Stein v. JMP Group LLC et al
| Shiva Stein |
| JMP Group LLC, Joseph A. Jolson, Craig R. Johnson, Carter D. Mack, Mark L. Lehman, Kenneth M. Karmin, Glenn H. Tongue, H. Mark Lunenberg, Jonathan M. Orszag and Staci Slaughter |
| 3:2021cv07877 |
| October 7, 2021 |
| US District Court for the Northern District of California |
| Vince Chhabria |
| Thomas S Hixson |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on November 15, 2021. A more recent docket listing may be available from PACER.
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| Filing 11 NOTICE of Voluntary Dismissal by Shiva Stein (Byrd, Rachele) (Filed on 11/15/2021) |
| Filing 10 REASSIGNED CASE - NOTICE OF NEW HEARING DATE: You are notified that the Court has scheduled an Initial Case Management Conference before Judge Vince Chhabria upon reassignment. For a copy of Judge Chhabria's Standing Order and other information, please refer to the Court's website at www.cand.uscourts.gov. Case Management Statement due by 1/5/2022. Initial Case Management Conference set for 1/12/2022 at 01:00 PM byVideoconference Only. This proceeding will be held via a Zoom webinar.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand.uscourts.gov/vc Court Appearances: Advanced notice is required of counsel or parties who wish to be identified by the court as making an appearance or will be participating in the argument at the hearing. A list of names and emails must be sent to the CRD at vccrd@cand.uscourts.gov no later than Friday, January 7th, 2022, by no later than 10:00AM.General Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/. (This is a text-only entry generated by the court. There is no document associated with this entry.). (bxsS, COURT STAFF) (Filed on 10/22/2021) |
Filing 9
ORDER REASSIGNING CASE. Case reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge Vince Chhabria for all further proceedings. Magistrate Judge Thomas S. Hixson no longer assigned to case, Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras.. Signed by Clerk on 10/21/2021. (Attachments: #1 Notice of Eligibility for Video Recording)(mbcS, COURT STAFF) (Filed on 10/22/2021)
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| Filing 8 CLERK'S NOTICE OF IMPENDING REASSIGNMENT TO A U.S. DISTRICT COURT JUDGE: The Clerk of this Court will now randomly reassign this case to a District Judge because either (1) a party has not consented to the jurisdiction of a Magistrate Judge, or (2) time is of the essence in deciding a pending judicial action for which the necessary consents to Magistrate Judge jurisdiction have not been secured. You will be informed by separate notice of the district judge to whom this case is reassigned. ALL HEARING DATES PRESENTLY SCHEDULED BEFORE THE CURRENT MAGISTRATE JUDGE ARE VACATED AND SHOULD BE RE-NOTICED FOR HEARING BEFORE THE JUDGE TO WHOM THIS CASE IS REASSIGNED. This is a text only docket entry; there is no document associated with this notice. (rmm2S, COURT STAFF) (Filed on 10/21/2021) |
| Filing 7 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Shiva Stein.. (Byrd, Rachele) (Filed on 10/21/2021) |
| Filing 6 Summons Issued as to JMP Group LLC, Craig R. Johnson, Joseph A. Jolson, Kenneth M. Karmin, Mark L. Lehman, H. Mark Lunenberg, Carter D. Mack, Jonathan M. Orszag, Staci Slaughter, Glenn H. Tongue. (gbaS, COURT STAFF) (Filed on 10/8/2021) |
| Filing 5 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 12/30/2021. Initial Case Management Conference set for 1/6/2022 10:00 AM in San Francisco, Courtroom G, 15th Floor. (gbaS, COURT STAFF) (Filed on 10/8/2021) |
| Filing 4 Case assigned to Magistrate Judge Thomas S. Hixson. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 10/21/2021. (mbcS, COURT STAFF) (Filed on 10/7/2021) |
| Filing 3 Certificate of Interested Entities by Shiva Stein (Byrd, Rachele) (Filed on 10/7/2021) |
| Filing 2 Proposed Summons. (Byrd, Rachele) (Filed on 10/7/2021) |
| Filing 1 COMPLAINT For Violations Of Sections 14(a) And 20(a) Of The Securities Exchange Act of 1934 against All Defendants ( Filing fee $ 402, receipt number 0971-16475529.). Filed byShiva Stein. (Attachments: #1 Civil Cover Sheet)(Byrd, Rachele) (Filed on 10/7/2021) |
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