Golubowski v. Robinhood Markets, Inc. et al
| Philip Golubowski |
| Robinhood Markets, Inc., Vladimir Tenev, Jason Warnick, Baiju Bhatt, Jan Hammer, Paula Loop, Jonathan Rubenstein, Scott Sandell, Robert Zoellick, Goldman Sachs & Co. LLC, J. P. Morgan Securities LLC, Barclays Capital Inc., Wells Fargo Securities, LLC, Mizuho Securities USA LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Piper Sandler & Co., Rosenblatt Securities Inc., BMO Capital Markets Corp., BTIG, LLC, Santander Investment Securities Inc., Academy Securities, Inc., Loop Capital Markets LLC, Samuel A. Ramirez & Company, Inc. and Siebert Williams Shank & Co., LLC |
| Felix Maechler, Leroy Doug Altman, Josh Raborn, Haim Ronan, Igor Tanas, Vinod Sodha and Amee Sodha |
| 3:2021cv09767 |
| December 17, 2021 |
| US District Court for the Northern District of California |
| Edward M Chen |
| Securities/Commodities |
| 15 U.S.C. § 77 Securities Fraud |
| Plaintiff |
Docket Report
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| Filing 91 TRANSCRIPT ORDER for proceedings held on 01/26/2023 before Judge Edward M Chen by Amee Sodha, Vinod Sodha, for Court Reporter not listed - San Francisco. (Clark-Weintraub, Deborah) (Filed on 2/13/2023) |
Filing 90
ORDER by Judge Edward M. Chen Granting #78 Defendants' Motion to Dismiss With Leave to Amend. (emcsec, COURT STAFF) (Filed on 2/10/2023)
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| Filing 89 Transcript of Proceedings held on 01/26/23, before Judge Edward Chen. Court Reporter/Transcriber Echo Reporting, Inc., telephone number echoreporting@yahoo.com. Tape Number: FTR 3:09 - 4:18. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re #88 Transcript Order ) Redaction Request due 2/28/2023. Redacted Transcript Deadline set for 3/10/2023. Release of Transcript Restriction set for 5/8/2023. (Related documents(s) #88 ) (Jauregui, Tara) (Filed on 2/7/2023) |
| Filing 88 TRANSCRIPT ORDER for proceedings held on 1/26/2023--FTR before Judge Edward M Chen by Robinhood Markets, Inc., for Court Reporter not listed - San Francisco. (Orsini, Kevin) (Filed on 2/6/2023) |
| Filing 87 Minute Entry for proceedings held before Judge Edward M Chen: Motion Hearing held on 1/26/2023 re #78 MOTION to Dismiss Amended Class Action Complaint. Digital Recording Time: 3:09-4:18. (vla, COURT STAFF) (Date Filed: 1/26/2023) Modified on 2/6/2023: Matter transcribed by Tara Jauregui (ECHO Reporting). (rjd, COURT STAFF). |
| Filing 86 CLERK'S NOTICE SETTING ZOOM HEARING RE #78 MOTION to Dismiss Amended Class Action Complaint. Motion Hearing set for 1/26/2023 at 01:30 PM by Videoconference Only before Judge Edward M Chen. This proceeding will be held via a Zoom webinar.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand.uscourts.gov/emcGeneral Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/. (This is a text-only entry generated by the court. There is no document associated with th is entry.)(bxs, COURT STAFF) (Filed on 11/17/2022) |
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Filing 85
Order by Judge Edward M Chen granting #84 Plaintiffs Unopposed Administrative Motion to Reschedule Motion to Dismiss Hearing Date. (bxs, COURT STAFF) (Filed on 11/17/2022)
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| Filing 84 MOTION to Continue , Lead Plaintiffs Unopposed Administrative Motion to Reschedule Motion to Dismiss Hearing Date filed by Amee Sodha, Vinod Sodha. (Laughlin, Thomas) (Filed on 11/17/2022) |
| Filing 83 REPLY (re #78 MOTION to Dismiss Amended Class Action Complaint ) filed by Academy Securities, Inc., BMO Capital Markets Corp., BTIG, LLC, Barclays Capital Inc., Baiju Bhatt, Goldman Sachs & Co. LLC, Jan Hammer, J. P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Paula Loop, Loop Capital Markets LLC, Mizuho Securities USA LLC, Piper Sandler & Co., Robinhood Markets, Inc., Rosenblatt Securities Inc., Jonathan Rubenstein, Samuel A. Ramirez & Company, Inc., Scott Sandell, Santander Investment Securities Inc., Siebert Williams Shank & Co., LLC, Vladimir Tenev, Jason Warnick, Wells Fargo Securities, LLC, Robert Zoellick. (Attachments: #1 Exhibit A) (Conrad, Mark) (Filed on 11/14/2022) Modified on 11/16/2022 (kmg, COURT STAFF). |
