United States Securities and Exchange Commission v. Brown et al
| United States Securities and Exchange Commission |
| Matthew Rauch, Naveen Sood, Marcus Bannon, Benjamin Wylam, Nathaniel Brown and Naresh Ramaiya |
| 3:2021cv04594 |
| June 15, 2021 |
| US District Court for the Northern District of California |
| Edward M Chen |
| Nathanael M Cousins |
| Securities/Commodities |
| 12 U.S.C. § 22 |
| Both |
Docket Report
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This docket was last retrieved on February 7, 2022. A more recent docket listing may be available from PACER.
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Filing 38
Order by Judge Edward M. Chen Granting #36 CONSENT MOTION FOR ENTRY OF FINAL JUDGMENT AS TO BENJAMIN WYLAM (vla, COURT STAFF) (Filed on 2/7/2022)
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Filing 37
Order by Judge Edward M. Chen Granting #36 CONSENT MOTION FOR ENTRY OF FINAL JUDGMENT AS TO NATHANIEL BROWN.(vla, COURT STAFF) (Filed on 2/7/2022)
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| Filing 36 Consent MOTION for Entry of Final Judgment filed by United States Securities and Exchange Commission. Responses due by 2/11/2022. Replies due by 2/18/2022. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4)(Halloran, Timothy) (Filed on 1/28/2022) |
| Filing 35 CLERK'S NOTICE RESCHEDULING FURTHER CASE MANAGEMENT CONFERENCE FROM 11/30/2021 TO 2/8/2022 AT 2:30PM: Further Case Management Conference set as control date for 2/8/2022 02:30 PM in San Francisco, - Videoconference Only. Joint Case Management Statement due by 2/1/2022. (This is a text-only entry generated by the court. There is no document associated with this entry.) (afm, COURT STAFF) (Filed on 11/23/2021) |
| Filing 34 STATUS REPORT Joint Status Report by United States Securities and Exchange Commission. (Day, Alfred) (Filed on 11/23/2021) |
| Filing 33 Minute Entry for proceedings held before Judge Edward M. Chen: Initial Case Management Conference held on 10/12/2021. Joint Case Management Statement due by 11/23/2021. Further Case Management Conference set for 11/30/2021 02:30 PM in San Francisco, - Videoconference Only. This proceeding will be held via a Zoom webinar.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand.uscourts.gov/emcGeneral Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/. Case Management Stateme nt due by 11/23/2021. Further Case Management Conference set for 11/30/2021 02:30 PM in San Francisco, - Videoconference Only.Total Time in Court: 5 Minutes. Court Reporter: Ruth Ekhaus. Plaintiff Attorney: Al Day. Defendant Attorneys: Matthew Diggs, Daniel Gelb, Richard Gelb. Attachment: Minute Order. (afmS, COURT STAFF) (Date Filed: 10/12/2021) |
| Filing 32 CASE MANAGEMENT STATEMENT Joint Case Management Conference Statement filed by United States Securities and Exchange Commission. (Halloran, Timothy) (Filed on 9/29/2021) |
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Filing 31
ORDER by Judge Edward M. Chen granting #29 Motion for Pro Hac Vice. (afmS, COURT STAFF) (Filed on 9/26/2021)
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Filing 30
ORDER by Judge Edward M. Chen granting #28 Motion for Pro Hac Vice. (afmS, COURT STAFF) (Filed on 9/26/2021)
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| Filing 29 MOTION for leave to appear in Pro Hac Vice Matthew D. Diggs ( Filing fee $ 317, receipt number 0971-16247741.) Filing fee previously paid on 09/24/2021 filed by Benjamin Wylam. (Diggs, Matthew) (Filed on 9/24/2021) Modified text on 9/27/2021 (cv, COURT STAFF). |
| Filing 28 MOTION for leave to appear in Pro Hac Vice Mark Nelson Bartlett ( Filing fee $ 317, receipt number 0971-16427740.) filed by Benjamin Wylam. (Bartlett, Mark) (Filed on 9/24/2021) Modified text on 9/27/2021 (cv, COURT STAFF). |
| Filing 27 NOTICE of Appearance by Monder Khoury (Khoury, Monder) (Filed on 9/24/2021) |
| Filing 26 CLERK'S NOTICE RESCHEDULING INITIAL CASE MANAGEMENT CONFERENCE FROM 9/16/2021 TO 10/12/2021 AT 1:30PM: Initial Case Management Conference set for 9/16/2021 is vacated and rescheduled for 10/12/2021 01:30 PM in San Francisco, - Videoconference Only. This proceeding will be held via a Zoom webinar. Joint Case Management Statement due by 10/5/2021.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand.uscourts.gov/emcGeneral Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of co urt proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/. C ase Management Statement due by 10/5/2021. Initial Case Management Conference set for 10/12/2021 01:30 PM in San Francisco, - Videoconference Only. (This is a text-only entry generated by the court. There is no document associated with this entry.)(afmS, COURT STAFF) (Filed on 8/11/2021) |
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Filing 25
ORDER by Judge Edward M. Chen granting #23 Motion for Pro Hac Vice. (afmS, COURT STAFF) (Filed on 7/28/2021)
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Filing 24
ORDER by Judge Edward M. Chen granting #22 Motion for Pro Hac Vice. (afmS, COURT STAFF) (Filed on 7/28/2021)
