Kleinman v. Pivotal Software, Inc. et al
| Peter Kleinman |
| Citigroup Global Markets Inc., Pivotal Software, Inc., William Blair & Company, L.L.C., Wells Fargo Securities, LLC, Zane Rowe, Credit Suisse Securities (USA) LLC, Egon Durban, Barclays Capital Inc., Williams Capital Group, L.P., Robert Mee, Paul Maritz, Marcy S. Klevorn, William D. Green, Goldman Sachs & Co. LLC, Siebert Cisneros Shank & Co., L.L.C., Michael S. Dell, UBS Securities LLC, KeyBanc Capital Markets Inc., Cynthia Gaylor, Khozema Z. Shipchandler, Morgan Stanley & Co. LLC, Mischler Financial Group, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets, LLC and Samuel A. Ramirez & Company, Inc. |
| 3:2019cv03605 |
| June 21, 2019 |
| US District Court for the Northern District of California |
| Charles R Breyer |
| Richard Seeborg |
| Securities/Commodities |
| 15 U.S.C. § 77 |
| Plaintiff |
Docket Report
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This docket was last retrieved on November 15, 2019. A more recent docket listing may be available from PACER.
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| Filing 34 Case reassigned to Judge Charles R. Breyer. Judge Richard Seeborg no longer assigned to the case. Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. (haS, COURT STAFF) (Filed on 11/15/2019) |
Filing 33
ORDER RELATING CASE. The following cases are related: C19-3601 HSG and C19-3605 RS. Signed by Judge Charles R. Breyer on 11/15/2019. (lsS, COURT STAFF) (Filed on 11/15/2019)
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Filing 35
ORDER GRANTING CONSOLIDATION AND APPOINTING LEAD PLAINTIFF AND LEAD COUNSEL. Signed by Judge Charles R. Breyer on 11/8/2019. (lsS, COURT STAFF) (Filed on 11/8/2019)
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| Filing 32 CLERK'S NOTICE CONTINUING CASE MANAGEMENT CONFERENCE. The Case Management Conference previously set for September 26, 2019 is continued to November 21, 2019 at 10:00 AM in Courtroom 3, 17th Floor, San Francisco. Case Management Statement due by November 14, 2019. (This is a text-only entry generated by the court. There is no document associated with this entry.) (rslc2, COURT STAFF) (Filed on 8/23/2019) |
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Filing 31
ORDER by Judge Richard Seeborg granting #30 Stipulation extending time for defendants to respond to complaint. (cl, COURT STAFF) (Filed on 8/23/2019)
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| Filing 30 STIPULATION WITH PROPOSED ORDER Extending Time for Defendants to Respond to Complaint and Continue Case Management Conference and Associated Deadlines filed by Michael S. Dell, Egon Durban, Cynthia Gaylor, William D. Green, Marcy S. Klevorn, Paul Maritz, Robert Mee, Pivotal Software, Inc., Zane Rowe, Khozema Z. Shipchandler. (Potischman, Neal) (Filed on 8/22/2019) |
| Filing 29 Certificate of Interested Entities by Khozema Z. Shipchandler identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Khozema Z. Shipchandler. (Potischman, Neal) (Filed on 8/22/2019) |
| Filing 28 Certificate of Interested Entities by Marcy S. Klevorn identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Marcy S. Klevorn. (Potischman, Neal) (Filed on 8/22/2019) |
| Filing 27 Certificate of Interested Entities by William D. Green identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for William D. Green. (Potischman, Neal) (Filed on 8/22/2019) |
| Filing 26 Certificate of Interested Entities by Egon Durban identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Egon Durban. (Potischman, Neal) (Filed on 8/22/2019) |
| Filing 25 Certificate of Interested Entities by Zane Rowe identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Zane Rowe. (Potischman, Neal) (Filed on 8/22/2019) |
| Filing 24 Certificate of Interested Entities by Michael S. Dell identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Michael S. Dell. (Potischman, Neal) (Filed on 8/22/2019) |
| Filing 23 Certificate of Interested Entities by Paul Maritz identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Paul Maritz. (Potischman, Neal) (Filed on 8/22/2019) |
| Filing 22 Certificate of Interested Entities by Cynthia Gaylor identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Cynthia Gaylor. (Potischman, Neal) (Filed on 8/22/2019) |
| Filing 21 Certificate of Interested Entities by Robert Mee identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Robert Mee. (Potischman, Neal) (Filed on 8/22/2019) |
| Filing 20 Certificate of Interested Entities by Pivotal Software, Inc. identifying Other Affiliate Ford Motor Company, Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Pivotal Software, Inc.. (Potischman, Neal) (Filed on 8/22/2019) |
