Kestros Capital Management, LLC v. Kestra Investment Services, LLC et al
| Kestros Capital Management, LLC |
| Kestra Investment Services, LLC and Kestra Financial, Inc. |
| 3:2018cv01126 |
| February 21, 2018 |
| US District Court for the Northern District of California |
| San Francisco Office |
| Alameda |
| Jacqueline Scott Corley |
| Trademark |
| 15 U.S.C. § 1114 |
| Both |
Docket Report
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This docket was last retrieved on November 7, 2018. A more recent docket listing may be available from PACER.
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| Filing 43 STIPULATION Joint Stipulation for Voluntary Dismissal of Entire Action With Prejudice filed by Kestros Capital Management, LLC. (Taylor, Jennifer) (Filed on 11/7/2018) |
Filing 42
ORDER by Magistrate Judge Jacqueline Scott Corley granting #41 Stipulation to EXTEND TIME FOR SETTLEMENT NEGOTIATIONS. (ahm, COURT STAFF) (Filed on 10/17/2018)
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| Filing 41 STIPULATION WITH PROPOSED ORDER STIPULATED REQUEST AND [PROPOSED] ORDER TO EXTEND TIME FOR SETTLEMENT NEGOTIATIONS filed by Kestros Capital Management, LLC. (Taylor, Jennifer) (Filed on 10/15/2018) |
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Filing 40
ORDER OF DISMISSAL. Signed by Magistrate Judge Jacqueline Scott Corley on 8/29/2018. (ahm, COURT STAFF) (Filed on 8/29/2018)
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| Filing 39 Minute Entry for proceedings held before Magistrate Judge Kandis A. Westmore: Case settled. Settlement Conference held on 8/24/2018. Total Time in Court: 6 hours 46 minutes. Court Reporter: Not reported. (sisS, COURT STAFF) (Date Filed: 8/24/2018) |
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Filing 38
ORDER by Magistrate Judge Jacqueline Scott Corley granting #37 Stipulated Protective Order For Standard Litigation. (ahm, COURT STAFF) (Filed on 8/8/2018)
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| Filing 37 STIPULATION WITH PROPOSED ORDER Stipulated Protective Order For Standard Litigation filed by Kestros Capital Management, LLC. (Taylor, Jennifer) (Filed on 8/7/2018) |
| Filing 36 Minute Entry for proceedings held before Magistrate Judge Kandis A. Westmore: Telephonic Scheduling Conference held on 6/28/2018. Settlement conference statements to be lodged by 8/14/2018. Settlement Conference set for 8/24/2018 11:00 AM in Oakland, Courtroom 4, 3rd Floor. Total Time in Court: 31 minutes. Court Reporter: Not reported. (sisS, COURT STAFF) (Date Filed: 6/28/2018) |
| Filing 35 CLERK'S NOTICE - Telephonic Scheduling Conference set for 6/28/2018 03:00 PM before Magistrate Judge Kandis A. Westmore. Please note that you must be logged into an ECF account of counsel of record in order to view this document. (sisS, COURT STAFF) (Filed on 5/29/2018) |
| CASE REFERRED to Magistrate Judge Kandis A. Westmore for Settlement (ahm, COURT STAFF) (Filed on 5/25/2018) |
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Filing 34
PRETRIAL ORDER. Signed by Judge Jacqueline Scott Corley on 5/24/2018. Pretrial Conference set for 4/18/2019 at 2:00 PM in San Francisco, Courtroom F, 15th Floor before Magistrate Judge Jacqueline Scott Corley. Jury Selection set for 5/20/2019 at 8:30 AM in San Francisco, Courtroom F, 15th Floor before Magistrate Judge Jacqueline Scott Corley. Jury Trial set for 5/20/2019 to 6/3/2019 at 08:30 AM in San Francisco, Courtroom F, 15th Floor before Magistrate Judge Jacqueline Scott Corley. (ahm, COURT STAFF) (Filed on 5/24/2018)
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| Filing 33 Minute Entry for proceedings held before Magistrate Judge Jacqueline Scott Corley: Initial Case Management Conference held on 5/24/2018. The Court adopts the proposed schedule in the parties' joint CMC statement. Case is referred to a magistrate judge for a settlement conference to take place within 60 days or as soon thereafter as is convenient to the judge's calendar. The CEO of Kestra must attend in person for the settlement conference. Joint Case Management Statement due by 9/13/2018. Further Case Management Conference set for 9/20/2018 at 1:30 PM in San Francisco, Courtroom F, 15th Floor. Defense counsel shall contact Court Call to make arrangements to appear by telephone. Attorneys for Plaintiff: Jennifer Taylor; Ryan Romain.Attorney for Defendant: Jeremy Goldman.(This is a text-only entry generated by the court. There is no document associated with this entry.) (ahm, COURT STAFF) (Date Filed: 5/24/2018) Modified on 5/24/2018 (ahm, COURT STAFF). |
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Filing 32
ORDER by Magistrate Judge Jacqueline Scott Corley granting #30 Motion for Pro Hac Vice as to Kimberly Maybard. (ahm, COURT STAFF) (Filed on 5/23/2018)
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Filing 31
ORDER by Magistrate Judge Jacqueline Scott Corley granting #29 Motion for Pro Hac Vice as to Edward Rosenthal. (ahm, COURT STAFF) (Filed on 5/23/2018) Modified on 5/23/2018 (ahm, COURT STAFF).
