Left v. Tesla, Inc. et al
Plaintiff: Andrew E. Left and FNY Investment Advisers, LLC
Defendant: Tesla, Inc. and Elon R. Musk
Case Number: 3:2018cv05463
Filed: September 6, 2018
Court: US District Court for the Northern District of California
Presiding Judge: Edward M Chen
Referring Judge: Jeffrey S White
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on November 27, 2018. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 10, 2018 Filing 37 Certificate of Interested Entities by FNY Investment Advisers, LLC (Seltzer, Marc) (Filed on 10/10/2018)
October 10, 2018 Filing 36 CERTIFICATE of Counsel re #32 MOTION to Appoint Lead Plaintiff and Lead Counsel for attorney Arthur V. Nealon by Marc M. Seltzer on behalf of FNY Investment Advisers, LLC (Seltzer, Marc) (Filed on 10/10/2018)
October 10, 2018 Filing 35 CERTIFICATE of Counsel re #32 MOTION to Appoint Lead Plaintiff and Lead Counsel for attorney Andrew J. Entwistle by Marc M. Seltzer on behalf of FNY Investment Advisers, LLC (Seltzer, Marc) (Filed on 10/10/2018)
October 10, 2018 Filing 34 CERTIFICATE of Counsel re #32 MOTION to Appoint Lead Plaintiff and Lead Counsel for attorney Robert N. Cappucci by Marc M. Seltzer on behalf of FNY Investment Advisers, LLC (Seltzer, Marc) (Filed on 10/10/2018)
October 10, 2018 Filing 33 CERTIFICATE of Counsel re #32 MOTION to Appoint Lead Plaintiff and Lead Counsel by Marc M. Seltzer on behalf of FNY Investment Advisers, LLC (Seltzer, Marc) (Filed on 10/10/2018)
October 9, 2018 Filing 32 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by FNY Investment Advisers, LLC. Motion Hearing set for 11/15/2018 01:30 PM in San Francisco, Courtroom 05, 17th Floor before Judge Edward M. Chen. Responses due by 10/23/2018. Replies due by 10/30/2018. (Attachments: #1 Declaration of Marc Seltzer In Support of Motion for Appointment, #2 Proposed Order)(Seltzer, Marc) (Filed on 10/9/2018)
September 28, 2018 Opinion or Order Filing 31 Order by Judge Edward M. Chen granting (31) Stipulation Extending Time for Defendants to Respond to Complaints and Comtinuing Case Management Conference and Associated Deadlines in case 3:18-cv-04865-EMC.Associated Cases: 3:18-cv-04865-EMC, 3:18-cv-04876-EMC, 3:18-cv-04912-EMC, 3:18-cv-04939-EMC, 3:18-cv-04948-EMC, 3:18-cv-05258-EMC, 3:18-cv-05463-EMC, 3:18-cv-05470-EMC(afmS, COURT STAFF) (Filed on 9/28/2018)
September 26, 2018 Filing 30 STIPULATION WITH PROPOSED ORDER re #11 Waiver of Service Executed, #15 Case Management Scheduling Order, 29 Clerk's Notice, #10 Waiver of Service Executed, #1 Complaint, Stipulation And [Proposed] Order Extending Time For Defendants To Respond To Complaints And Continuing Case Management Conference And Associated Deadlines filed by Elon R. Musk, Tesla, Inc.. (Bretan, Jennifer) (Filed on 9/26/2018)
September 24, 2018 Filing 29 CLERK'S NOTICE: Due to the Court's unavailability, the Initial Case Management Conference is advanced from 11/8/2018 to 11/5/2018 10:00 AM in San Francisco, Courtroom 05, 17th Floor. Joint CMC Statement due date remains unchanged. (This is a text-only entry generated by the court. There is no document associated with this entry.) (afmS, COURT STAFF) (Filed on 9/24/2018)
September 21, 2018 Opinion or Order Filing 28 Order by Judge Edward M. Chen granting #22 Motion for Pro Hac Vice.(afmS, COURT STAFF) (Filed on 9/21/2018)
September 21, 2018 Opinion or Order Filing 27 Order by Judge Edward M. Chen granting #21 Motion for Pro Hac Vice.(afmS, COURT STAFF) (Filed on 9/21/2018)
