation Re: Response to Complaint and Briefing Schedule filed by Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., Charles Schwab & Co. Inc., Charles Schwab Bank, The Charles Schwab Corporation. Signed by Chief Magistrate Judge Joseph C. Spero on 2/17/17. (klhS, COURT STAFF) (Filed on 2/17/2017)
February 17, 2017 Filing 28 CLERK'S NOTICE Re: Consent or Declination: Defendants shall file a consent or declination to proceed before a magistrate judge Consent/Declination due by 3/3/2017. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The forms are available at: http://cand.uscourts.gov/civilforms. (Party/parties were also notified via telephone or email.) Consent/Declination due by 3/3/2017. (klhS, COURT STAFF) (Filed on 2/17/2017)
February 16, 2017 Filing 27 STIPULATION REGARDING RESPONSE TO COMPLAINT AND BRIEFING SCHEDULE filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation. (Kravitz, Ronald) (Filed on 2/16/2017)
February 6, 2017 Filing 26 SUMMONS Returned Executed by Christopher W. Severson. Charles Schwab & Co. Inc. served on 1/26/2017, answer due 2/16/2017; Charles Schwab Bank served on 1/27/2017, answer due 2/17/2017; Charles Schwab Investment Management, Inc. served on 1/26/2017, answer due 2/16/2017; Schwab Retirement Plan Services Inc. served on 1/26/2017, answer due 2/16/2017; The Charles Schwab Corporation served on 1/26/2017, answer due 2/16/2017. (Attachments: #1 Exhibit A Proof of Service to Charles Schwab & Co Inc., #2 Exhibit B Proof of Service to Charles Schwab Investment Management, Inc., #3 Exhibit C Proof of Service to Schwab Retirement Plan Services, Inc., #4 Exhibit D Proof of Service to The Charles Schwab Corporation, #5 Exhibit E Proof of Service to Charles Schwab Bank)(Bloom, James) (Filed on 2/6/2017)
February 3, 2017 Filing 25 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Christopher W. Severson.. (Bates, Kyle) (Filed on 2/3/2017)
February 3, 2017 Opinion or Order Filing 24 Order, signed 2/3/17, by Chief Magistrate Judge Joseph C. Spero granting #21 Motion for Pro Hac Vice for Shanon J. Carson.(klhS, COURT STAFF) (Filed on 2/3/2017)
February 3, 2017 Opinion or Order Filing 23 Order, signed 2/3/17, by Chief Magistrate Judge Joseph C. Spero granting #20 Motion for Pro Hac Vice for Ellen T. Noteware.(klhS, COURT STAFF) (Filed on 2/3/2017)
February 3, 2017 Opinion or Order Filing 22 Order, signed 2/3/17, by Chief Magistrate Judge Joseph C. Spero granting #19 Motion for Pro Hac Vice for Todd S. Collins.(klhS, COURT STAFF) (Filed on 2/3/2017)
February 1, 2017 Filing 21 MOTION for leave to appear in Pro Hac Vice of Shanon J. Carson ( Filing fee $ 310, receipt number 0971-11120901.) filed by Christopher W. Severson. (Carson, Shanon) (Filed on 2/1/2017)
January 31, 2017 Filing 20 MOTION for leave to appear in Pro Hac Vice Ellen T. Noteware ( Filing fee $ 310, receipt number 0971-11116659.) filed by Christopher W. Severson. (Noteware, Ellen) (Filed on 1/31/2017)
January 31, 2017 Filing 19 MOTION for leave to appear in Pro Hac Vice Todd Collins ( Filing fee $ 310, receipt number 0971-11115861.) filed by Christopher W. Severson. (Collins, Todd) (Filed on 1/31/2017)
January 24, 2017 Filing 18 Summons Issued as to Schwab Retirement Plan Services Inc.. (gbaS, COURT STAFF) (Filed on 1/24/2017)
January 24, 2017 Filing 17 Summons Issued as to Charles Schwab Investment Management, Inc.. (gbaS, COURT STAFF) (Filed on 1/24/2017)
January 24, 2017 Filing 16 Summons Issued as to The Charles Schwab Corporation. (gbaS, COURT STAFF) (Filed on 1/24/2017)
January 24, 2017 Filing 15 Summons Issued as to Charles Schwab Bank. (gbaS, COURT STAFF) (Filed on 1/24/2017)
January 24, 2017 Filing 14 Summons Issued as to Charles Schwab & Co. Inc.. (gbaS, COURT STAFF) (Filed on 1/24/2017)
January 24, 2017 Filing 13 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 4/14/2017. Case Management Conference set for 4/21/2017 02:00 PM in Courtroom G, 15th Floor, San Francisco. (gbaS, COURT STAFF) (Filed on 1/24/2017)
January 23, 2017 Opinion or Order Filing 12 Order, signed 1/23/17, by Chief Magistrate Judge Joseph C. Spero granting #8 Motion for Pro Hac Vice for Garrett Wotkyns.(klhS, COURT STAFF) (Filed on 1/23/2017)