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| Filing 30 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-12376652.) filed by Kestra Financial, Inc., Kestra Investment Services, LLC. (Maynard, Kimberly) (Filed on 5/23/2018) |
| Filing 29 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-12363041.) filed by Kestra Financial, Inc., Kestra Investment Services, LLC. (Rosenthal, Edward) (Filed on 5/17/2018) |
| Filing 28 JOINT CASE MANAGEMENT STATEMENT filed by Kestros Capital Management, LLC. (Taylor, Jennifer) (Filed on 5/17/2018) |
| Filing 27 ADR Remark: ADR Phone Conference held on 5/16/2018 by Howard Herman. (af, COURT STAFF) (Filed on 5/17/2018) (This is a text-only entry generated by the court. There is no document associated with this entry.) |
| Filing 26 NOTICE of Appearance by Jeremy Seth Goldman for Defendants (Goldman, Jeremy) (Filed on 5/15/2018) |
| Filing 25 CERTIFICATE OF SERVICE by Kestros Capital Management, LLC re #7 Consent/Declination to Proceed Before a US Magistrate Judge (Taylor, Jennifer) (Filed on 5/7/2018) |
| Filing 24 SUMMONS Returned Executed by Kestros Capital Management, LLC. Kestra Financial, Inc. served on 2/23/2018, answer due 3/16/2018; Kestra Investment Services, LLC served on 2/23/2018, answer due 3/16/2018. (Taylor, Jennifer) (Filed on 5/7/2018) |
| Filing 23 ADR Clerk's Notice Setting ADR Phone Conference on May 16, 2018 at 11:00 AM Pacific time. Please note that you must be logged into an ECF account of counsel of record in order to view this document. (cmf, COURT STAFF) (Filed on 5/4/2018) |
| Filing 22 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Taylor, Jennifer) (Filed on 5/3/2018) |
| Filing 21 NOTICE of need for ADR Phone Conference (ADR L.R. 3-5 d) (Taylor, Jennifer) (Filed on 5/3/2018) |
| Filing 20 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options ADR Certification by Parties and Counsel (Barrows, Sarah) (Filed on 5/3/2018) |
| Filing 19 ANSWER TO COUNTERCLAIM #13 Answer to Counterclaim, by Kestros Capital Management, LLC. (Taylor, Jennifer) (Filed on 4/6/2018) |
| Filing 18 NOTICE of Appearance by Ryan Michael Romain for Plaintiff Kestros Capital Management, LLC (Romain, Ryan) (Filed on 4/6/2018) |
| Filing 17 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Kestra Financial, Inc., Kestra Investment Services, LLC.. (Barrows, Sarah) (Filed on 3/28/2018) |
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Filing 16
ORDER by Magistrate Judge Jacqueline Scott Corley granting #9 Motion for Pro Hac Vice as to Jeffrey P. Dunning. (ahm, COURT STAFF) (Filed on 3/22/2018)
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Filing 15
ORDER by Magistrate Judge Jacqueline Scott Corley granting #8 Motion for Pro Hac Vice as to Richard D. Harris. (ahm, COURT STAFF) (Filed on 3/22/2018)
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| Filing 14 CLERK'S NOTICE Re: Consent or Declination: Defendants shall file a consent or declination to proceed before a magistrate judge by 4/3/2018. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The forms are available at: http://cand.uscourts.gov/civilforms. (ahm, COURT STAFF) (Filed on 3/20/2018) |
