Carter v. Spiegel et al
Jocelyn Carter |
Ryan Spiegel and Jeffrey Spiegel |
3:2021cv03990 |
May 26, 2021 |
US District Court for the Northern District of California |
Jacqueline Scott Corley |
Thomas S Hixson |
Stockholders Suits |
28 U.S.C. § 1332 Diversity-Securities Fraud |
Plaintiff |
Docket Report
This docket was last retrieved on September 1, 2022. A more recent docket listing may be available from PACER.
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Filing 43 ORDER REASSIGNING CASE. Case reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge Jacqueline Scott Corley for all further proceedings. Magistrate Judge Thomas S. Hixson no longer assigned to case, Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Signed by Clerk on 09/01/2022. (Attachments: #1 Notice of Eligibility for Video Recording)(mbc, COURT STAFF) (Filed on 9/1/2022) |
Filing 42 ORDER RELATING CASE. Signed by Judge Thomas S. Hixson on 8/24/2022. (tshlc1, COURT STAFF) (Filed on 8/24/2022) |
Filing 41 Judicial Referral for Purpose of Determining Relationship of Cases re: 22-cv-04327-DMR. Signed by Magistrate Judge Donna M. Ryu on 8/16/2022. (dmrlc2, COURT STAFF) (Filed on 8/16/2022) |
Filing 40 ADMINISTRATIVE CLOSURE, ***Civil Case Terminated. Signed by Judge Thomas S. Hixson on 3/11/2022. (tshlc1, COURT STAFF) (Filed on 3/11/2022) |
Filing 39 ORDER by Judge Thomas S. Hixson denying #34 Motion for Attorney Fees. (tshlc1, COURT STAFF) (Filed on 3/11/2022) |
Filing 38 CLERK'S NOTICE Continuing Motion Hearing as to #34 MOTION for Attorney Fees. Motion Hearing set for 3/24/2022 09:00 AM via Zoom before Magistrate Judge Thomas S. Hixson. (This is a text-only entry generated by the court. There is no document associated with this entry.)(tshlc1, COURT STAFF) (Filed on 3/8/2022) |
Filing 37 REPLY (re #34 MOTION for Attorney Fees ) filed byJeffrey Spiegel, Ryan Spiegel. (Attachments: #1 Declaration)(Mader, Christopher) (Filed on 2/16/2022) |
Filing 36 OPPOSITION/RESPONSE (re #34 MOTION for Attorney Fees ) filed byJocelyn Carter. (Aron, William) (Filed on 2/12/2022) |
Filing 35 MOTION to Approve Consent Judgment Opposition to Motion for Fees filed by Jocelyn Carter. (Aron, William) (Filed on 2/11/2022) |
#Electronic filing error. Re: #35 MOTION to Approve Consent Judgment Opposition to Motion for Fees filed by Jocelyn Carter. Incorrect event used. [err101]This filing will n ot be processed by the clerks office.Please re-file in its entirety by using the Civil Events: Responses and Replies - Opposition/Response to Motion. (tn, COURT STAFF) (Filed on 2/11/2022) |
Filing 34 MOTION for Attorney Fees filed by Jeffrey Spiegel, Ryan Spiegel. Motion Hearing set for 3/10/2022 10:00 AM in San Francisco, Courtroom G, 15th Floor before Magistrate Judge Thomas S. Hixson. Responses due by 2/11/2022. Replies due by 2/18/2022. (Attachments: #1 Declaration, #2 Declaration, #3 Declaration, #4 Proposed Order)(Mader, Christopher) (Filed on 1/28/2022) |
Filing 33 ORDER by Magistrate Judge Thomas S. Hixson granting #17 Motion to Compel Arbitration. Case stayed pending arbitration. (tshlc1, COURT STAFF) (Filed on 1/13/2022) |
Filing 32 ORDER by Magistrate Judge Thomas S. Hixson granting #28 Administrative Motion to File Under Seal. (rmm2, COURT STAFF) (Filed on 1/13/2022) |
Filing 31 ORDER by Magistrate Judge Thomas S. Hixson granting #27 Administrative Motion to File Under Seal. (rmm2, COURT STAFF) (Filed on 1/13/2022) |