January 23, 2017 Opinion or Order Filing 11 Order, signed 1/23/17, by Chief Magistrate Judge Joseph C. Spero granting #7 Motion for Pro Hac Vice for John Nestico.(klhS, COURT STAFF) (Filed on 1/23/2017)
January 20, 2017 Filing 10 NOTICE of Appearance by Kyle Geoffrey Bates (Bates, Kyle) (Filed on 1/20/2017)
January 20, 2017 Filing 9 Case assigned to Magistrate Judge Joseph C. Spero. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 2/3/2017. (haS, COURT STAFF) (Filed on 1/20/2017)
January 20, 2017 Filing 8 MOTION for leave to appear in Pro Hac Vice (Filing fee $ 310.00, receipt number 0971-11089991.) filed by Christopher Severson. (Attachments: #1 Certificate/Proof of Service)(Wotkyns, Garrett) (Filed on 1/20/2017) Modified on 1/24/2017 (gbaS, COURT STAFF).
January 20, 2017 Filing 7 MOTION for leave to appear in Pro Hac Vice (Filing fee $ 310.00, receipt number 0971-11089874.) filed by Christopher Severson. (Attachments: #1 Certificate/Proof of Service)(Nestico, John) (Filed on 1/20/2017) Modified on 1/24/2017 (gbaS, COURT STAFF).
January 19, 2017 Filing 6 Proposed Summons. (Bloom, James) (Filed on 1/19/2017)
January 19, 2017 Filing 5 Proposed Summons. (Bloom, James) (Filed on 1/19/2017)
January 19, 2017 Filing 4 Proposed Summons. (Bloom, James) (Filed on 1/19/2017)
January 19, 2017 Filing 3 Proposed Summons. (Bloom, James) (Filed on 1/19/2017)
January 19, 2017 Filing 2 Proposed Summons. (Bloom, James) (Filed on 1/19/2017)
January 19, 2017 Filing 1 CLASS ACTION COMPLAINT against Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation (Filing Fee $ 400.00, receipt number 0971-11088474.). Filed by Christopher Severson. (Attachments: #1 Civil Cover Sheet)(Bloom, James) (Filed on 1/19/2017) Modified on 1/24/2017 (gbaS, COURT STAFF).

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Search for this case: Dorman v. Charles Schwab Corporation, et al
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Plaintiff: Severson
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Plaintiff: Christopher W. Severson
Represented By: Carolyn Hunt Cottrell
Represented By: Kyle Geoffrey Bates
Represented By: Todd M. Schneider
Represented By: John Joseph Nestico
Represented By: Garrett W Wotkyns
Represented By: Ellen T. Noteware
Represented By: Todd Stowe Collins
Represented By: Shanon Jude Carson
Represented By: James A. Bloom
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Plaintiff: Michael F. Dorman
Represented By: Kyle Geoffrey Bates
Represented By: Todd M. Schneider
Represented By: Eric Lechtzin
Represented By: Ellen T. Noteware
Represented By: Todd Stowe Collins
Represented By: James A. Bloom
Represented By: John Joseph Nestico
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Defendant: Charles Schwab & Co. Inc
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Defendant: Martha Tuma
Represented By: Kolin C. Tang
Represented By: Stacey C. S. Cerrone
Represented By: Myron D. Rumeld
Represented By: Ronald Scott Kravitz
Represented By: Howard Shapiro
Represented By: Lindsey Harreld Chopin
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Defendant: C. Dawn Rorig
Represented By: Ronald Scott Kravitz
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Defendant: Dave Callahan
Represented By: Kolin C. Tang
Represented By: Stacey C. S. Cerrone
Represented By: Myron D. Rumeld
Represented By: Ronald Scott Kravitz
Represented By: Howard Shapiro
Represented By: Lindsey Harreld Chopin
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Defendant: Bradley Peterson
Represented By: Kolin C. Tang
Represented By: Howard Shapiro
Represented By: Lindsey Harreld Chopin
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Defendant: Ed Obuchowski
Represented By: Kolin C. Tang
Represented By: Howard Shapiro
Represented By: Lindsey Harreld Chopin
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Defendant: Jonathan Beatty
Represented By: Kolin C. Tang
Represented By: Howard Shapiro
Represented By: Lindsey Harreld Chopin
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Defendant: Charles Schwab Investment Management, Inc.
