Lazan v. Quantum Corporation et al
| Steven Lazan |
| Adalio T. Sanchez, Quantum Corporation, Fuad Ahmad and Jon W. Gacek |
| Globis Capital Advisors L.L.C., Normane Gillmann and David Andrews |
| 3:2018cv00923 |
| February 13, 2018 |
| US District Court for the Northern District of California |
| San Francisco Office |
| XX US, Outside State |
| Richard Seeborg |
| Securities/Commodities |
| 15 U.S.C. § 78 |
| Plaintiff |
Docket Report
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This docket was last retrieved on November 27, 2019. A more recent docket listing may be available from PACER.
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Filing 69
JUDGMENT AND ORDER GRANTING FINAL APPROVAL OF CLASS ACTION SETTLEMENT. Signed by Judge Richard Seeborg on 11/27/19. (cl, COURT STAFF) (Filed on 11/27/2019)
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| Filing 68 Letter from Ira M. Press . (Attachments: #1 Proposed Order - [Proposed] Judgment and Order Granting Final Approval of Class Action Settlement)(Press, Ira) (Filed on 11/22/2019) |
| Filing 67 Letter from Ira M. Press . (Attachments: #1 Supplement - Supplemental Agreement)(Press, Ira) (Filed on 11/18/2019) |
| Filing 66 Minute Entry for proceedings held before Judge Richard Seeborg: Motion Hearing held on 11/14/2019 re #61 MOTION for Final Approval of Class Action Settlement #62 MOTION for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses. Motions taken under submission; Court to issue an order.Total Time in Court: 6 minutes. Court Reporter: Jo Ann Bryce.Plaintiff Attorney: Ira Press, Christopher Studebaker. Defendant Attorney: Steven Schatz. (This is a text-only entry generated by the court. There is no document associated with this entry.) (clS, COURT STAFF) (Date Filed: 11/14/2019) |
| Filing 65 NOTICE of Appearance by Steven Mark Schatz for Defendant Quantum Corporation (Schatz, Steven) (Filed on 11/8/2019) |
| Filing 64 REPLY (re #61 MOTION for Final Approval of Class Action Settlement and Plan of Allocation and Memorandum of Points and Authorities In Support Thereof, #62 MOTION for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses and Memorandum of Points and Authorities In Support Thereof ) filed byGlobis Capital Advisors L.L.C.. (Attachments: #1 Declaration - Supplemental Declaration of Eric J. Miller, #2 Exhibit 1 - Late Notice Cover Letter, #3 Exhibit 2 - Exclusion Request)(Press, Ira) (Filed on 11/7/2019) |
| Filing 63 Declaration of Ira M. Press in Support of #61 MOTION for Settlement [Lead Plaintiff's Notice of Motion and Motion for Final Approval of Class Action Settlement and Plan of Allocation and Memorandum of Points and Authorities In Support Thereof], #62 MOTION for Attorney Fees [Lead Counsel's Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses and Memorandum of Points and Authorities In Support Thereof] filed byGlobis Capital Advisors L.L.C.. (Attachments: #1 Exhibit A - Order Preliminarily Approving Settlement, #2 Exhibit B - Declaration of Eric J. Miller, #3 Exhibit C - 2019 NERA Report, #4 Exhibit D - 2019 Cornerstone Research, #5 Exhibit E - 2018 NERA Report, #6 Exhibit F - Kirby McInerney LLP Firm Resume, #7 Exhibit G - Declaration of Lionel Z. Glancy, #8 Exhibit H - Lodestar and Litigation Expenses Reports, #9 Exhibit I - Table of Law Firm Billing Rates, #10 Exhibit J - Compendium of Unreported Cases, #11 Exhibit K - Billing Survey Excerpt)(Related document(s) #61 , #62 ) (Press, Ira) (Filed on 10/10/2019) |