Filing 30 NOTICE OF ERRATA filed by Jeffrey Spiegel, Ryan Spiegel re #27 Administrative Motion to File Under Seal (Mader, Christopher) (Filed on 1/7/2022) |
Filing 29 REPLY (re #17 MOTION to Compel , #28 Administrative Motion to File Under Seal , #27 Administrative Motion to File Under Seal ) filed byJocelyn Carter. (Aron, William) (Filed on 1/6/2022) |
Filing 28 Administrative Motion to File Under Seal filed by Jeffrey Spiegel, Ryan Spiegel. (Attachments: #1 Declaration, #2 Proposed Order, #3 UNREDACTED Ex. A, #4 UNREDACTED Ex. B, #5 UNREDACTED Ex. C)(Mader, Christopher) (Filed on 1/5/2022) |
Filing 27 Administrative Motion to File Under Seal filed by Jeffrey Spiegel, Ryan Spiegel. (Attachments: #1 Declaration, #2 Proposed Order, #3 UNREDACTED Ex. A, #4 UNREDACTED Ex. B, #5 UNREDACTED Ex. C)(Mader, Christopher) (Filed on 1/5/2022) |
Filing 26 SUPPLEMENTAL BRIEF IN SUPPORT OF #17 MOTION TO COMPEL ARBITRATION AND TO STAY PROCEEDINGS re #25 Order filed by Jeffrey Spiegel, Ryan Spiegel. (Attachments: #1 Declaration)(Related document(s) #25 ) (Mader, Christopher) (Filed on 1/5/2022) |
Filing 25 ORDER FOR SUPPLEMENTAL BRIEFING: Defendants' supplemental brief is due January 5, 2022. Plaintiff may file a reply brief no later than January 12, 2022. Signed by Judge Thomas S. Hixson on 12/22/2021. (tshlc1, COURT STAFF) (Filed on 12/22/2021) |
Filing 24 OPPOSITION/RESPONSE (re #17 MOTION to Compel ) filed byJocelyn Carter. (Aron, William) (Filed on 12/18/2021) |
Filing 23 Declaration of Jeffrey Spiegel in Support of #22 Order filed byJeffrey Spiegel, Ryan Spiegel. (Attachments: #1 Declaration)(Related document(s) #22 ) (Mader, Christopher) (Filed on 12/16/2021) |
Filing 22 ORDER FOR SUPPLEMENTAL BRIEFING re #17 MOTION to Compel filed by Ryan Spiegel, Jeffrey Spiegel. Signed by Judge Thomas S. Hixson on 12/9/2021. (tshlc1, COURT STAFF) (Filed on 12/9/2021) |
Filing 21 ORDER VACATING HEARING re #17 MOTION to Compel filed by Ryan Spiegel, Jeffrey Spiegel. Signed by Judge Thomas S. Hixson on 11/03/2021. (tshlc2, COURT STAFF) (Filed on 11/3/2021) |
Filing 20 REPLY (re #17 MOTION to Compel ) filed byJeffrey Spiegel, Ryan Spiegel. (Attachments: #1 Declaration Supp. Decl. J. Spiegel, #2 Supplement Response to Evidentiary Obj., #3 Supplement Objection to RJN)(Mader, Christopher) (Filed on 10/19/2021) |
Filing 19 OBJECTIONS to re #18 Opposition/Response to Motion by Jocelyn Carter. (Aron, William) (Filed on 10/12/2021) |
Filing 18 OPPOSITION/RESPONSE (re #17 MOTION to Compel ) filed byJocelyn Carter. (Attachments: #1 Supplement Request for Judicial Notice, #2 Exhibit Judicial Notice - Exhibit)(Aron, William) (Filed on 10/12/2021) |
Filing 17 NOTICE OF MOTION AND MOTION TO COMPEL ARBITRATION AND TO STAY PROCEEDINGS filed by Jeffrey Spiegel, Ryan Spiegel. Motion Hearing set for 11/4/2021 10:00 AM in San Francisco, Courtroom G, 15th Floor before Magistrate Judge Thomas S. Hixson. Responses due by 10/13/2021. Replies due by 10/20/2021. (Attachments: #1 Supplement Memo of P+As, #2 Declaration Decl. R. Spiegel, #3 Declaration Decl. J. Spiegel, #4 Exhibit Ex. A, G J. Spiegel Decl., #5 Declaration Decl. C. Mader, #6 Exhibit Ex. E, F C. Mader Decl., #7 Supplement RJN, #8 Exhibit Ex. B, C, D to RJN)(Mader, Christopher) (Filed on 9/29/2021) |