September 21, 2018 Opinion or Order Filing 26 Order by Judge Edward M. Chen granting #20 Motion for Pro Hac Vice.(afmS, COURT STAFF) (Filed on 9/21/2018)
September 21, 2018 Opinion or Order Filing 25 Order by Judge Edward M. Chen granting #19 Motion for Pro Hac Vice.(afmS, COURT STAFF) (Filed on 9/21/2018)
September 21, 2018 Filing 24 AMENDED Clerk's Notice DECLINING Video Recording re: (16 in 3:18-cv-04912-EMC, 15 in 3:18-cv-04948-EMC, 15 in 3:18-cv-05470-EMC, 18 in 3:18-cv-05463-EMC, 16 in 3:18-cv-04939-EMC, 18 in 3:18-cv-05258-EMC, 16 in 3:18-cv-04876-EMC, 24 in 3:18-cv-04865-EMC) re Clerk's Notice of Video Recording Request. (afmS, COURT STAFF) (Filed on 9/21/2018)
September 21, 2018 Filing 23 Clerk's Notice CONSENTING TO Video Recording re: (16 in 3:18-cv-04912-EMC, 15 in 3:18-cv-04948-EMC, 15 in 3:18-cv-05470-EMC, 18 in 3:18-cv-05463-EMC, 16 in 3:18-cv-04939-EMC, 18 in 3:18-cv-05258-EMC, 16 in 3:18-cv-04876-EMC, 24 in 3:18-cv-04865-EMC) Clerk's Notice of Video Recording Request. (afmS, COURT STAFF) (Filed on 9/21/2018)
September 20, 2018 Filing 22 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-12696299.) filed by Andrew E. Left. (Attachments: #1 Certificate of Good Standing)(Belfi, Eric) (Filed on 9/20/2018)
September 20, 2018 Filing 21 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-12696260.) filed by Andrew E. Left. (Attachments: #1 Certificate of Good Standing)(Canty, Michael) (Filed on 9/20/2018)
September 20, 2018 Filing 20 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-12696211.) filed by Andrew E. Left. (Attachments: #1 Certificate of Good Standing)(McConville, Francis) (Filed on 9/20/2018)
September 20, 2018 Filing 19 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-12696163.) filed by Andrew E. Left. (Attachments: #1 Certificate of Good Standing)(Keller, Christopher) (Filed on 9/20/2018)
September 14, 2018 Filing 18 Clerk's Notice of Video Recording Request. Video Camera hearing set for 11/8/2018 09:30 AM. Objections to Video Recording due 9/21/2018. (afmS, COURT STAFF) (Filed on 9/14/2018)
September 14, 2018 Filing 17 Certificate of Interested Entities by Elon R. Musk, Tesla, Inc. (Bretan, Jennifer) (Filed on 9/14/2018)
September 14, 2018 Filing 16 NOTICE of Appearance by Dean S. Kristy Notice of Appearance of Counsel (Kristy, Dean) (Filed on 9/14/2018)
September 13, 2018 Opinion or Order Filing 15 CASE MANAGEMENT CONFERENCE ORDER IN REASSIGNED CASE: Initial Case Management Conference set for 11/8/2018 09:30 AM in San Francisco, Courtroom 05, 17th Floor. Case Management Statement due by 11/1/2018. Signed by Judge Edward M. Chen on 9/13/2018. (afmS, COURT STAFF) (Filed on 9/13/2018)
September 13, 2018 Filing 14 Case Reassigned to Judge Edward M. Chen. Judge Vince Chhabria no longer assigned to the case. This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras (as, COURT STAFF) (Filed on 9/13/2018)
September 12, 2018 Opinion or Order Filing 13 RELATED CASE ORDER. The following cases are further related: 18-cv-4865-EMC, 18-cv-4912-CRB, 18-cv-4939-EMC, 18-cv-4948-HSG, 18-cv-5258-LHK, and 18-cv-5470-YGR. Signed by Judge Edward M. Chen on 9/12/2018. Signed by Judge Edward M. Chen on 9/12/2018. (afmS, COURT STAFF) (Filed on 9/12/2018)
September 12, 2018 Filing 12 Judicial Referral for Purpose of Determining Relationship of Cases re 18-cv-04865-EMC. Signed by Judge Vince Chhabria on 9/12/2018. (knm, COURT STAFF) (Filed on 9/12/2018)