| Filing 62 MOTION for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses and Memorandum of Points and Authorities In Support Thereof filed by Globis Capital Advisors L.L.C.. Motion Hearing set for 11/14/2019 01:30 PM in San Francisco, Courtroom 03, 17th Floor before Judge Richard Seeborg. Responses due by 10/24/2019. Replies due by 10/31/2019. (Attachments: #1 Proposed Order)(Press, Ira) (Filed on 10/10/2019) Modified on 10/16/2019 (gbaS, COURT STAFF). |
| Filing 61 MOTION for Final Approval of Class Action Settlement and Plan of Allocation and Memorandum of Points and Authorities In Support Thereof filed by Globis Capital Advisors L.L.C.. Motion Hearing set for 11/14/2019 01:30 PM in San Francisco, Courtroom 03, 17th Floor before Judge Richard Seeborg. Responses due by 10/24/2019. Replies due by 10/31/2019. (Attachments: #1 Proposed Order)(Press, Ira) (Filed on 10/10/2019) Modified on 10/16/2019 (gbaS, COURT STAFF). |
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Filing 60
ORDER by Judge Richard Seeborg granting #56 Preliminarily approving settlement and providing for notice. (cl, COURT STAFF) (Filed on 7/26/2019)
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| Filing 59 Proposed Order re #56 UNOPPOSED MOTION for Preliminary Approval of Settlement; Memorandum In Support by Globis Capital Advisors L.L.C.. (Press, Ira) (Filed on 7/24/2019) |
| Filing 58 REPLY (re #56 UNOPPOSED MOTION for Preliminary Approval of Settlement; Memorandum In Support ) filed byGlobis Capital Advisors L.L.C.. (Press, Ira) (Filed on 7/17/2019) |
| Filing 57 Declaration of Ira M. Press in Support of #56 MOTION for Settlement [Unopposed Motion for Preliminary Approval of Settlement; Memorandum In Support] filed byGlobis Capital Advisors L.L.C.. (Attachments: #1 Exhibit 1 - Stipulation of Settlement, #2 Exhibit 2 - Declaration of Eric. J. Miller Regarding Notice Plan, #3 Exhibit 3 - Securities Class Action Settlements: 2018 Review and Analysis, #4 Exhibit 4 - Recent Trends in Securities Class Action Litigation: 2018 Full-Year Review)(Related document(s) #56 ) (Press, Ira) (Filed on 7/2/2019) |
| Filing 56 UNOPPOSED MOTION for Preliminary Approval of Settlement; Memorandum In Support filed by Globis Capital Advisors L.L.C.. Motion Hearing set for 8/8/2019 01:30 PM in San Francisco, Courtroom 03, 17th Floor before Judge Richard Seeborg. Responses due by 7/16/2019. Replies due by 7/23/2019. (Attachments: #1 Proposed Order)(Press, Ira) (Filed on 7/2/2019) Modified on 7/9/2019 (gbaS, COURT STAFF). |
| Filing 55 NOTICE of Change of Address by Ira M. Press (Press, Ira) (Filed on 5/6/2019) |
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Filing 54
ORDER granting substitution of attorney. Signed by Judge Richard Seeborg on 4/4/19. (cl, COURT STAFF) (Filed on 4/4/2019)
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| Filing 53 Proposed Order Consent Order Granting Substitution of Attorney by Fuad Ahmad. (Cohen, Jonathan) (Filed on 4/4/2019) |
| Filing 52 NOTICE by Jon W. Gacek of Withdrawal of Counsel and Request to Be Removed from ECF Service List (Chisholm, John) (Filed on 1/16/2019) |
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Filing 51
ORDER by Judge Richard Seeborg granting #50 stipulation setting schedule for filing of amended consolidated complaint and briefing schedule for responses to the same. (cl, COURT STAFF) (Filed on 9/25/2018)
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| Filing 50 STIPULATION WITH PROPOSED ORDER Setting Schedule for Filing of Amended Consolidated Complaint and Briefing Schedule for Responses filed by Globis Capital Advisors L.L.C.. (Press, Ira) (Filed on 9/24/2018) |
| Filing 49 AMENDED COMPLAINT against Fuad Ahmad, Jon W. Gacek, Quantum Corporation. Filed byGlobis Capital Advisors L.L.C.. (Attachments: #1 Exhibit A - Chart)(Glancy, Lionel) (Filed on 7/30/2018) |
