Tollen v. Geron Corporation et al
Plaintiff: Michael Tollen
Defendant: John A. Scarlett and Geron Corporation
Case Number: 3:2020cv00547
Filed: January 23, 2020
Court: US District Court for the Northern District of California
Presiding Judge: William Alsup
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on April 2, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 23, 2020 Filing 54 Certificate of Interested Entities by Stewart C. Gaumer, Jr. re #51 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel (Pafiti, Jennifer) (Filed on 3/23/2020)
March 23, 2020 Filing 53 CERTIFICATE of Counsel re #51 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel by Jennifer Pafiti on behalf of Stewart C. Gaumer, Jr. (Pafiti, Jennifer) (Filed on 3/23/2020)
March 23, 2020 Filing 52 Declaration of Jennifer Pafiti in Support of #51 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel filed byStewart C. Gaumer, Jr.. (Attachments: #1 Exhibit A - Loss Chart, #2 Exhibit B - Press Release, #3 Exhibit C - Certification, #4 Exhibit D - Firm Resume)(Related document(s) #51 ) (Pafiti, Jennifer) (Filed on 3/23/2020)
March 23, 2020 Filing 51 MOTION to Consolidate Cases , MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Stewart C. Gaumer, Jr.. Motion Hearing set for 4/30/2020 08:00 AM in San Francisco, Courtroom 12, 19th Floor before Judge William Alsup. Responses due by 4/6/2020. Replies due by 4/13/2020. (Attachments: #1 Proposed Order)(Pafiti, Jennifer) (Filed on 3/23/2020)
March 23, 2020 Filing 50 CERTIFICATE of Counsel Pursuant to Civil Local Rule 3-7(d) by Mario M Choi on behalf of Julia Junge, Richard Junge (Choi, Mario) (Filed on 3/23/2020)
March 23, 2020 Filing 49 CERTIFICATE of Counsel Pursuant to Civil Local Rule 3-7(d) by Laurence D. King on behalf of Julia Junge, Richard Junge (King, Laurence) (Filed on 3/23/2020)
March 23, 2020 Filing 48 Certificate of Interested Entities by Julia Junge, Richard Junge (King, Laurence) (Filed on 3/23/2020)
March 23, 2020 Filing 47 MOTION to Consolidate Cases , MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Julia Junge, Richard Junge. Motion Hearing set for 4/30/2020 08:00 AM in San Francisco, Courtroom 12, 19th Floor before Judge William Alsup. Responses due by 4/6/2020. Replies due by 4/13/2020. (Attachments: #1 Declaration, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Proposed Order)(King, Laurence) (Filed on 3/23/2020)
March 23, 2020 Filing 46 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Juan Carlos Sanchez on behalf of Trevor A. Conti (Sanchez, Juan) (Filed on 3/23/2020)
March 23, 2020 Filing 45 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Brian Edward Cochran on behalf of Trevor A. Conti (Cochran, Brian) (Filed on 3/23/2020)
March 23, 2020 Filing 44 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Shawn A. Williams on behalf of Trevor A. Conti (Williams, Shawn) (Filed on 3/23/2020)
March 23, 2020 Filing 43 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Danielle Suzanne Myers on behalf of Trevor A. Conti (Myers, Danielle) (Filed on 3/23/2020)
March 23, 2020 Filing 42 Certificate of Interested Entities by Trevor A. Conti (Myers, Danielle) (Filed on 3/23/2020)
March 23, 2020 Filing 41 Declaration of Danielle S. Myers in Support of #40 MOTION to Consolidate Cases and for Appointment as Lead Plaintiff; Memorandum of Law in Support Thereof filed byTrevor A. Conti. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Related document(s) #40 ) (Myers, Danielle) (Filed on 3/23/2020)
March 23, 2020 Filing 40 MOTION to Consolidate Cases and for Appointment as Lead Plaintiff; Memorandum of Law in Support Thereof filed by Trevor A. Conti. Motion Hearing set for 4/30/2020 08:00 AM in San Francisco, Courtroom 12, 19th Floor before Judge William Alsup. Responses due by 4/6/2020. Replies due by 4/13/2020. (Attachments: #1 Proposed Order)(Myers, Danielle) (Filed on 3/23/2020)
March 23, 2020 Filing 39 NOTICE of Appearance by Danielle Suzanne Myers (Myers, Danielle) (Filed on 3/23/2020)
March 23, 2020 Filing 38 CERTIFICATE of Counsel of Frank J. Johnson by Brett M. Middleton on behalf of Robert C Ham, MD (Middleton, Brett) (Filed on 3/23/2020)
March 23, 2020 Filing 37 CERTIFICATE of Counsel of Brett M. Middleton by Brett M. Middleton on behalf of Robert C Ham, MD (Middleton, Brett) (Filed on 3/23/2020)