| Filing 19 Corporate Disclosure Statement by Pivotal Software, Inc. identifying Other Affiliate Dell Technologies Inc., Other Affiliate VMware, Inc. for Pivotal Software, Inc.. (Potischman, Neal) (Filed on 8/22/2019) |
| Filing 18 NOTICE of Appearance by Andrew David Yaphe (Yaphe, Andrew) (Filed on 8/22/2019) |
| Filing 17 NOTICE of Appearance by Neal Alan Potischman (Potischman, Neal) (Filed on 8/22/2019) |
| Filing 16 WAIVER OF SERVICE Returned Executed filed by Peter Kleinman. Service waived by Khozema Z. Shipchandler waiver sent on 6/27/2019, answer due 8/26/2019. (Rosen, Laurence) (Filed on 7/1/2019) |
| Filing 15 WAIVER OF SERVICE Returned Executed filed by Peter Kleinman. Service waived by Marcy S. Klevorn waiver sent on 6/27/2019, answer due 8/26/2019. (Rosen, Laurence) (Filed on 7/1/2019) |
| Filing 14 WAIVER OF SERVICE Returned Executed filed by Peter Kleinman. Service waived by William D. Green waiver sent on 6/27/2019, answer due 8/26/2019. (Rosen, Laurence) (Filed on 7/1/2019) |
| Filing 13 WAIVER OF SERVICE Returned Executed filed by Peter Kleinman. Service waived by Egon Durban waiver sent on 6/27/2019, answer due 8/26/2019. (Rosen, Laurence) (Filed on 7/1/2019) |
| Filing 12 WAIVER OF SERVICE Returned Executed filed by Peter Kleinman. Service waived by Zane Rowe waiver sent on 6/27/2019, answer due 8/26/2019. (Rosen, Laurence) (Filed on 7/1/2019) |
| Filing 11 WAIVER OF SERVICE Returned Executed filed by Peter Kleinman. Service waived by Michael S. Dell waiver sent on 6/27/2019, answer due 8/26/2019. (Rosen, Laurence) (Filed on 7/1/2019) |
| Filing 10 WAIVER OF SERVICE Returned Executed filed by Peter Kleinman. Service waived by Paul Maritz waiver sent on 6/27/2019, answer due 8/26/2019. (Rosen, Laurence) (Filed on 7/1/2019) |
| Filing 9 WAIVER OF SERVICE Returned Executed filed by Peter Kleinman. Service waived by Cynthia Gaylor waiver sent on 6/27/2019, answer due 8/26/2019. (Rosen, Laurence) (Filed on 7/1/2019) |
| Filing 8 WAIVER OF SERVICE Returned Executed filed by Peter Kleinman. Service waived by Robert Mee waiver sent on 6/27/2019, answer due 8/26/2019. (Rosen, Laurence) (Filed on 7/1/2019) |
| Filing 7 WAIVER OF SERVICE Returned Executed filed by Peter Kleinman. Service waived by Pivotal Software, Inc. waiver sent on 6/27/2019, answer due 8/26/2019. (Rosen, Laurence) (Filed on 7/1/2019) |
| Filing 6 Summons Issued as to Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Michael S. Dell, Egon Durban, Cynthia Gaylor, Goldman Sachs & Co. LLC, William D. Green, KeyBanc Capital Markets Inc., Marcy S. Klevorn, Paul Maritz, Robert Mee, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mischler Financial Group, Inc., Morgan Stanley & Co. LLC, Pivotal Software, Inc., RBC Capital Markets, LLC, Zane Rowe, Samuel A. Ramirez & Company, Inc., Khozema Z. Shipchandler, Siebert Cisneros Shank & Co., L.L.C., UBS Securities LLC, Wells Fargo Securities, LLC, William Blair & Company, L.L.C., Williams Capital Group, L.P.. (gbaS, COURT STAFF) (Filed on 6/24/2019) |
| Filing 5 INITIAL CASE MANAGEMENT SCHEDULING ORDER SEC CLASS ACTION SEC Class Action Notice due by 7/12/2019. Case Management Statement due by 9/19/2019. Initial Case Management Conference set for 9/26/2019 10:00 AM in San Francisco, Courtroom 03, 17th Floor. (gbaS, COURT STAFF) (Filed on 6/24/2019) |
| Filing 4 Case assigned to Judge Richard Seeborg. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (haS, COURT STAFF) (Filed on 6/21/2019) |
| Filing 3 Certificate of Interested Entities by Peter Kleinman re #1 Complaint,,, (Rosen, Laurence) (Filed on 6/21/2019) |
| Filing 2 Proposed Summons. (Rosen, Laurence) (Filed on 6/21/2019) |
| Filing 1 CLASS ACTION COMPLAINT for Violation of the Federal Securities Laws; Jury Trial Demanded against Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Michael S. Dell, Egon Durban, Cynthia Gaylor, Goldman Sachs & Co. LLC, William D. Green, KeyBanc Capital Markets Inc., Marcy S. Klevorn, Paul Maritz, Robert Mee, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mischler Financial Group, Inc., Morgan Stanley & Co. LLC, Pivotal Software, Inc., RBC Capital Markets, LLC, Zane Rowe, Samuel A. Ramirez & Company, Inc., Khozema Z. Shipchandler, Siebert Cisneros Shank & Co., L.L.C., UBS Securities LLC, Wells Fargo Securities, LLC, William Blair & Company, L.L.C., Williams Capital Group, L.P. (Filing fee $ 400.00, receipt number 0971-13457115.). Filed by Peter Kleinman. (Attachments: #1 Civil Cover Sheet) (Rosen, Laurence) (Filed on 6/21/2019) Modified on 6/24/2019 (gbaS, COURT STAFF). |
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