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Filing 48
ORDER by Judge Richard Seeborg granting #46 Motion for Pro Hac Vice as to John T. Chisholm. (cl, COURT STAFF) (Filed on 6/6/2018)
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Filing 47
ORDER by Judge Richard Seeborg granting #45 Motion for Pro Hac Vice as to Jonathan R. Tuttle. (cl, COURT STAFF) (Filed on 6/6/2018)
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| Filing 46 MOTION for leave to appear in Pro Hac Vice for John T. Chisholm ( Filing fee $ 310, receipt number 0971-12412701.) filed by Jon W. Gacek. (Attachments: #1 Certificate of Good Standing)(Chisholm, John) (Filed on 6/6/2018) |
| Filing 45 MOTION for leave to appear in Pro Hac Vice for Jonathan R. Tuttle. ( Filing fee $ 310, receipt number 0971-12412598.) filed by Jon W. Gacek. (Attachments: #1 Certificate of Good Standing)(Tuttle, Jonathan) (Filed on 6/6/2018) |
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Filing 44
ORDER by Judge Richard Seeborg GRANTING #43 SETTING SCHEDULE FOR FILING OF CONSOLIDATED COMPLAINT AND BRIEFING SCHEDULE FOR RESPONSES TO THE SAME. (cl, COURT STAFF) (Filed on 6/4/2018)
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| Filing 43 STIPULATION WITH PROPOSED ORDER SETTING SCHEDULE FOR FILING OF CONSOLIDATED COMPLAINT AND BRIEFING SCHEDULE FOR RESPONSES TO THE SAME filed by Fuad Ahmad, Quantum Corporation, Adalio T. Sanchez. (Feldman, Boris) (Filed on 5/30/2018) |
| Filing 42 Certificate of Interested Entities by Jon W. Gacek (Cohen, Jonathan) (Filed on 5/30/2018) |
| Filing 41 NOTICE of Appearance by Jonathan M. Cohen (Cohen, Jonathan) (Filed on 5/30/2018) |
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Filing 40
ORDER GRANTING MOTION TO CONSOLIDATE AND APPOINT INTERIM LEAD COUNSEL by Judge Richard Seeborg. Granting (22) Motion to Appoint Lead Plaintiff and Lead Counsel ; granting (22) Motion to Consolidate Cases. (tlS, COURT STAFF) (Filed on 5/16/2018)
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| Filing 39 REPLY (re #22 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases ) filed byGlobis Capital Advisors L.L.C.. (Prongay, Robert) (Filed on 5/7/2018) |
| Filing 38 OPPOSITION/RESPONSE (re #18 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byGlobis Capital Advisors L.L.C.. (Prongay, Robert) (Filed on 4/30/2018) |
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Filing 37
ORDER by Judge Richard Seeborg granting #35 Motion for Pro Hac Vice as to Christopher S. Studebaker. (cl, COURT STAFF) (Filed on 4/27/2018)
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| Filing 36 Statement of Non-Opposition re #22 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases filed byDavid Andrews. (Related document(s) #22 ) (Rivas, Rosemary) (Filed on 4/26/2018) |
| Filing 35 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-12304287.) filed by Globis Capital Advisors L.L.C.. (Studebaker, Christopher) (Filed on 4/26/2018) |
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Filing 34
ORDER by Judge Richard Seeborg granting #33 Motion for Pro Hac Vice as to Ira M. Press. (cl, COURT STAFF) (Filed on 4/24/2018)
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| Filing 33 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-12288854.) filed by Globis Capital Advisors L.L.C.. (Press, Ira) (Filed on 4/20/2018) |
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Filing 32
STIPULATION AND ORDER RE #13 TO EXTEND TIME TO RESPOND TO COMPLAINT AND POSTPONE CASE MANAGEMENT CONFERENCE AND RELATED DEADLINES. Signed by Judge Richard Seeborg on 4/18/18. (cl, COURT STAFF) (Filed on 4/18/2018)
