Lake v. Zogenix, Inc. et al

Plaintiff: Immanuel Lake
Defendant: Stephen J. Farr, Michael P. Smith and Zogenix, Inc.
Petitioner: Arnold Keijzer, Sherry Clifton and Leila Maria Kuri
Case Number: 3:2019cv01975
Filed: April 12, 2019
Court: US District Court for the Northern District of California
Presiding Judge: Richard Seeborg
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on February 13, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
July 2, 2019 Filing 36 REPLY (re #14 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byArnold Keijzer. (Apton, Adam) (Filed on 7/2/2019)
July 2, 2019 Filing 35 REPLY (re #11 MOTION to Appoint Lead Plaintiff and Lead Counsel and Memorandum of Points and Authorities in Support Thereof ) filed bySherry Clifton. (Rosen, Laurence) (Filed on 7/2/2019)
July 2, 2019 Filing 34 ORDER by Judge Richard Seeborg granting #32 Motion for Pro Hac Vice as to Brian B. Alexander. (cl, COURT STAFF) (Filed on 7/2/2019)
July 2, 2019 Filing 33 NOTICE of Appearance by Adam Marc Apton on behalf of Arnold Keijzer (Apton, Adam) (Filed on 7/2/2019)
July 2, 2019 Filing 32 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-13486299.) filed by Sherry Clifton. (Attachments: #1 Certificate/Proof of Service Certificate of Good Standing)(Alexander, Brian) (Filed on 7/2/2019)
July 1, 2019 Filing 31 CLERK'S NOTICE CONTINUING CASE MANAGEMENT CONFERENCE. The Case Management Conference previously set for July 11, 2019 is continued to August 22, 2019 at 10:00 AM in Courtroom 3, 17th Floor, San Francisco. Case Management Statement due by August 15, 2019. (This is a text-only entry generated by the court. There is no document associated with this entry.) (rslc2S, COURT STAFF) (Filed on 7/1/2019)
June 25, 2019 Filing 30 OPPOSITION/RESPONSE (re #14 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed bySherry Clifton. (Rosen, Laurence) (Filed on 6/25/2019)
June 25, 2019 Filing 29 OPPOSITION/RESPONSE (re #11 MOTION to Appoint Lead Plaintiff and Lead Counsel and Memorandum of Points and Authorities in Support Thereof, #21 MOTION to Appoint Lead Plaintiff and Lead Counsel , #19 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byArnold Keijzer. (McCall, Adam) (Filed on 6/25/2019)
June 24, 2019 Filing 28 NOTICE by Leila Maria Kuri re #19 MOTION to Appoint Lead Plaintiff and Lead Counsel Regarding Non-Opposition to Competing Motions for Appointment as Lead Plaintiff and Approval of Counsel (Linehan, Charles) (Filed on 6/24/2019)
June 24, 2019 Filing 27 NOTICE by Immanuel Lake re #21 MOTION to Appoint Lead Plaintiff and Lead Counsel NOTICE OF NON-OPPOSITION OF IMMANUEL LAKE TO COMPETING MOTIONS FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF COUNSEL (Pafiti, Jennifer) (Filed on 6/24/2019)
June 12, 2019 Filing 26 Certificate of Interested Entities by Leila Maria Kuri re #19 MOTION to Appoint Lead Plaintiff and Lead Counsel (Portnoy, Lesley) (Filed on 6/12/2019)
June 12, 2019 Filing 25 CERTIFICATE of Counsel re #19 MOTION to Appoint Lead Plaintiff and Lead Counsel by Lesley F. Portnoy on behalf of Leila Maria Kuri (Portnoy, Lesley) (Filed on 6/12/2019)
June 11, 2019 Filing 24 Certificate of Interested Entities by Immanuel Lake re #21 MOTION to Appoint Lead Plaintiff and Lead Counsel (Pafiti, Jennifer) (Filed on 6/11/2019)
June 11, 2019 Filing 23 CERTIFICATE of Counsel re #21 MOTION to Appoint Lead Plaintiff and Lead Counsel by Jennifer Pafiti on behalf of Immanuel Lake (Pafiti, Jennifer) (Filed on 6/11/2019)
June 11, 2019 Filing 22 Declaration of Jennifer Pafiti in Support of #21 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byImmanuel Lake. (Attachments: #1 Exhibit A - Loss Chart, #2 Exhibit B - Press Release, #3 Exhibit C - Certification, #4 Exhibit D - Firm Resume)(Related document(s) #21 ) (Pafiti, Jennifer) (Filed on 6/11/2019)
June 11, 2019 Filing 21 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Immanuel Lake. Motion Hearing set for 7/18/2019 01:30 PM in San Francisco, Courtroom 03, 17th Floor before Judge Richard Seeborg. Responses due by 6/25/2019. Replies due by 7/2/2019. (Attachments: #1 Proposed Order)(Pafiti, Jennifer) (Filed on 6/11/2019)
June 11, 2019 Filing 20 Declaration of Lesley F. Portnoy in Support of #19 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byLeila Maria Kuri. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Movant Certification, #3 Exhibit C - Movant Loss Chart, #4 Exhibit D - Firm Resume)(Related document(s) #19 ) (Portnoy, Lesley) (Filed on 6/11/2019)
June 11, 2019 Filing 19 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Leila Maria Kuri. Motion Hearing set for 7/18/2019 01:30 PM in San Francisco, Courtroom 03, 17th Floor before Judge Richard Seeborg. Responses due by 6/25/2019. Replies due by 7/2/2019. (Attachments: #1 Proposed Order)(Portnoy, Lesley) (Filed on 6/11/2019)
June 11, 2019 Filing 18 Certificate of Interested Entities by Arnold Keijzer (McCall, Adam) (Filed on 6/11/2019)