| Filing 82 CLERK'S NOTICE SETTING ZOOM HEARING AND CONTINUING MOTION HEARING. Motion Hearing as to #78 MOTION to Dismiss Amended Class Action Complaint reset from 12/8/22 to 1/5/2023 at 1:30 PM in San Francisco, - Videoconference Only before Judge Edward M Chen. This proceeding will be held via a Zoom webinar. ALL COUNSEL PARTICIPATING IN THE HEARING ARE REQUIRED TO LOG IN TO ZOOM NO LATER THAN 1:20 PM.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand.uscourts.gov/emcGeneral Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/. (This is a text-only entry generated by the court. There is no document associated with this entry.)(vla, COURT STAFF) (Filed on 10/25/2022) |
| Filing 81 OPPOSITION/RESPONSE (re #78 MOTION to Dismiss Amended Class Action Complaint ) filed byAmee Sodha, Vinod Sodha. (Attachments: #1 Declaration of Thomas L. Laughlin In Support of Opposition to Motion to Dismiss, #2 Exhibit A)(Laughlin, Thomas) (Filed on 10/14/2022) |
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Filing 80
Order. Signed 10/6/2022 by Judge Edward M Chen granting #79 Stipulation on MTD Briefing.(klh, COURT STAFF) (Filed on 10/6/2022)
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| See Order #80 Set/Reset Deadlines as to #78 MOTION to Dismiss Amended Class Action Complaint. Responses due by 10/14/2022. Replies due by 11/14/2022. (klh, COURT STAFF) (Filed on 10/6/2022) |
| Filing 79 STIPULATION WITH PROPOSED ORDER Re Motion to Dismiss Briefing filed by Amee Sodha, Vinod Sodha. (Jasnoch, John) (Filed on 9/29/2022) |
| Filing 78 MOTION to Dismiss Amended Class Action Complaint filed by Academy Securities, Inc., BMO Capital Markets Corp., BTIG, LLC, Barclays Capital Inc., Baiju Bhatt, Goldman Sachs & Co. LLC, Jan Hammer, J. P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Paula Loop, Loop Capital Markets LLC, Mizuho Securities USA LLC, Piper Sandler & Co., Robinhood Markets, Inc., Rosenblatt Securities Inc., Jonathan Rubenstein, Samuel A. Ramirez & Company, Inc., Scott Sandell, Santander Investment Securities Inc., Siebert Williams Shank & Co., LLC, Vladimir Tenev, Jason Warnick, Wells Fargo Securities, LLC, Robert Zoellick. Motion Hearing set for 12/8/2022 01:30 PM in San Francisco, - Videoconference Only before Judge Edward M Chen. Responses due by 10/7/2022. Replies due by 11/7/2022. (Attachments: #1 Declaration of Kevin J. Orsini, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6, #8 Proposed Order Granting Defendants' Motion to Dismiss)(Kim, Elizabeth) (Filed on 8/18/2022) |
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Filing 77
Order by Judge Edward M Chen GRANTING #76 Motion for Pro Hac Vice as to Jennifer M. Keighley.(vla, COURT STAFF) (Filed on 8/18/2022)
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| Filing 76 MOTION for leave to appear in Pro Hac Vice of Jennifer Keighley ( Filing fee $ 317, receipt number ACANDC-17447036.) filed by Academy Securities, Inc., BMO Capital Markets Corp., BTIG, LLC, Barclays Capital Inc., Goldman Sachs & Co. LLC, J. P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Loop Capital Markets LLC, Mizuho Securities USA LLC, Piper Sandler & Co., Rosenblatt Securities Inc., Samuel A. Ramirez & Company, Inc., Santander Investment Securities Inc., Siebert Williams Shank & Co., LLC, Wells Fargo Securities, LLC. (Keighley, Jennifer) (Filed on 8/16/2022) |
| Filing 75 AMENDED COMPLAINT against Academy Securities, Inc., BMO Capital Markets Corp., BTIG, LLC, Barclays Capital Inc., Baiju Bhatt, Goldman Sachs & Co. LLC, Jan Hammer, J. P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Paula Loop, Loop Capital Markets LLC, Mizuho Securities USA LLC, Piper Sandler & Co., Robinhood Markets, Inc., Rosenblatt Securities Inc., Jonathan Rubenstein, Samuel A. Ramirez & Company, Inc., Scott Sandell, Santander Investment Securities Inc., Siebert Williams Shank & Co., LLC, Vladimir Tenev, Jason Warnick, Wells Fargo Securities, LLC, Robert Zoellick. Filed byVinod Sodha, Amee Sodha. (Laughlin, Thomas) (Filed on 6/20/2022) |
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Filing 74