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| Filing 31 CLERK'S NOTICE Continuing Motion Hearing as to #22 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases , #18 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel , #27 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases . Motion Hearing previously set for 5/24/2018 has been continued to 5/25/2018 at 10:00 AM in San Francisco, Courtroom 03, 17th Floor before Judge Richard Seeborg. (This is a text-only entry generated by the court. There is no document associated with this entry.) (cl, COURT STAFF) (Filed on 4/17/2018) |
| Filing 30 Certificate of Interested Entities by David Andrews Pursuant to Local Rule 3-15 (Rivas, Rosemary) (Filed on 4/16/2018) |
| Filing 29 CERTIFICATE of Counsel of Shannon L. Hopkins Pursuant to Local Rule 3-7(d) by Rosemary M. Rivas on behalf of David Andrews (Rivas, Rosemary) (Filed on 4/16/2018) |
| Filing 28 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Rosemary M. Rivas on behalf of David Andrews (Rivas, Rosemary) (Filed on 4/16/2018) |
| Filing 27 MOTION to Appoint Lead Plaintiff and Lead Counsel , MOTION to Consolidate Cases filed by David Andrews. Motion Hearing set for 5/24/2018 01:30 PM in San Francisco, Courtroom 03, 17th Floor before Judge Richard Seeborg. Responses due by 4/30/2018. Replies due by 5/7/2018. (Attachments: #1 Declaration of Rosemary M. Rivas with Exs. A-D, #2 Proposed Order)(Rivas, Rosemary) (Filed on 4/16/2018) |
| Filing 26 CERTIFICATE of Counsel by Robert Vincent Prongay on behalf of Globis Capital Advisors L.L.C. (Prongay, Robert) (Filed on 4/16/2018) |
| Filing 25 CERTIFICATE of Counsel by Robert Vincent Prongay on behalf of Globis Capital Advisors L.L.C. (Prongay, Robert) (Filed on 4/16/2018) |
| Filing 24 CERTIFICATE of Counsel by Robert Vincent Prongay on behalf of Globis Capital Advisors L.L.C. (Prongay, Robert) (Filed on 4/16/2018) |
| Filing 23 Declaration of Robert V. Prongay in Support of #22 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases filed byGlobis Capital Advisors L.L.C.. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Certification, #3 Exhibit C - Loss Chart, #4 Exhibit D - Kirby Firm Resume, #5 Exhibit E - GPM Firm Resume)(Related document(s) #22 ) (Prongay, Robert) (Filed on 4/16/2018) |
| Filing 22 MOTION to Appoint Lead Plaintiff and Lead Counsel , MOTION to Consolidate Cases filed by Globis Capital Advisors L.L.C.. Motion Hearing set for 5/24/2018 01:30 PM in San Francisco, Courtroom 03, 17th Floor before Judge Richard Seeborg. Responses due by 4/30/2018. Replies due by 5/7/2018. (Attachments: #1 Proposed Order)(Prongay, Robert) (Filed on 4/16/2018) |
| Filing 21 Certificate of Interested Entities by Normane Gillmann (Rosen, Laurence) (Filed on 4/16/2018) |
| Filing 20 CERTIFICATE of Counsel by Laurence M. Rosen on behalf of Normane Gillmann (Rosen, Laurence) (Filed on 4/16/2018) |
| Filing 19 Declaration of Laurence M. Rosen in Support of #18 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel filed byNormane Gillmann. (Attachments: #1 Exhibit 1 - Early Notice, #2 Exhibit 2 - PSLRA Certification, #3 Exhibit 3 - Loss Chart, #4 Exhibit 4 - Firm Resume)(Related document(s) #18 ) (Rosen, Laurence) (Filed on 4/16/2018) |
| Filing 18 MOTION to Consolidate Cases , MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Normane Gillmann. Motion Hearing set for 5/24/2018 01:30 PM in San Francisco, Courtroom 03, 17th Floor before Judge Richard Seeborg. Responses due by 4/30/2018. Replies due by 5/7/2018. (Attachments: #1 Proposed Order)(Rosen, Laurence) (Filed on 4/16/2018) |
