Stein v. Boston Private Financial Holdings, Inc. et al
Plaintiff: Shiva Stein
Defendant: Anthony DeChellis, Luis A. Ubinas, Gloria C. Larson, Stephen M. Waters, Lizabeth H. Zlatkus, Mark F. Furlong, Deborah F. Kuenstner, SVB Financial Group, Kimberly S. Stevenson, Joseph C. Guyaux and Boston Private Financial Holdings, Inc.
Case Number: 3:2021cv01171
Filed: February 17, 2021
Court: US District Court for the Northern District of California
Presiding Judge: William H Orrick
Referring Judge: Alex G Tse
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on April 12, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
April 12, 2021 Filing 22 NOTICE of Voluntary Dismissal by Shiva Stein (Byrd, Rachele) (Filed on 4/12/2021)
March 15, 2021 Filing 21 WAIVER OF SERVICE Returned Executed filed by Shiva Stein. Service waived by Lizabeth H. Zlatkus waiver sent on 2/26/2021, answer due 4/27/2021. (Byrd, Rachele) (Filed on 3/15/2021)
March 15, 2021 Filing 20 WAIVER OF SERVICE Returned Executed filed by Shiva Stein. Service waived by Stephen M. Waters waiver sent on 2/26/2021, answer due 4/27/2021. (Byrd, Rachele) (Filed on 3/15/2021)
March 15, 2021 Filing 19 WAIVER OF SERVICE Returned Executed filed by Shiva Stein. Service waived by Luis A. Ubinas waiver sent on 2/26/2021, answer due 4/27/2021. (Byrd, Rachele) (Filed on 3/15/2021)
March 15, 2021 Filing 18 WAIVER OF SERVICE Returned Executed filed by Shiva Stein. Service waived by Kimberly S. Stevenson waiver sent on 2/26/2021, answer due 4/27/2021. (Byrd, Rachele) (Filed on 3/15/2021)
March 15, 2021 Filing 17 WAIVER OF SERVICE Returned Executed filed by Shiva Stein. Service waived by Gloria C. Larson waiver sent on 2/26/2021, answer due 4/27/2021. (Byrd, Rachele) (Filed on 3/15/2021)
March 15, 2021 Filing 16 WAIVER OF SERVICE Returned Executed filed by Shiva Stein. Service waived by Deborah F. Kuenstner waiver sent on 2/26/2021, answer due 4/27/2021. (Byrd, Rachele) (Filed on 3/15/2021)
March 15, 2021 Filing 15 WAIVER OF SERVICE Returned Executed filed by Shiva Stein. Service waived by Joseph C. Guyaux waiver sent on 2/26/2021, answer due 4/27/2021. (Byrd, Rachele) (Filed on 3/15/2021)
March 15, 2021 Filing 14 WAIVER OF SERVICE Returned Executed filed by Shiva Stein. Service waived by Mark F. Furlong waiver sent on 2/26/2021, answer due 4/27/2021. (Byrd, Rachele) (Filed on 3/15/2021)
March 15, 2021 Filing 13 WAIVER OF SERVICE Returned Executed filed by Shiva Stein. Service waived by Anthony DeChellis waiver sent on 2/26/2021, answer due 4/27/2021. (Byrd, Rachele) (Filed on 3/15/2021)
March 15, 2021 Filing 12 WAIVER OF SERVICE Returned Executed filed by Shiva Stein. Service waived by Boston Private Financial Holdings, Inc. waiver sent on 2/26/2021, answer due 4/27/2021. (Byrd, Rachele) (Filed on 3/15/2021)
March 9, 2021 Filing 11 NOTICE by Shiva Stein Notice of Change of Firm Affiliation and Address for Gloria Kui Melwani (Byrd, Rachele) (Filed on 3/9/2021)
March 5, 2021 Opinion or Order Filing 10 CASE MANAGEMENT CONFERENCE ORDER - Case Management Conference set for 5/25/2021 02:00 PM in San Francisco, Courtroom 02, 17th Floor. Case Management Statement due by 5/18/2021. Signed by Judge William H. Orrick on 03/05/2021. (jmdS, COURT STAFF) (Filed on 3/5/2021)
March 5, 2021 Opinion or Order Filing 9 ORDER REASSIGNING CASE. Case reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge William H. Orrick for all further proceedings. Magistrate Judge Alex G. Tse no longer assigned to case, Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras.. Signed by Clerk on 03/05/2021. (Attachments: #1 Notice of Eligibility for Video Recording)(mbcS, COURT STAFF) (Filed on 3/5/2021)
March 4, 2021 Filing 8 CLERK'S NOTICE OF IMPENDING REASSIGNMENT TO A U.S. DISTRICT COURT JUDGE: The Clerk of this Court will now reassign this case to a District Judge because a party has not consented to the jurisdiction of a Magistrate Judge. You will be informed by separate notice of the district judge to whom this case is reassigned. ALL HEARING DATES PRESENTLY SCHEDULED BEFORE THE CURRENT MAGISTRATE JUDGE ARE VACATED AND SHOULD BE RE-NOTICED FOR HEARING BEFORE THE JUDGE TO WHOM THIS CASE IS REASSIGNED. This is a text only docket entry; there is no document associated with this notice. (shyS, COURT STAFF) (Filed on 3/4/2021)
March 3, 2021 Filing 7 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Shiva Stein.. (Byrd, Rachele) (Filed on 3/3/2021)
February 17, 2021 Filing 6 Summons Issued as to Boston Private Financial Holdings, Inc., Anthony DeChellis, Mark F. Furlong, Joseph C. Guyaux, Deborah F. Kuenstner, Gloria C. Larson, SVB Financial Group, Kimberly S. Stevenson, Luis A. Ubinas, Stephen M. Waters, Lizabeth H. Zlatkus. (mclS, COURT STAFF) (Filed on 2/17/2021)
February 17, 2021 Filing 5 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 5/14/2021. Initial Case Management Conference set for 5/21/2021 02:00 PM. (mclS, COURT STAFF) (Filed on 2/17/2021)
February 17, 2021 Filing 4 Case assigned to Magistrate Judge Alex G. Tse. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 3/3/2021. (anjS, COURT STAFF) (Filed on 2/17/2021)
February 17, 2021 Filing 3 Certificate of Interested Entities by Shiva Stein (Byrd, Rachele) (Filed on 2/17/2021)
February 17, 2021 Filing 2 Proposed Summons. (Byrd, Rachele) (Filed on 2/17/2021)
February 17, 2021 Filing 1 COMPLAINT for Violations of Sections 14(a) and 20(a) of the Securities Exchange Act of 1934 against All Defendants ( Filing fee $ 402, receipt number 0971-15585663.). Filed byShiva Stein. (Attachments: #1 Civil Cover Sheet)(Byrd, Rachele) (Filed on 2/17/2021)

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Defendant: Anthony DeChellis
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Defendant: Luis A. Ubinas
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Defendant: Gloria C. Larson
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Defendant: Stephen M. Waters
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Defendant: Lizabeth H. Zlatkus
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Defendant: Mark F. Furlong
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Defendant: Deborah F. Kuenstner
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Defendant: SVB Financial Group
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Defendant: Kimberly S. Stevenson
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Defendant: Joseph C. Guyaux
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Defendant: Boston Private Financial Holdings, Inc.
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Plaintiff: Shiva Stein
Represented By: Marisa C. Livesay
Represented By: Betsy Carol Manifold
Represented By: Rachele R. Byrd
Represented By: Brittany Nicole DeJong
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