June 11, 2019 Filing 17 CERTIFICATE of Counsel PURSUANT TO LOCAL RULE 3-7(d) by Adam Christopher McCall on behalf of Arnold Keijzer (McCall, Adam) (Filed on 6/11/2019)
June 11, 2019 Filing 16 Declaration of Adam C. McCall in Support of #14 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byArnold Keijzer. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Related document(s) #14 ) (McCall, Adam) (Filed on 6/11/2019)
June 11, 2019 Filing 15 Certificate of Interested Entities by Sherry Clifton (Rosen, Laurence) (Filed on 6/11/2019)
June 11, 2019 Filing 14 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Arnold Keijzer. Motion Hearing set for 7/18/2019 01:30 PM in San Francisco, Courtroom 03, 17th Floor before Judge Richard Seeborg. Responses due by 6/25/2019. Replies due by 7/2/2019. (Attachments: #1 Proposed Order)(McCall, Adam) (Filed on 6/11/2019)
June 11, 2019 Filing 13 CERTIFICATE of Counsel by Laurence Matthew Rosen on behalf of Sherry Clifton (Rosen, Laurence) (Filed on 6/11/2019)
June 11, 2019 Filing 12 Declaration of Laurence M. Rosen in Support of #11 MOTION to Appoint Lead Plaintiff and Lead Counsel and Memorandum of Points and Authorities in Support Thereof filed bySherry Clifton. (Attachments: #1 Exhibit 1 - PSLRA Early Notice, #2 Exhibit 2 - PSLRA Certification, #3 Exhibit 3 - Loss Chart, #4 Exhibit 4 - Firm Resume)(Related document(s) #11 ) (Rosen, Laurence) (Filed on 6/11/2019)
June 11, 2019 Filing 11 MOTION to Appoint Lead Plaintiff and Lead Counsel and Memorandum of Points and Authorities in Support Thereof filed by Sherry Clifton. Motion Hearing set for 7/18/2019 01:30 PM in San Francisco, Courtroom 03, 17th Floor before Judge Richard Seeborg. Responses due by 6/25/2019. Replies due by 7/2/2019. (Attachments: #1 Proposed Order)(Rosen, Laurence) (Filed on 6/11/2019) Modified on 7/2/2019 (gbaS, COURT STAFF).
May 3, 2019 Filing 10 NOTICE by Immanuel Lake NOTICE OF PUBLICATION OF NOTICE OF PENDENCY OF ACTION (Attachments: #1 Exhibit A - Press Release)(Pafiti, Jennifer) (Filed on 5/3/2019)
April 15, 2019 Filing 9 ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY PRO HAC VICE by Judge Richard Seeborg granting #7 Motion for Pro Hac Vice for attorney J. Alexander Hood II.(tlS, COURT STAFF) (Filed on 4/15/2019)
April 15, 2019 Filing 8 ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY PRO HAC VICE by Judge Richard Seeborg granting #6 Motion for Pro Hac Vice for attorney Jeremy A. Lieberman.(tlS, COURT STAFF) (Filed on 4/15/2019)
April 15, 2019 Filing 7 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-13259492.) filed by Immanuel Lake. (Hood, J) (Filed on 4/15/2019)
April 15, 2019 Filing 6 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-13259476.) filed by Immanuel Lake. (Lieberman, Jeremy) (Filed on 4/15/2019)
April 12, 2019 Filing 5 Summons Issued as to Stephen J. Farr, Michael P. Smith, Zogenix, Inc.. (gbaS, COURT STAFF) (Filed on 4/12/2019)
April 12, 2019 Filing 4 INITIAL CASE MANAGEMENT SCHEDULING ORDER SECURITIES CLASS ACTION; SEC Class Action Notice due by 5/3/2019. Case Management Statement due by 7/4/2019. Initial Case Management Conference set for 7/11/2019 10:00 AM in San Francisco, Courtroom 03, 17th Floor. (Attachments: #1 Notice of Eligibility for Video Recording) (gbaS, COURT STAFF) (Filed on 4/12/2019)
April 12, 2019 Filing 3 Case assigned to Judge Richard Seeborg. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (srnS, COURT STAFF) (Filed on 4/12/2019)
April 12, 2019 Filing 2 Proposed Summons. (Pafiti, Jennifer) (Filed on 4/12/2019)
April 12, 2019 Filing 1 CLASS ACTION COMPLAINT; Jury Trial Demanded against Stephen J. Farr, Michael P. Smith, Zogenix, Inc. (Filing fee $ 400.00, receipt number 0971-13256800.). Filed by Immanuel Lake. (Attachments: #1 Civil Cover Sheet) (Pafiti, Jennifer) (Filed on 4/12/2019) Modified on 4/12/2019 (gbaS, COURT STAFF).

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Defendant: Stephen J. Farr
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Defendant: Michael P. Smith
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Defendant: Zogenix, Inc.
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Plaintiff: Immanuel Lake
Represented By: Jennifer Pafiti
Represented By: Jeremy A. Lieberman
Represented By: Jonathan Lindenfeld
Represented By: J. Alexander Hood, II
Represented By: Patrick V. Dahlstrom
Represented By: Jeremy A Lieberman
Represented By: J Alexander Hood, II
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Petitioner: Arnold Keijzer
Represented By: Adam Christopher McCall
Represented By: Adam Marc Apton
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Petitioner: Sherry Clifton
Represented By: Laurence Matthew Rosen
Represented By: Brian Burkons Alexander
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Petitioner: Leila Maria Kuri
Represented By: Lesley F. Portnoy
Represented By: Charles Henry Linehan
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