Shankar v. Zymergen Inc. et al
| Hariram Shankar |
| Zymergen Inc., Josh Hoffman, Enakshi Singh, Steven Chu, Jay T. Flatley, Christine M. Gorjanc, Travis Murdoch, Matthew A. Ocko, Sandra E. Peterson, Zach Serber, Rohit Sharma, J.P. Morgan Securities LLC, Goldman Sachs & Co. LLC, Cowen and Company, LLC, BofA Securities, Inc., UBS Securities LLC and Lazard Freres & Co. LLC |
| 3:2021cv06028 |
| August 4, 2021 |
| US District Court for the Northern District of California |
| James Donato |
| Securities/Commodities |
| 15 U.S.C. § 77 |
| Plaintiff |
Docket Report
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Filing 22
CASE MANAGEMENT SCHEDULING ORDER: Initial Case Management Conference set for 11/4/2021 10:00 AM in San Francisco, Courtroom 11, 19th Floor. Case Management Statement due by 10/28/2021. Signed by Judge James Donato on 9/1/2021. (lrcS, COURT STAFF) (Filed on 9/1/2021)
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Filing 21
ORDER REASSIGNING CASE. Case reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge James Donato for all further proceedings. Magistrate Judge Joseph C. Spero no longer assigned to case, Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras.. Signed by Clerk on 8/31/21. (Attachments: #1 Notice of Eligibility for Video Recording)(asS, COURT STAFF) (Filed on 8/31/2021)
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| Filing 20 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Hariram Shankar.. (Linehan, Charles) (Filed on 8/31/2021) |
| Filing 19 Certificate of Interested Entities by BofA Securities, Inc., Cowen and Company, LLC, Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Lazard Freres & Co. LLC, UBS Securities LLC identifying Corporate Parent JPMorgan Chase & Co., Corporate Parent J.P. Morgan Broker-Dealer Holdings Inc. for J.P. Morgan Securities LLC; Corporate Parent NB Holdings Corporation, Corporate Parent Bank of America Corporation for BofA Securities, Inc.; Corporate Parent Lazard Group LLC, Corporate Parent Lazard Ltd for Lazard Freres & Co. LLC ; Corporate Parent Cowen Inc. for Cowen and Company, LLC; Corporate Parent UBS Americas Inc., Corporate Parent UBS Group AG, Corporate Parent UBS Americas Holding LLC for UBS Securities LLC; Corporate Parent The Goldman Sachs Group, Inc. for Goldman Sachs & Co. LLC. (Shimada, Charlene) (Filed on 8/30/2021) |
| Filing 18 NOTICE of Appearance by Kevin M Papay (Papay, Kevin) (Filed on 8/30/2021) |
| Filing 17 NOTICE of Appearance by Lucy Han Wang (Wang, Lucy) (Filed on 8/30/2021) |
| Filing 16 NOTICE of Appearance by Charlene Sachi Shimada (Shimada, Charlene) (Filed on 8/30/2021) |
| Filing 15 STIPULATION WITH PROPOSED ORDER RE SCHEDULING filed by Steven Chu, Jay T. Flatley, Christine M. Gorjanc, Josh Hoffman, Travis Murdoch, Matthew A. Ocko, Sandra E. Peterson, Zach Serber, Rohit Sharma, Enakshi Singh, Zymergen Inc.. (Feldman, Boris) (Filed on 8/30/2021) |
| Filing 14 Corporate Disclosure Statement by Zymergen Inc. identifying Other Affiliate AIG, Other Affiliate Axis Insurance Company, Other Affiliate Beazley Insurance Company, Inc., Other Affiliate Data Collective II, L.P., Other Affiliate DCVC II, Other Affiliate DCVC Opportunity Fund, L.P., Other Affiliate DCVC Opportunity Fund, Other Affiliate SVF Excalibur (Cayman) Limited, Other Affiliate SVF Endurance (Cayman) Limited, Other Affiliate SoftBank Vision Fund (AIV M1) L.P., Other Affiliate True Ventures IV, L.P., Other Affiliate True Ventures Select I, L.P., Other Affiliate True Ventures Select II, L.P., Other Affiliate True Ventures Select III, L.P., Other Affiliate True Ventures Select IV, L.P., Other Affiliate Chubb Group of Insurance Companies, Other Affiliate XL Specialty Insurance Company for Zymergen Inc.. and Certification of Interested Entities or Persons (Feldman, Boris) (Filed on 8/27/2021) |
| Filing 13 NOTICE of Appearance by Margaret West (West, Margaret) (Filed on 8/27/2021) |
| Filing 12 NOTICE of Appearance by Drew Liming (Liming, Drew) (Filed on 8/27/2021) |
| Filing 11 NOTICE of Appearance by Doru Gavril (Gavril, Doru) (Filed on 8/27/2021) |
| Filing 10 NOTICE of Appearance by Boris Feldman (Feldman, Boris) (Filed on 8/27/2021) |
| Filing 9 CLERK'S NOTICE Re: Consent or Declination: Plaintiff shall file a consent or declination to proceed before a magistrate judge. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The forms are available at: http://cand.uscourts.gov/civilforms. (Party/parties were also notified via telephone or email.) Consent/Declination due by 9/8/2021. (klhS, COURT STAFF) (Filed on 8/25/2021) |
| Filing 8 NOTICE by Hariram Shankar of Publication of SEC Class Action Notice (Attachments: #1 Exhibit A - Notice)(Rajesh, Pavithra) (Filed on 8/11/2021) |
| Filing 7 Summons Issued as to BofA Securities, Inc., Steven Chu, Cowen and Company, LLC, Jay T. Flatley, Goldman Sachs & Co. LLC, Christine M. Gorjanc, Josh Hoffman, J.P. Morgan Securities LLC, Lazard Freres & Co. LLC, Travis Murdoch, Matthew A. Ocko, Sandra E. Peterson, Zach Serber, Rohit Sharma, Enakshi Singh, UBS Securities LLC, Zymergen Inc. (hdjS, COURT STAFF) (Filed on 8/5/2021) |
| Filing 6 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 10/29/2021. Initial Case Management Conference set for 11/5/2021 02:00 PM in San Francisco, Courtroom F, 15th Floor. (hdjS, COURT STAFF) (Filed on 8/5/2021) |
| Filing 5 Case assigned to Magistrate Judge Joseph C. Spero. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 8/19/2021. (asS, COURT STAFF) (Filed on 8/5/2021) |
| Filing 4 CERTIFICATE of Counsel re #1 Complaint,, by Pavithra Rajesh on behalf of Hariram Shankar (Rajesh, Pavithra) (Filed on 8/4/2021) |
| Filing 3 Certificate of Interested Entities by Hariram Shankar re #1 Complaint,, (Rajesh, Pavithra) (Filed on 8/4/2021) |
| Filing 2 Proposed Summons. (Rajesh, Pavithra) (Filed on 8/4/2021) |
| Filing 1 COMPLAINT against BofA Securities, Inc., Steven Chu, Cowen and Company, LLC, Jay T. Flatley, Goldman Sachs & Co. LLC, Christine M. Gorjanc, Josh Hoffman, J.P. Morgan Securities LLC, Lazard Freres & Co. LLC, Travis Murdoch, Matthew A. Ocko, Sandra E. Peterson, Zach Serber, Rohit Sharma, Enakshi Singh, UBS Securities LLC, Zymergen Inc. ( Filing fee $ 402, receipt number 0971-16251699.). Filed byHariram Shankar. (Attachments: #1 Civil Cover Sheet)(Rajesh, Pavithra) (Filed on 8/4/2021) |
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