Filing 16 CLERK'S NOTICE: The August 26, 2021 case management conference is vacated pending resolution of Defendants' forthcoming responsive pleading. (This is a text-only entry generated by the court. There is no document associated with this entry.) (cdnS, COURT STAFF) (Filed on 8/3/2021) |
Filing 15 ORDER by Magistrate Judge Thomas S. Hixson granting #10 Stipulation RE: Defendants' response and briefing schedule. (rmm2S, COURT STAFF) (Filed on 8/2/2021) |
Filing 14 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Jocelyn Carter.. (Aron, William) (Filed on 7/30/2021) |
Filing 13 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Jeffrey Spiegel, Ryan Spiegel.. (Mader, Christopher) (Filed on 7/30/2021) |
Filing 12 (*** DISREGARD - POSTED IN WRONG CASE - DISREGARD***)Order Setting Settlement Conference before Magistrate Judge: Settlement Conference set for 8/24/2021 at 9:00 AM - Zoom Videoconference Only. Signed by Magistrate Judge Thomas S. Hixson on 7/27/2021. (rmm2S, COURT STAFF) (Filed on 7/27/2021) Modified on 7/27/2021 (rmm2S, COURT STAFF). |
Filing 11 CLERKS NOTICE Re Consent or Declination: Plaintiff(s) and Defendant(s) shall file a consent or declination to proceed before a magistrate judge by 8/3/2021. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The forms are available at: http://cand.uscourts.gov/civilforms (This is a text-only entry generated by the court. There is no Document associated with this entry.) (rmm2S, COURT STAFF) (Filed on 7/27/2021) |
Filing 10 STIPULATION WITH PROPOSED ORDER re #1 Complaint, filed by Jeffrey Spiegel, Ryan Spiegel. (Mader, Christopher) (Filed on 7/26/2021) |
Filing 9 NOTICE of Appearance by Christopher Paul Mader (Mader, Christopher) (Filed on 7/26/2021) |
Filing 8 ORDER by Judge Thomas S. Hixson granting #2 Motion for Pro Hac Vice. (cdnS, COURT STAFF) (Filed on 6/1/2021) |
Filing 7 Summons Issued as to Ryan Spiegel. (msrS, COURT STAFF) (Filed on 5/26/2021) |
Filing 6 Summons Issued as to Jeffrey Spiegel. (msrS, COURT STAFF) (Filed on 5/26/2021) |
Filing 5 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 8/19/2021. Initial Case Management Conference set for 8/26/2021 10:00 AM in San Francisco, Courtroom G, 15th Floor. (msrS, COURT STAFF) (Filed on 5/26/2021) |
Filing 4 NOTICE of Appearance by William Michael Aron (Aron, William) (Filed on 5/26/2021) |
Filing 3 Case assigned to Magistrate Judge Thomas S. Hixson. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 6/9/2021. (haS, COURT STAFF) (Filed on 5/26/2021) |
Filing 2 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number 0971-16012387.) filed by Jocelyn Carter. (Attachments: #1 Exhibit Good Standing Letter)(Loftus, Alexander) (Filed on 5/26/2021) |
Filing 1 COMPLAINT against All Defendants ( Filing fee $ 402, receipt number 0971-16012289.). Filed byJocelyn Carter. (Attachments: #1 Exhibit A-C, #2 Civil Cover Sheet, #3 Summons Ryan Spiegel Summons, #4 Summons Jeffrey Spiegel Summons)(Loftus, Alexander) (Filed on 5/26/2021) |
#Electronic filing error. Confirming nature of suit on Civil Cover Sheet with counsel. No judge assignment will be made until the document is e-filed. Submit your document using Ci vil Events > Other Filings > Other Documents > Civil Cover Sheet Re: #1 Complaint, filed by Jocelyn Carter (haS, COURT STAFF) (Filed on 5/26/2021) |
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