March 23, 2020 Filing 36 Declaration of Brett M. Middleton in Support of #34 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byRobert C Ham, MD. (Attachments: #1 Exhibit A - Published Notice, #2 Exhibit B - Loss Chart, #3 Exhibit C - Certification, #4 Exhibit D - Declaration of Dr. Robert C. Ham Jr., M.D.)(Related document(s) #34 ) (Middleton, Brett) (Filed on 3/23/2020)
March 23, 2020 Filing 35 Declaration of Charles H. Linehan in Support of #33 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Consolidate Cases filed byKevin Courtney. (Attachments: #1 Exhibit A- Press Release, #2 Exhibit B - Certification, #3 Exhibit C - Loss Chart, #4 Exhibit D - Declaration of Kevin Courtney, #5 Exhibit E - Firm Resume)(Related document(s) #33 ) (Linehan, Charles) (Filed on 3/23/2020)
March 23, 2020 Filing 34 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Robert C Ham, MD. Motion Hearing set for 4/30/2020 08:00 AM in San Francisco, Courtroom 12, 19th Floor before Judge William Alsup. Responses due by 4/6/2020. Replies due by 4/13/2020. (Attachments: #1 Proposed Order)(Middleton, Brett) (Filed on 3/23/2020)
March 23, 2020 Filing 33 MOTION to Appoint Lead Plaintiff and Lead Counsel , MOTION to Consolidate Cases filed by Kevin Courtney. Motion Hearing set for 4/30/2020 08:00 AM in San Francisco, Courtroom 12, 19th Floor before Judge William Alsup. Responses due by 4/6/2020. Replies due by 4/13/2020. (Attachments: #1 Proposed Order)(Linehan, Charles) (Filed on 3/23/2020)
March 23, 2020 Filing 32 CERTIFICATE of Counsel of Karissa J. Sauder by Jennifer Lauren Joost on behalf of Patricia D. Markham (Joost, Jennifer) (Filed on 3/23/2020)
March 23, 2020 Filing 31 CERTIFICATE of Counsel of Ryan T. Degan by Jennifer Lauren Joost on behalf of Patricia D. Markham (Joost, Jennifer) (Filed on 3/23/2020)
March 23, 2020 Filing 30 CERTIFICATE of Counsel of Naumon A. Amjed by Jennifer Lauren Joost on behalf of Patricia D. Markham (Joost, Jennifer) (Filed on 3/23/2020)
March 23, 2020 Filing 29 CERTIFICATE of Counsel by Jennifer Lauren Joost on behalf of Patricia D. Markham (Joost, Jennifer) (Filed on 3/23/2020)
March 23, 2020 Filing 28 Certificate of Interested Entities by Patricia D. Markham (Joost, Jennifer) (Filed on 3/23/2020)
March 23, 2020 Filing 27 MOTION to Appoint Lead Plaintiff and Lead Counsel , MOTION to Consolidate Cases filed by Patricia D. Markham. Motion Hearing set for 4/30/2020 08:00 AM in San Francisco, Courtroom 12, 19th Floor before Judge William Alsup. Responses due by 4/6/2020. Replies due by 4/13/2020. (Attachments: #1 Declaration of Jennifer L. Joost, #2 Exhibit A - Certification of Patricia D. Markham, #3 Exhibit B - Chart of Transactions and Losses, #4 Exhibit C - Declaration of Patricia D. Markham, #5 Exhibit D - Notice of Pendency of Action, #6 Exhibit E - Kessler Topaz Meltzer & Check, LLP Resume, #7 Proposed Order)(Joost, Jennifer) (Filed on 3/23/2020)
March 23, 2020 Filing 26 CERTIFICATE of Counsel re #23 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel by Danielle Smith on behalf of Thomas Cooper, Timothy Willison (Smith, Danielle) (Filed on 3/23/2020)
March 23, 2020 Filing 25 CERTIFICATE of Counsel re #23 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel by Lucas E. Gilmore on behalf of Thomas Cooper, Timothy Willison (Gilmore, Lucas) (Filed on 3/23/2020)
March 23, 2020 Filing 24 Certificate of Interested Entities by Thomas Cooper, Timothy Willison re #23 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel (Gilmore, Lucas) (Filed on 3/23/2020)
March 23, 2020 Filing 23 MOTION to Consolidate Cases , MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Timothy Willison, Thomas Cooper. Motion Hearing set for 4/30/2020 08:00 AM in San Francisco, Courtroom 12, 19th Floor before Judge William Alsup. Responses due by 4/6/2020. Replies due by 4/13/2020. (Attachments: #1 Proposed Order, #2 Declaration of Lucas E. Gilmore In Support of Motion, #3 Exhibit A, #4 Exhibit B, #5 Exhibit C, #6 Exhibit D, #7 Exhibit E, #8 Exhibit F)(Gilmore, Lucas) (Filed on 3/23/2020)
March 23, 2020 Filing 22 CERTIFICATE of Counsel re LR Civ 3-7(d) by Adam Marc Apton on behalf of Tak Wing Yuen (Apton, Adam) (Filed on 3/23/2020)
March 23, 2020 Filing 21 Certificate of Interested Entities by Tak Wing Yuen (Apton, Adam) (Filed on 3/23/2020)
