Abera v. Pivotal Software, Inc. et al
Plaintiff: Mikebeb M. Abera
Defendant: William Blair & Company, LLC, Citigroup Global Markets Inc., Pivotal Software, Inc., Wells Fargo Securities, LLC, Zane Rowe, Credit Suisse Securities (USA) LLC, Siebert Cisneros Shank & Co., LLC, Egon Durban, Barclays Capital Inc., Williams Capital Group, L.P., Robert Mee, Paul Maritz, Marcy S. Klevorn, William D. Green, Goldman Sachs & Co. LLC, Michael S. Dell, UBS Securities LLC, KeyBanc Capital Markets Inc., Cynthia Gaylor, Khozema Z. Shipchandler, Morgan Stanley & Co. LLC, Mischler Financial Group, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets, LLC and Samuel A. Ramirez & Company, Inc.
Case Number: 3:2019cv03601
Filed: June 20, 2019
Court: US District Court for the Northern District of California
Presiding Judge: Charles R Breyer
Referring Judge: Haywood S Gilliam
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. § 77
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on November 15, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
November 15, 2019 Filing 24 Case reassigned to Judge Charles R. Breyer. Judge Haywood S Gilliam, Jr no longer assigned to the case. Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. (haS, COURT STAFF) (Filed on 11/15/2019)
November 15, 2019 Opinion or Order Filing 23 ORDER RELATING CASE. The following cases are related: C19-3601 HSG and C19-3605 RS. Signed by Judge Charles R. Breyer on 11/15/2019. (lsS, COURT STAFF) (Filed on 11/15/2019)
November 8, 2019 Opinion or Order Filing 25 ORDER GRANTING CONSOLIDATION AND APPOINTING LEAD PLAINTIFF AND LEAD COUNSEL. Signed by Judge Charles R. Breyer on 11/8/2019. (lsS, COURT STAFF) (Filed on 11/8/2019)
September 20, 2019 Reset Hearing, See Docket No. 22 : Initial Case Management Conference set for 11/19/2019 02:00 PM in Oakland, Courtroom 2, 4th Floor. (ndrS, COURT STAFF) (Filed on 9/20/2019)
September 20, 2019 Opinion or Order Filing 22 ORDER by Hon. Haywood S. Gilliam, Jr. GRANTING the #21 stipulation extending time for defendants to respond to the complaint and continuing the case management conference. The case management conference set for September 24, 2019 is RESET to November 19, 2019 at 2:00 p.m. (This is a text-only entry generated by the court. There is no document associated with this entry.) (hsglc2S, COURT STAFF) (Filed on 9/20/2019)
September 17, 2019 Filing 21 STIPULATION WITH PROPOSED ORDER Extending Time for Defendants to Respond to Complaint and Continue Case Management Conference and Associated Deadlines filed by Michael S. Dell, Egon Durban, Cynthia Gaylor, William D. Green, Marcy S. Klevorn, Paul Maritz, Robert Mee, Pivotal Software, Inc., Zane Rowe, Khozema Z. Shipchandler, and Mikebeb M. Abera. (Potischman, Neal) (Filed on 9/17/2019) Modified on 9/18/2019 (jjbS, COURT STAFF).
September 17, 2019 Filing 20 Certificate of Interested Entities by Zane Rowe identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Zane Rowe. (Potischman, Neal) (Filed on 9/17/2019)
September 17, 2019 Filing 19 Certificate of Interested Entities by William D. Green identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for William D. Green. (Potischman, Neal) (Filed on 9/17/2019)
September 17, 2019 Filing 18 Certificate of Interested Entities by Robert Mee identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Robert Mee. (Potischman, Neal) (Filed on 9/17/2019)
September 17, 2019 Filing 17 Certificate of Interested Entities by Paul Maritz identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Paul Maritz. (Potischman, Neal) (Filed on 9/17/2019)
September 17, 2019 Filing 16 Certificate of Interested Entities by Marcy S. Klevorn identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Marcy S. Klevorn. (Potischman, Neal) (Filed on 9/17/2019)
September 17, 2019 Filing 15 Certificate of Interested Entities by Michael S. Dell identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Michael S. Dell. (Potischman, Neal) (Filed on 9/17/2019)
September 17, 2019 Filing 14 Certificate of Interested Entities by Khozema Z. Shipchandler identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Khozema Z. Shipchandler. (Potischman, Neal) (Filed on 9/17/2019)
September 17, 2019 Filing 13 Certificate of Interested Entities by Egon Durban identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Egon Durban. (Potischman, Neal) (Filed on 9/17/2019)
September 17, 2019 Filing 12 Certificate of Interested Entities by Cynthia Gaylor identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Cynthia Gaylor. (Potischman, Neal) (Filed on 9/17/2019)
September 17, 2019 Filing 11 Certificate of Interested Entities by Pivotal Software, Inc. identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Pivotal Software, Inc.. (Potischman, Neal) (Filed on 9/17/2019)
September 17, 2019 Filing 10 Corporate Disclosure Statement by Pivotal Software, Inc. identifying Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Pivotal Software, Inc.. (Potischman, Neal) (Filed on 9/17/2019)
September 17, 2019 Filing 9 NOTICE of Appearance by Andrew David Yaphe (Yaphe, Andrew) (Filed on 9/17/2019)
September 17, 2019 Filing 8 NOTICE of Appearance by Neal Alan Potischman (Potischman, Neal) (Filed on 9/17/2019)
July 11, 2019 Filing 7 NOTICE of Publication of SEC Class Action Notice by Mikebeb M. Abera (Portnoy, Lesley) (Filed on 7/11/2019) Modified on 7/12/2019 (jjbS, COURT STAFF).