September 11, 2018 Filing 11 WAIVER OF SERVICE Returned Executed filed by Andrew E. Left. Service waived by Elon R. Musk waiver sent on 9/7/2018, answer due 11/6/2018. (Wagstaffe, James) (Filed on 9/11/2018)
September 11, 2018 Filing 10 WAIVER OF SERVICE Returned Executed filed by Andrew E. Left. Service waived by Tesla, Inc. waiver sent on 9/7/2018, answer due 11/6/2018. (Wagstaffe, James) (Filed on 9/11/2018)
September 10, 2018 Filing 9 REASSIGNED CASE - NOTICE OF NEW HEARING DATE: You are notified that the Court has scheduled an Initial Case Management Conference before Judge Vince Chhabria upon reassignment. For a copy of Judge Chhabria's Standing Order and other information, please refer to the Court's website at www.cand.uscourts.gov. Case Management Statement due by 12/4/2018. Initial Case Management Conference set for 12/11/2018 01:30 PM in San Francisco, Courtroom 04, 17th Floor. (This is a text-only entry generated by the court. There is no document associated with this entry.) (knm, COURT STAFF) (Filed on 9/10/2018)
September 7, 2018 Opinion or Order Filing 8 ORDER REASSIGNING CASE. Case reassigned to Judge Vince Chhabria for all further proceedings. Judge Jeffrey S. White no longer assigned to the case. This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras. Signed by the Executive Committee on September 7, 2018. (Attachments: #1 Notice of Eligibility for Video Recording)(cjlS, COURT STAFF) (Filed on 9/7/2018)
September 7, 2018 Opinion or Order Filing 7 ORDER OF RECUSAL. Signed by Judge JEFFREY S. WHITE on 9/7/18. (jjoS, COURT STAFF) (Filed on 9/7/2018)
September 6, 2018 Filing 6 Summons Issued as to Elon R. Musk, Tesla, Inc. (Attachments: #1 Summons)(cjlS, COURT STAFF) (Filed on 9/6/2018)
September 6, 2018 Filing 5 Initial Case Management Scheduling Order with ADR Deadlines: This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras Case Management Statement due by 12/7/2018. Initial Case Management Conference set for 12/14/2018 11:00 AM in Oakland, Courtroom 5, 2nd Floor. (Attachments: #1 Notice of Eligibility for Video Recording)(cjlS, COURT STAFF) (Filed on 9/6/2018)
September 6, 2018 Filing 4 Case assigned to Judge Jeffrey S. White. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (bwS, COURT STAFF) (Filed on 9/6/2018)
September 6, 2018 Filing 3 Proposed Summons. (Wagstaffe, James) (Filed on 9/6/2018)
September 6, 2018 Filing 2 Proposed Summons. (Wagstaffe, James) (Filed on 9/6/2018)
September 6, 2018 Filing 1 CLASS ACTION COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS (with jury demand) against Elon R. Musk, Tesla, Inc. (Filing fee $400, receipt number 0971-12655235). Filed by Andrew E. Left. (Attachments: #1 Civil Cover Sheet)(Wagstaffe, James) (Filed on 9/6/2018) Modified on 9/6/2018 (cjlS, COURT STAFF).

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Plaintiff: Andrew E. Left
Represented By: James Matthew Wagstaffe
Represented By: Francis P McConville
Represented By: Christopher J. Keller
Represented By: Michael P. Canty
Represented By: Eric J. Belfi
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Plaintiff: FNY Investment Advisers, LLC
Represented By: Marc M. Seltzer
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Defendant: Tesla, Inc.
Represented By: Jennifer Corinne Bretan
Represented By: Dean S. Kristy
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Defendant: Elon R. Musk
Represented By: Jennifer Corinne Bretan
Represented By: Dean S. Kristy
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