Prendergast v. Robinhood Financial, LLC et al
Plaintiff: Colin Prendergast
Defendant: Robinhood Financial, LLC, Robinhood Markets, Inc. and Robinhood Securities, LLC
Case Number: 3:2020cv01877
Filed: March 17, 2020
Court: US District Court for the Northern District of California
Presiding Judge: James Donato
Referring Judge: Susan van Keulen
Nature of Suit: Contract: Other
Cause of Action: 28 U.S.C. § 1332
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on May 6, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
May 6, 2020 Filing 19 Certification of Interested Entities filed by Robinhood Financial, LLC, Robinhood Markets, Inc., Robinhood Securities, LLC identifying Other Affiliate Robinhood Financial LLC, Other Affiliate Robinhood Securities, LLC, Other Affiliate Baiju Bhatt, Other Affiliate Vladimir Tenev, Other Affiliate New Enterprise Associates 15, L.P., Other Affiliate Index Ventures VI (Jersey), L.P. for Robinhood Markets, Inc.. (Wisoff, Carl) (Filed on 5/6/2020)
May 4, 2020 Filing 18 STIPULATION to Extend Deadline for Defendants Robinhood Markets, Inc., Robinhood Financial LLC, and Robinhood Securities, LLC to Respond to Complaint filed by Robinhood Financial, LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (Wisoff, Carl) (Filed on 5/4/2020)
May 4, 2020 Filing 17 NOTICE of Appearance by Eric D. Monek Anderson (Monek Anderson, Eric) (Filed on 5/4/2020)
May 4, 2020 Filing 16 NOTICE of Appearance by Carl Brandon Wisoff (Wisoff, Carl) (Filed on 5/4/2020)
April 3, 2020 Filing 15 NOTICE of Appearance by William Richard Restis (Restis, William) (Filed on 4/3/2020)
April 1, 2020 Filing 14 Case Reassigned to Judge James Donato. Judge Beth Labson Freeman no longer assigned to the case. Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. (mbcS, COURT STAFF) (Filed on 4/1/2020)
March 30, 2020 Filing 13 CLERK'S NOTICE RESETTING CASE MANAGEMENT CONFERENCE AFTER REASSIGNMENT.Case Management Statement due by 7/2/2020. Initial Case Management Conference set for 7/9/2020 11:00 AM in San Jose, Courtroom 3, 5th Floor. (This is a text-only entry generated by the court. There is no document associated with this entry.)(tshS, COURT STAFF) (Filed on 3/30/2020)
March 26, 2020 Filing 12 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-14318027.) filed by Colin Prendergast. (Greenfogel, Steven) (Filed on 3/26/2020)
March 26, 2020 Filing 11 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-14317995.) filed by Colin Prendergast. (DePalma, Joseph) (Filed on 3/26/2020)
March 26, 2020 Filing 10 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-14317958.) filed by Colin Prendergast. (Nash, Jeremy) (Filed on 3/26/2020)
March 20, 2020 Opinion or Order Filing 9 ORDER REASSIGNING CASE. Case reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge Beth Labson Freeman for all further proceedings. Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Magistrate Judge Susan van Keulen remains as referral judge assigned to case. Reassignment Order signed by Clerk on 3/20/20. (Attachments: #1 Notice of Eligibility for Video Recording)(bwS, COURT STAFF) (Filed on 3/20/2020)
March 20, 2020 Filing 8 CLERK'S NOTICE OF IMPENDING REASSIGNMENT TO A U.S. DISTRICT COURT JUDGE: The Clerk of this Court will now randomly reassign this case to a District Judge because either (1) a party has not consented to the jurisdiction of a Magistrate Judge, or (2) time is of the essence in deciding a pending judicial action for which the necessary consents to Magistrate Judge jurisdiction have not been secured. You will be informed by separate notice of the district judge to whom this case is reassigned. ALL HEARING DATES PRESENTLY SCHEDULED BEFORE THE CURRENT MAGISTRATE JUDGE ARE VACATED AND SHOULD BE RE-NOTICED FOR HEARING BEFORE THE JUDGE TO WHOM THIS CASE IS REASSIGNED. This is a text only docket entry; there is no document associated with this notice. (jhfS, COURT STAFF) (Filed on 3/20/2020)
March 19, 2020 Filing 7 WAIVER OF SERVICE Returned Executed filed by Colin Prendergast. Service waived by All Defendants. (Restis, William) (Filed on 3/19/2020)
March 19, 2020 Filing 6 NOTICE by Colin Prendergast Notice of Related Cases (Restis, William) (Filed on 3/19/2020)
March 19, 2020 Filing 5 Certificate of Interested Entities by Colin Prendergast (Restis, William) (Filed on 3/19/2020)
March 19, 2020 Filing 4 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Colin Prendergast.. (Restis, William) (Filed on 3/19/2020)
March 17, 2020 Filing 3 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 6/9/2020. Initial Case Management Conference set for 6/16/2020 09:30 AM in San Jose, Courtroom 6, 4th Floor. (cv, COURT STAFF) (Filed on 3/17/2020)
March 17, 2020 Filing 2 Case assigned to Magistrate Judge Susan van Keulen. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 3/31/2020. (mbcS, COURT STAFF) (Filed on 3/17/2020)
March 17, 2020 Filing 1 COMPLAINT against All Defendants. Filed byColin Prendergast. (Filing Fee $400.00 Receipt Number 0971-14288850). (Attachments: #1 Civil Cover Sheet)(Restis, William) (Filed on 3/17/2020) Modified on 3/17/2020 (mbcS, COURT STAFF).

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Defendant: Robinhood Financial, LLC
Represented By: Eric D. Monek Anderson
Represented By: Carl Brandon Wisoff
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Defendant: Robinhood Markets, Inc.
Represented By: Eric D. Monek Anderson
Represented By: Carl Brandon Wisoff
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Defendant: Robinhood Securities, LLC
Represented By: Eric D. Monek Anderson
Represented By: Carl Brandon Wisoff
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Plaintiff: Colin Prendergast
Represented By: William Richard Restis
Represented By: Joseph J. DePalma
Represented By: Steven J. Greenfogel
Represented By: Jeremy Nash
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