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| Filing 23 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number 0971-16221175.) filed by Nathaniel Brown. (Gelb, Richard) (Filed on 7/27/2021) |
| Filing 22 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number 0971-16221125.) filed by Nathaniel Brown. (Gelb, Daniel) (Filed on 7/27/2021) |
| Filing 21 Defendant Nathaniel Brown ANSWER to Complaint with Jury Demand byNathaniel Brown. (McDougall, Jonathan) (Filed on 7/12/2021) |
| Filing 20 FINAL JUDGMENT AS TO NARESH RAMAIYA. Signed by Judge Edward M. Chen on 6/25/2021. (afmS, COURT STAFF) (Filed on 6/25/2021) |
| Filing 19 FINAL JUDGMENT AS TO MARCUS BANNON. Signed by Judge Edward M. Chen on 6/25/2021. (afmS, COURT STAFF) (Filed on 6/25/2021) |
| Filing 18 FINAL JUDGMENT AS TO MATTHEW RAUCH. Signed by Judge Edward M. Chen on 6/25/2021. (afmS, COURT STAFF) (Filed on 6/25/2021) |
| Filing 17 FINAL JUDGMENT AS TO NAVEEN SOOD. Signed by Judge Edward M. Chen on 6/25/2021. (afmS, COURT STAFF) (Filed on 6/25/2021) |
| Filing 16 JUDGMENT AS TO BENJAMIN WYLAM. Signed by Judge Edward M. Chen on 6/25/2021. (afmS, COURT STAFF) (Filed on 6/25/2021) |
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Filing 15
ORDER by Judge Edward M. Chen granting #3 Motion to Approve Consent Judgment. (afmS, COURT STAFF) (Filed on 6/25/2021)
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| Filing 14 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Nathaniel Brown.. (McDougall, Jonathan) (Filed on 6/23/2021) |
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Filing 13
ORDER RELATING CASE. Cases CR21-111-EMC, USA v. Sood, CR21-246-WHO, USA v. Wylam, CR21-247-VC, USA v. Brown related. Signed by Judge Edward M. Chen on 6/22/2021. (afmS, COURT STAFF) (Filed on 6/22/2021)
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| Filing 12 CERTIFICATE OF SERVICE by United States Securities and Exchange Commission re #11 Case Management Scheduling Order, (Day, Alfred) (Filed on 6/17/2021) |
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Filing 11
CASE MANAGEMENT CONFERENCE ORDER IN REASSIGNED CASE: Initial Case Management Conference set for 9/16/2021 at 09:30 AM in San Francisco, Courtroom 05, 17th Floor. Case Management Statement due by 9/9/2021. Signed by Judge Edward M. Chen on 06/16/2021. (bxs, COURT STAFF) (Filed on 6/16/2021)
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| Filing 10 Case REASSIGNED to Judge Edward M. Chen. Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Magistrate Judge Nathanael M. Cousins no longer assigned to case. (Attachments: #1 Notice of Eligibility for Video Recording) (bwS, COURT STAFF) (Filed on 6/16/2021) |
| Filing 9 This case will be randomly reassigned to a District Judge outside the San Jose Division pursuant to the Caseload Rebalancing Pilot Program approved by the Court effective March 1, 2018. For information, visit our web page at #http://cand.uscourts.gov/news/225. (bwS, COURT STAFF) (Filed on 6/16/2021) |
| Filing 8 CLERK'S NOTICE OF IMPENDING REASSIGNMENT TO A U.S. DISTRICT COURT JUDGE: The Clerk of this Court will now randomly reassign this case to a District Judge because a party has not consented to the jurisdiction of a Magistrate Judge. You will be informed by separate notice of the district judge to whom this case is reassigned. ALL HEARING DATES PRESENTLY SCHEDULED BEFORE THE CURRENT MAGISTRATE JUDGE ARE VACATED. This is a text only docket entry; there is no document associated with this notice. (lmh, COURT STAFF) (Filed on 6/16/2021) |
| Filing 7 NOTICE by United States Securities and Exchange Commission (Waldinger, Kyle) (Filed on 6/16/2021) |
| Filing 6 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by United States Securities and Exchange Commission.. (Halloran, Timothy) (Filed on 6/16/2021) |
| Filing 5 NOTICE of Appearance by Timothy K. Halloran (Halloran, Timothy) (Filed on 6/16/2021) |
| Filing 4 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 9/8/2021. Initial Case Management Conference set for 9/15/2021 10:00 AM in San Jose, Courtroom 5, 4th Floor. (sfbS, COURT STAFF) (Filed on 6/15/2021) |
| Filing 3 MOTION to Approve Consent Judgment filed by United States Securities and Exchange Commission. (Attachments: #1 Exhibit Wylam Consent, #2 Exhibit Wylam Judgment, #3 Exhibit Sood Consent, #4 Exhibit Sood Final Judgment, #5 Exhibit Bannon Consent, #6 Exhibit Bannon Final Judgment, #7 Exhibit Rauch Consent, #8 Exhibit Rauch Final Judgment, #9 Exhibit Ramaiya Consent, #10 Exhibit Ramaiya Final Judgment)(Day, Alfred) (Filed on 6/15/2021) |
| Filing 2 Case assigned to Magistrate Judge Nathanael M. Cousins. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 6/29/2021. (bwS, COURT STAFF) (Filed on 6/15/2021) |
| Filing 1 COMPLAINT against Marcus Bannon, Nathaniel Brown, Naresh Ramaiya, Matthew Rauch, Naveen Sood, Benjamin Wylam. Filed by United States Securities and Exchange Commission (Fee Waived) . (Attachments: #1 Civil Cover Sheet)(Day, Alfred) (Filed on 6/15/2021) Modified on 6/15/2021 (bwS, COURT STAFF). |
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