Stein v. JMP Group LLC et al
Plaintiff: Shiva Stein
Defendant: JMP Group LLC, Joseph A. Jolson, Craig R. Johnson, Carter D. Mack, Mark L. Lehman, Kenneth M. Karmin, Glenn H. Tongue, H. Mark Lunenberg, Jonathan M. Orszag and Staci Slaughter
Case Number: 3:2021cv07877
Filed: October 7, 2021
Court: US District Court for the Northern District of California
Presiding Judge: Thomas S Hixson
Nature of Suit: Securities/Commodities
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on October 7, 2021. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 7, 2021 Filing 4 Case assigned to Magistrate Judge Thomas S. Hixson. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 10/21/2021. (mbcS, COURT STAFF) (Filed on 10/7/2021)
October 7, 2021 Filing 3 Certificate of Interested Entities by Shiva Stein (Byrd, Rachele) (Filed on 10/7/2021)
October 7, 2021 Filing 2 Proposed Summons. (Byrd, Rachele) (Filed on 10/7/2021)
October 7, 2021 Filing 1 COMPLAINT For Violations Of Sections 14(a) And 20(a) Of The Securities Exchange Act of 1934 against All Defendants ( Filing fee $ 402, receipt number 0971-16475529.). Filed byShiva Stein. (Attachments: #1 Civil Cover Sheet)(Byrd, Rachele) (Filed on 10/7/2021)

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Search for this case: Stein v. JMP Group LLC et al
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Plaintiff: Shiva Stein
Represented By: Rachele R. Byrd
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Defendant: JMP Group LLC
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Defendant: Joseph A. Jolson
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Defendant: Craig R. Johnson
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Defendant: Carter D. Mack
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Defendant: Mark L. Lehman
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Defendant: Kenneth M. Karmin
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Defendant: Glenn H. Tongue
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Defendant: H. Mark Lunenberg
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Defendant: Jonathan M. Orszag
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Defendant: Staci Slaughter
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