Represented By: Tulio Dock Chirinos
Represented By: Kolin C. Tang
Represented By: Stacey C. S. Cerrone
Represented By: Howard Shapiro
Represented By: Mai Petersen Klaassen
Represented By: Lowell Harry Haky
Represented By: Myron D. Rumeld
Represented By: Ronald Scott Kravitz
Represented By: Lindsey Harreld Chopin
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Defendant: Kathy Anderson
Represented By: Kolin C. Tang
Represented By: Howard Shapiro
Represented By: Lindsey Harreld Chopin
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Defendant: Charles Schwab Bank
Represented By: Tulio Dock Chirinos
Represented By: Kolin C. Tang
Represented By: Stacey C. S. Cerrone
Represented By: Howard Shapiro
Represented By: Mai Petersen Klaassen
Represented By: Lowell Harry Haky
Represented By: Myron D. Rumeld
Represented By: Ronald Scott Kravitz
Represented By: Lindsey Harreld Chopin
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Defendant: Charles R. Schwab
Represented By: Kolin C. Tang
Represented By: Stacey C. S. Cerrone
Represented By: Myron D. Rumeld
Represented By: Ronald Scott Kravitz
Represented By: Howard Shapiro
Represented By: Lindsey Harreld Chopin
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Defendant: John C. Clark
Represented By: Kolin C. Tang
Represented By: Stacey C. S. Cerrone
Represented By: Myron D. Rumeld
Represented By: Ronald Scott Kravitz
Represented By: Howard Shapiro
Represented By: Lindsey Harreld Chopin
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Defendant: Schwab Retirement Plan Services Inc.
Represented By: Tulio Dock Chirinos
Represented By: Kolin C. Tang
Represented By: Stacey C. S. Cerrone
Represented By: Howard Shapiro
Represented By: Mai Petersen Klaassen
Represented By: Lowell Harry Haky
Represented By: Myron D. Rumeld
Represented By: Ronald Scott Kravitz
Represented By: Lindsey Harreld Chopin
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Defendant: Diane Russell
Represented By: Kolin C. Tang
Represented By: Howard Shapiro
Represented By: Lindsey Harreld Chopin
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Defendant: The Charles Schwab Corporation
Represented By: Tulio Dock Chirinos
Represented By: Kolin C. Tang
Represented By: Stacey C. S. Cerrone
Represented By: Howard Shapiro
Represented By: Mai Petersen Klaassen
Represented By: Lowell Harry Haky
Represented By: Myron D. Rumeld
Represented By: Ronald Scott Kravitz
Represented By: Lindsey Harreld Chopin
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Defendant: Joseph R. Martinetto
Represented By: Kolin C. Tang
Represented By: Stacey C. S. Cerrone
Represented By: Myron D. Rumeld
Represented By: Ronald Scott Kravitz
Represented By: Howard Shapiro
Represented By: Lindsey Harreld Chopin
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Defendant: Naureen Hassan
Represented By: Kolin C. Tang
Represented By: Howard Shapiro
Represented By: Lindsey Harreld Chopin
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Defendant: Jay Allen
Represented By: Kolin C. Tang
Represented By: Stacey C. S. Cerrone
Represented By: Myron D. Rumeld
Represented By: Ronald Scott Kravitz
Represented By: Howard Shapiro
Represented By: Lindsey Harreld Chopin
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Defendant: Brian McDonald
Represented By: Kolin C. Tang
Represented By: Howard Shapiro
Represented By: Lindsey Harreld Chopin
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Defendant: Charles Schwab & Co. Inc.
Represented By: Tulio Dock Chirinos
Represented By: Kolin C. Tang
Represented By: Stacey C. S. Cerrone
Represented By: Howard Shapiro
Represented By: Mai Petersen Klaassen
Represented By: Lowell Harry Haky
Represented By: Myron D. Rumeld
Represented By: Ronald Scott Kravitz
Represented By: Lindsey Harreld Chopin
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Defendant: Walter W. Bettinger, II
Represented By: Ronald Scott Kravitz
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Defendant: Walter W. Bettinger, III
Represented By: Kolin C. Tang
Represented By: Stacey C. S. Cerrone
Represented By: Myron D. Rumeld
Represented By: Ronald Scott Kravitz
Represented By: Howard Shapiro
Represented By: Lindsey Harreld Chopin
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