| Filing 13 *Corrected* ANSWER to Complaint, and COUNTERCLAIM against Kestros Capital Management, LLC by Kestra Investment Services, LLC, Kestra Financial, Inc.. (Barrows, Sarah) (Filed on 3/19/2018) Modified on 3/20/2018 (slhS, COURT STAFF). |
| Filing 12 Certificate of Interested Entities by Kestra Financial, Inc., Kestra Investment Services, LLC identifying Other Affiliate Trident Fund VI, L.P., Other Affiliate Trident VI Parallel Fund, L.P., Other Affiliate NFP Holdings, LLC for Kestra Financial, Inc., Kestra Financial, Inc., Kestra Investment Services, LLC, Kestra Investment Services, LLC. re #11 Answer to Complaint,, Counterclaim, Pursuant to Fed.R.Civ.P.7.1 and N.D.Cal. Civil L.R.3-15 (Barrows, Sarah) (Filed on 3/16/2018) Modified on 3/19/2018 (slhS, COURT STAFF). |
| Filing 11 ANSWER to Complaint with Jury Demand, and COUNTERCLAIM against Kestros Capital Management, LLC by Kestra Financial, Inc., Kestra Investment Services, LLC. (Barrows, Sarah) (Filed on 3/16/2018) Modified on 3/19/2018 (slhS, COURT STAFF). |
| Filing 10 NOTICE of Appearance by Sarah Elizabeth Barrows as Counsel for Defendants Kestra Investment Services, LLC and Kestra Financial, Inc. (Barrows, Sarah) (Filed on 3/16/2018) Modified on 3/19/2018 (slhS, COURT STAFF). |
| Filing 9 MOTION for leave to appear in Pro Hac Vice Application for Admission of Attorney Pro Hac Vice ( Filing fee $ 310, receipt number 268F8OBI.) Filing fee previously paid on 03/16/2018 filed by Kestra Financial, Inc., Kestra Investment Services, LLC. (Attachments: #1 Certificate of Good Standing)(Dunning, Jeffrey) (Filed on 3/16/2018) |
| Filing 8 MOTION for leave to appear in Pro Hac Vice Application for Admission of Attorney Pro Hac Vice ( Filing fee $ 310, receipt number 0971-12194665.) filed by Kestra Financial, Inc., Kestra Investment Services, LLC. (Attachments: #1 Certificate of Good Standing)(Harris, Richard) (Filed on 3/16/2018) |
| Filing 7 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Kestros Capital Management, LLC.. (Taylor, Jennifer) (Filed on 2/27/2018) |
| Filing 6 Summons Issued as to Kestra Financial, Inc., Kestra Investment Services, LLC. (slhS, COURT STAFF) (Filed on 2/22/2018) |
| Filing 5 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 5/17/2018. Initial Case Management Conference set for 5/24/2018 01:30 PM in San Francisco, Courtroom F, 15th Floor. (slhS, COURT STAFF) (Filed on 2/22/2018) |
| Filing 4 Case assigned to Magistrate Judge Jacqueline Scott Corley. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 3/8/2018. (as, COURT STAFF) (Filed on 2/22/2018) |
| Filing 3 Certificate of Interested Entities by Kestros Capital Management, LLC (Taylor, Jennifer) (Filed on 2/21/2018) |
| Filing 2 Proposed Summons. (Taylor, Jennifer) (Filed on 2/21/2018) |
| Filing 1 COMPLAINT FOR TRADEMARK INFRINGEMENT, UNFAIR COMPETITION, AND FALSE DESIGNATION OF ORIGIN against Kestra Investment Services, LLC, Kestra Financial, Inc. (Filing fee $ 400, receipt number 0971-12129363). Filed by Kestros Capital Management, LLC. (Attachments: #1 Civil Cover Sheet)(Taylor, Jennifer) (Filed on 2/21/2018) Modified on 2/22/2018 (slhS, COURT STAFF). |
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