| Filing 17 WAIVER OF SERVICE Returned Executed filed by Steven Lazan. Service waived by Jon W. Gacek waiver sent on 4/11/2018, answer due 6/11/2018. (Fleming, Joel) (Filed on 4/13/2018) |
| Filing 16 WAIVER OF SERVICE Returned Executed filed by Steven Lazan. Service waived by Fuad Ahmad waiver sent on 4/11/2018, answer due 6/11/2018. (Fleming, Joel) (Filed on 4/13/2018) |
| Filing 15 WAIVER OF SERVICE Returned Executed filed by Steven Lazan. Service waived by Adalio T. Sanchez waiver sent on 4/11/2018, answer due 6/11/2018. (Fleming, Joel) (Filed on 4/13/2018) |
| Filing 14 WAIVER OF SERVICE Returned Executed filed by Steven Lazan. Service waived by Quantum Corporation waiver sent on 4/11/2018, answer due 6/11/2018. (Fleming, Joel) (Filed on 4/13/2018) |
| Filing 13 STIPULATION WITH PROPOSED ORDER TO EXTEND TIME TO RESPOND TO COMPLAINT AND POSTPONE CASE MANAGEMENT CONFERENCE AND RELATED DEADLINES filed by Fuad Ahmad, Quantum Corporation, Adalio T. Sanchez. (Feldman, Boris) (Filed on 4/12/2018) |
| Filing 12 Certificate of Interested Entities by Fuad Ahmad, Adalio T. Sanchez identifying Other Affiliate National Union Fire Insurance Company of Pittsburgh, Pa., Other Affiliate Endurance Risk Solutions Assurance Co., Other Affiliate Lloyd's London, Other Affiliate Federal Insurance Company, Other Affiliate Old Republic Insurance Company for Adalio T. Sanchez, Fuad Ahmad. (Feldman, Boris) (Filed on 4/12/2018) |
| Filing 11 NOTICE of Appearance by Caz Hashemi (Hashemi, Caz) (Filed on 4/12/2018) |
| Filing 10 NOTICE of Appearance by Boris Feldman (Feldman, Boris) (Filed on 4/12/2018) |
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Filing 9
ORDER by Judge Richard Seeborg granting #8 Administrative Motion relating cases 18-00923 RS and 18-00925 WHA. (cl, COURT STAFF) (Filed on 2/26/2018)
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| Filing 8 ADMINISTRATIVE MOTION to Consider Whether Cases Should Be Related filed by Quantum Corporation. Responses due by 2/20/2018. (Attachments: #1 Stipulation re Motion to Relate Cases, #2 Proposed Order, #3 Certificate of Service)(Feldman, Boris) (Filed on 2/16/2018) |
| Filing 7 Certificate of Interested Entities by Quantum Corporation identifying Other Affiliate Endurance Risk Solutions Assurance Co., Other Affiliate Lloyd's London, Other Affiliate Federal Insurance Company, Other Affiliate National Union Fire Insurance Company of Pittsburgh, Pa, Other Affiliate Old Republic Insurance Company for Quantum Corporation. and Corporate Disclosure Statement (Feldman, Boris) (Filed on 2/16/2018) |
| Filing 6 NOTICE of Appearance by Caz Hashemi (Hashemi, Caz) (Filed on 2/16/2018) |
| Filing 5 NOTICE of Appearance by Boris Feldman (Feldman, Boris) (Filed on 2/16/2018) |
| Filing 4 Proposed Summons. (Walker, Jacob) (Filed on 2/14/2018) |
| Filing 3 Initial Case Management Scheduling Order with ADR Deadlines: This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras Case Management Statement due by 5/10/2018. Initial Case Management Conference set for 5/17/2018 10:00 AM in San Francisco, Courtroom 03, 17th Floor. (Attachments: #1 Notice of Eligibility for Video Recording) (gbaS, COURT STAFF) (Filed on 2/13/2018) |
| Filing 2 Case assigned to Judge Richard Seeborg. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (bwS, COURT STAFF) (Filed on 2/13/2018) |
| Filing 1 CLASS ACTION COMPLAINT for Violations of the Federal Securities Laws; Jury Trial Demanded against All Defendants (Filing fee $ 400.00, receipt number 0971-12107428.). Filed by Steven Lazan. (Attachments: #1 Civil Cover Sheet) (Walker, Jacob) (Filed on 2/13/2018) Modified on 2/13/2018 (gbaS, COURT STAFF). |
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