March 23, 2020 Filing 20 Declaration of Adam M. Apton in Support of #18 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byTak Wing Yuen. (Attachments: #1 Exhibit Certification, #2 Exhibit Loss Chart, #3 Exhibit Notice, #4 Exhibit Resume)(Related document(s) #18 ) (Apton, Adam) (Filed on 3/23/2020)
March 23, 2020 Filing 19 Brief re #18 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byTak Wing Yuen. (Related document(s) #18 ) (Apton, Adam) (Filed on 3/23/2020)
March 23, 2020 Filing 18 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Tak Wing Yuen. Motion Hearing set for 4/30/2020 08:00 AM in San Francisco, Courtroom 12, 19th Floor before Judge William Alsup. Responses due by 4/6/2020. Replies due by 4/13/2020. (Attachments: #1 Proposed Order)(Apton, Adam) (Filed on 3/23/2020)
March 4, 2020 Opinion or Order Filing 17 ORDER RELATING CASES Tollen v. Geron Corporation, C 20-00547 WHA and Connor v. Geron Corporation, C 20-01163 BLF by Judge Alsup. (whalc1, COURT STAFF) (Filed on 3/4/2020)
February 27, 2020 Opinion or Order Filing 16 ORDER RE #13 STIPULATED REQUEST TO EXTEND DEFENDANTS TIME TO RESPOND TO THE COMPLAINT AND VACATE INITIAL CASE MANAGEMENT CONFERENCE AND ADR DEADLINES by Judge William Alsup. (whalc1, COURT STAFF) (Filed on 2/27/2020)
February 27, 2020 Set Deadlines/Hearings re #16 Order on Stipulation: Case Management Statement deadline and Initial Case Management Conference previously set for 4/23/2020 11:00 AM in San Francisco, Courtroom 12, 19th Floor are VACATED. (tlhS, COURT STAFF) (Filed on 2/27/2020)
February 26, 2020 Filing 15 STIPULATION AND [PROPOSED] ORDER to Relate Cases filed by Geron Corporation, John A. Scarlett. (Blair, Ryan) (Filed on 2/26/2020)
February 26, 2020 Filing 14 ADMINISTRATIVE MOTION to Consider Whether Cases Should be Related filed by Geron Corporation, John A. Scarlett. Responses due by 3/2/2020. (Attachments: #1 Exhibit)(Blair, Ryan) (Filed on 2/26/2020)
February 26, 2020 Filing 13 STIPULATION WITH PROPOSED ORDER to Extend Defendants' Time to Respond to the Complaint and Vacate Initial Case Management Conference and ADR Deadlines filed by Geron Corporation, John A. Scarlett. (Attachments: #1 Declaration of Ryan E. Blair)(Blair, Ryan) (Filed on 2/26/2020)
February 26, 2020 Filing 12 NOTICE of Appearance by Sophia Marie Rios Attorney for Geron Corporation and John A. Scarlett (Rios, Sophia) (Filed on 2/26/2020)
February 14, 2020 Filing 11 NOTICE of Appearance by Jennifer Pafiti (Pafiti, Jennifer) (Filed on 2/14/2020)
February 7, 2020 Filing 10 Certificate of Interested Entities by Geron Corporation, John A. Scarlett (Blair, Ryan) (Filed on 2/7/2020)
February 7, 2020 Filing 9 NOTICE of Appearance by Craig Edward TenBroeck (TenBroeck, Craig) (Filed on 2/7/2020)
February 7, 2020 Filing 8 NOTICE of Appearance by Ryan Edward Blair (Blair, Ryan) (Filed on 2/7/2020)
February 7, 2020 Filing 7 NOTICE of Appearance by John C. Dwyer (Dwyer, John) (Filed on 2/7/2020)
January 24, 2020 Filing 6 Summons Issued as to Geron Corporation, John A. Scarlett. (gbaS, COURT STAFF) (Filed on 1/24/2020)
January 24, 2020 Filing 5 Initial Case Management Scheduling Order with ADR Deadlines: Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Case Management Statement due by 4/16/2020. Initial Case Management Conference set for 4/23/2020 11:00 AM in San Francisco, Courtroom 12, 19th Floor. (Attachments: #1 Notice of Eligibility for Video Recording) (gbaS, COURT STAFF) (Filed on 1/24/2020)
January 24, 2020 Filing 4 Case assigned to Judge William Alsup. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (haS, COURT STAFF) (Filed on 1/24/2020)
January 23, 2020 Filing 3 Certificate of Interested Entities by Michael Tollen (Middleton, Brett) (Filed on 1/23/2020)
January 23, 2020 Filing 2 Proposed Summons. (Middleton, Brett) (Filed on 1/23/2020)
January 23, 2020 Filing 1 CLASS ACTION COMPLAINT for Violation of the Federal Securities Laws; Jury Trial Demanded against Geron Corporation, John A. Scarlett (Filing fee $ 400.00, receipt number 0971-14101538.). Filed by Michael Tollen. (Attachments: #1 Civil Cover Sheet) (Middleton, Brett) (Filed on 1/23/2020) Modified on 1/24/2020 (gbaS, COURT STAFF).

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Defendant: John A. Scarlett
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Defendant: Geron Corporation
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Plaintiff: Michael Tollen
Represented By: Brett M. Middleton
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