Chan v. Vaxart, Inc. et al
| Phillip Chan |
| Vaxart, Inc., Keith Maher, M.D., Steven J. Boyd, M.D., Armistice Capital LLC, Wouter W. Latour, M.D. and Cezar Andrei Floroiu |
| 3:2021cv00163 |
| January 8, 2021 |
| US District Court for the Northern District of California |
| Vince Chhabria |
| Joseph C Spero |
| Securities/Commodities |
| 12 U.S.C. § 22 |
| Plaintiff |
Docket Report
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This docket was last retrieved on March 8, 2021. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 24 WAIVER OF SERVICE Returned Executed filed by Phillip Chan. Service waived by Keith Maher, M.D. waiver sent on 1/12/2021, answer due 3/15/2021. (Chan, Phillip) (Filed on 3/8/2021) |
| Filing 23 WAIVER OF SERVICE Returned Executed filed by Phillip Chan. Service waived by Steven J. Boyd, M.D. waiver sent on 1/12/2021, answer due 3/15/2021. (Chan, Phillip) (Filed on 3/8/2021) |
| Filing 22 WAIVER OF SERVICE Returned Executed filed by Phillip Chan. Service waived by Armistice Capital LLC waiver sent on 1/12/2021, answer due 3/15/2021. (Chan, Phillip) (Filed on 3/8/2021) |
| Filing 21 WAIVER OF SERVICE Returned Executed filed by Phillip Chan. Service waived by Vaxart, Inc. waiver sent on 1/12/2021, answer due 3/15/2021. (Chan, Phillip) (Filed on 3/8/2021) |
| Filing 20 WAIVER OF SERVICE Returned Executed filed by Phillip Chan. Service waived by Wouter W. Latour, M.D. waiver sent on 1/12/2021, answer due 3/15/2021. (Chan, Phillip) (Filed on 3/8/2021) |
| Filing 19 WAIVER OF SERVICE Returned Executed filed by Phillip Chan. Service waived by Cezar Andrei Floroiu waiver sent on 1/12/2021, answer due 3/15/2021. (Chan, Phillip) (Filed on 3/8/2021) |
| Filing 18 STIPULATION WITH PROPOSED ORDER filed by Armistice Capital LLC, Steven J. Boyd, M.D., Keith Maher, M.D.. (Attachments: #1 Declaration of Ali R. Rabbani in Support of Stipulated Request to Stay Individual Action)(Marder, Neal) (Filed on 3/8/2021) |
| Filing 17 NOTICE of Appearance by Sina Simon Safvati (Safvati, Sina) (Filed on 2/26/2021) |
| Filing 16 NOTICE of Appearance by Josh Andrew Samuel Rubin (Rubin, Josh) (Filed on 2/26/2021) |
| Filing 15 NOTICE of Appearance by Ali R. Rabbani (Rabbani, Ali) (Filed on 2/26/2021) |
| Filing 14 Corporate Disclosure Statement filed by Armistice Capital LLC (Marder, Neal) (Filed on 2/26/2021) |
| Filing 13 Certification of Interested Entities or Persons filed by Armistice Capital LLC identifying Other Affiliate Armistice Capital Master Fund Ltd. for Armistice Capital LLC. (Marder, Neal) (Filed on 2/26/2021) |
| Filing 12 NOTICE of Appearance by Neal Ross Marder (Marder, Neal) (Filed on 2/26/2021) |
Filing 11
ORDER TO SHOW CAUSE. Signed by Judge Vince Chhabria on 2/23/2021. (vclc1S, COURT STAFF) (Filed on 2/25/2021)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
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| Set Hearings: Order to Show Cause Hearing set for 4/1/2021 02:00 PM. (knmS, COURT STAFF) (Filed on 2/25/2021) |
| Filing 10 Case reassigned to Judge Vince Chhabria. Magistrate Judge Joseph C. Spero no longer assigned to the case. Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. (haS, COURT STAFF) (Filed on 2/24/2021) |
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Filing 9
ORDER RELATING CASES. Signed by Judge Vince Chhabria on 2/23/2021. (vclc1S, COURT STAFF) (Filed on 2/23/2021)
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| Filing 8 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Phillip Chan.. (Chan, Phillip) (Filed on 1/29/2021) |
| Filing 7 CLERK'S NOTICE Re: Consent or Declination: Plaintiff shall file a consent or declination to proceed before a magistrate judge. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The forms are available at: http://cand.uscourts.gov/civilforms. (Party/parties were also notified via telephone or email.) Consent/Declination due by 2/9/2021. (klhS, COURT STAFF) (Filed on 1/26/2021)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF) |
| Filing 6 Summons Issued as to Defendants Armistice Capital LLC, Steven J. Boyd, M.D., Cezar Andrei Floroiu, Wouter W. Latour, M.D., Keith Maher, M.D., Vaxart, Inc.. (tnS, COURT STAFF) (Filed on 1/11/2021) |
| Filing 5 Initial Case Management Scheduling Order with ADR Deadlines: Joint Case Management Statement due by 4/2/2021. Initial Case Management Conference set for 4/9/2021 at 2:00 PM in San Francisco, Courtroom F, 15th Floor. (tnS, COURT STAFF) (Filed on 1/11/2021)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF) |
| Filing 4 Case assigned to Magistrate Judge Joseph C. Spero. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 1/22/2021. (bwS, COURT STAFF) (Filed on 1/8/2021) |
| Filing 3 CERTIFICATION OF INTERESTED ENTITIES OR PERSONS (Local Rule 3-16) filed by Phillip Chan (Chan, Phillip) (Filed on 1/8/2021) |
| Filing 2 Proposed Summons. (Chan, Phillip) (Filed on 1/8/2021) |
| Filing 1 COMPLAINT FOR VIOLATIONS OF FEDERAL SECURITIES LAWS: ((1) Violation of Section 10(b) of the Securities and Exchange Act of 1934 (Exchange Act) and SEC Rule 10b-5, and (2) Violation of Section 20(a) of the Exchange Act); DEMAND FOR JURY TRIAL against All Defendants, (Filing Fee: $402.00, receipt number 0971-15417842). Filed by Phillip Chan. (Attachments: #(1) Civil Cover Sheet)(Chan, Phillip) (Filed on 1/8/2021) Modified on 1/11/2021 (tnS, COURT STAFF). |
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