June 21, 2019 Filing 6 Summons Issued as to Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Michael S. Dell, Egon Durban, Cynthia Gaylor, Goldman Sachs & Co. LLC, William D. Green, KeyBanc Capital Markets Inc., Marcy S. Klevorn, Paul Maritz, Robert Mee, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mischler Financial Group, Inc., Morgan Stanley & Co. LLC, Pivotal Software, Inc., RBC Capital Markets, LLC, Zane Rowe, Samuel A. Ramirez & Company, Inc., Khozema Z. Shipchandler, Siebert Cisneros Shank & Co., LLC, UBS Securities LLC, Wells Fargo Securities, LLC, William Blair & Company, LLC, Williams Capital Group, L.P.. (cpS, COURT STAFF) (Filed on 6/21/2019)
June 21, 2019 Filing 5 INITIAL CASE MANAGEMENT SCHEDULING ORDER SEC CLASS ACTION SEC Class Action Notice due by 7/11/2019. Case Management Statement due by 9/17/2019. Initial Case Management Conference set for 9/24/2019 02:00 PM in Oakland, Courtroom 2, 4th Floor. (cpS, COURT STAFF) (Filed on 6/21/2019)
June 21, 2019 Filing 4 Civil Cover Sheet by Mikebeb M. Abera [Amended]. (Portnoy, Lesley) (Filed on 6/21/2019)
June 20, 2019 Filing 3 Case assigned to Judge Haywood S Gilliam, Jr. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (jmlS, COURT STAFF) (Filed on 6/20/2019)
June 20, 2019 Filing 2 Proposed Summons. (Portnoy, Lesley) (Filed on 6/20/2019)
June 20, 2019 Filing 1 COMPLAINT against All Defendants ( Filing fee $ 400, receipt number 0971-13456543.). Filed byMikebeb M. Abera. (Attachments: #1 Civil Cover Sheet)(Portnoy, Lesley) (Filed on 6/20/2019)

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Search for this case: Abera v. Pivotal Software, Inc. et al
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Defendant: William Blair & Company, LLC
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Defendant: Citigroup Global Markets Inc.
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Defendant: Pivotal Software, Inc.
Represented By: Andrew David Yaphe
Represented By: Neal Alan Potischman
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Defendant: Wells Fargo Securities, LLC
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Defendant: Zane Rowe
Represented By: Andrew David Yaphe
Represented By: Neal Alan Potischman
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Defendant: Credit Suisse Securities (USA) LLC
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Defendant: Siebert Cisneros Shank & Co., LLC
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Defendant: Egon Durban
Represented By: Andrew David Yaphe
Represented By: Neal Alan Potischman
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Defendant: Barclays Capital Inc.
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Defendant: Williams Capital Group, L.P.
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Defendant: Robert Mee
Represented By: Andrew David Yaphe
Represented By: Neal Alan Potischman
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Defendant: Paul Maritz
Represented By: Andrew David Yaphe
Represented By: Neal Alan Potischman
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Defendant: Marcy S. Klevorn
Represented By: Andrew David Yaphe
Represented By: Neal Alan Potischman
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Defendant: William D. Green
Represented By: Andrew David Yaphe
Represented By: Neal Alan Potischman
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Defendant: Goldman Sachs & Co. LLC
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Defendant: Michael S. Dell
Represented By: Andrew David Yaphe
Represented By: Neal Alan Potischman
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Defendant: UBS Securities LLC
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Defendant: KeyBanc Capital Markets Inc.
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Defendant: Cynthia Gaylor
Represented By: Andrew David Yaphe
Represented By: Neal Alan Potischman
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Defendant: Khozema Z. Shipchandler
Represented By: Andrew David Yaphe
Represented By: Neal Alan Potischman
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Defendant: Morgan Stanley & Co. LLC
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Defendant: Mischler Financial Group, Inc.
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Defendant: Merrill Lynch, Pierce, Fenner & Smith Incorporated
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Defendant: RBC Capital Markets, LLC
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Defendant: Samuel A. Ramirez & Company, Inc.
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Plaintiff: Mikebeb M. Abera
Represented By: Lesley F. Portnoy
Represented By: Lionel Z. Glancy
Represented By: Robert Vincent Prongay
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