Order by Judge Edward M Chen Granting #73 SECOND STIPULATION RE FIRST AMENDED COMPLAINT & MOTION TO DISMISS BRIEFING.(vla, COURT STAFF) (Filed on 6/3/2022)
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| Filing 73 STIPULATION WITH PROPOSED ORDER re First Amended Complaint and Motion to Dismiss Briefing filed by Amee Sodha, Vinod Sodha. (Jasnoch, John) (Filed on 6/2/2022) |
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Filing 72
ORDER by Judge Edward M. Chen granting #71 Motion for Pro Hac Vice as to Darrell S. Cafasso. (lrc, COURT STAFF) (Filed on 5/10/2022)
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| Filing 71 MOTION for leave to appear in Pro Hac Vice of Darrell S. Cafasso ( Filing fee $ 317, receipt number ACANDC-17158469.) filed by Academy Securities, Inc., BMO Capital Markets Corp., BTIG, LLC, Barclays Capital Inc., Goldman Sachs & Co. LLC, J. P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Loop Capital Markets LLC, Mizuho Securities USA LLC, Piper Sandler & Co., Rosenblatt Securities Inc., Samuel A. Ramirez & Company, Inc., Santander Investment Securities Inc., Siebert Williams Shank & Co., LLC, Wells Fargo Securities, LLC. (Cafasso, Darrell) (Filed on 5/9/2022) |
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Filing 69
ORDER by Judge Edward M. Chen Granting #67 Motion for Pro Hac Vice as to Deborah Clark-Weintraub.(cl, COURT STAFF) (Filed on 4/22/2022)
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Filing 68
ORDER by Judge Edward M. Chen Granting #66 Motion for Pro Hac Vice as to Jeffrey P. Jacobson. (cl, COURT STAFF) (Filed on 4/22/2022)
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| Filing 67 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17111022.) filed by Amee Sodha, Vinod Sodha. (Attachments: #1 Certificate of Good Standing)(Clark-Weintraub, Deborah) (Filed on 4/22/2022) |
| Filing 66 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17110731.) filed by Amee Sodha, Vinod Sodha. (Attachments: #1 Certificate of Good Standing)(Jacobson, Jeffrey) (Filed on 4/22/2022) |
| Filing 65 STIPULATION WITH PROPOSED ORDER re First Amended Complaint, Motion to Dismiss, and Case Management Conference filed by Baiju Bhatt, Jan Hammer, Paula Loop, Robinhood Markets, Inc., Jonathan Rubenstein, Scott Sandell, Vladimir Tenev, Jason Warnick, Robert Zoellick. (Conrad, Mark) (Filed on 4/19/2022) Modified on 4/21/2022 (gba, COURT STAFF). |
| Filing 64 Certificate of Interested Entities by Academy Securities, Inc., BMO Capital Markets Corp., BTIG, LLC, Barclays Capital Inc., Goldman Sachs & Co. LLC, J. P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Loop Capital Markets LLC, Mizuho Securities USA LLC, Piper Sandler & Co., Rosenblatt Securities Inc., Samuel A. Ramirez & Company, Inc., Santander Investment Securities Inc., Siebert Williams Shank & Co., LLC, Wells Fargo Securities, LLC (Kramer, James) (Filed on 4/6/2022) |
| Filing 70 Minute Entry for proceedings held before Judge Edward M. Chen: Motion Hearing held on 3/24/2022 as to #32 MOTION to Appoint Lead Plaintiff and Lead Counsel ; #37 MOTION to Appoint Lead Plaintiff and Lead Counsel ; #40 MOTION to Appoint Lead Plaintiff and Lead Counsel ; #44 MOTION to Appoint Lead Plaintiff and Lead Counsel and #45 MOTION to Appoint Lead Plaintiff and Lead Counsel Court Denies #32 , #37 , #40 , and #44 and Grants #45 . Total Time in Court: 15 Minutes. Court Reporter: Crystal Hicks. (vla, COURT STAFF) (Date Filed: 3/24/2022) |
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Filing 63
Order by Judge Edward M. Chen Granting #61 Motion for Pro Hac Vice s to Joseph Alexander Hood II.(vla, COURT STAFF) (Filed on 3/24/2022)
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| Filing 62 CLERK'S NOTICE SETTING ZOOM HEARING. Motion hearing as to #32 MOTION to Appoint Lead Plaintiff and Lead Counsel , #37 MOTION to Appoint Lead Plaintiff and Lead Counsel , #40 MOTION to Appoint Lead Plaintiff and Lead Counsel , #44 MOTION to Appoint Lead Plaintiff and Lead Counsel , #45 MOTION to Appoint Lead Plaintiff and Lead Counsel Motion Hearing set for 3/24/2022 01:30 PM in San Francisco, - Videoconference Only before Judge Edward M. Chen. This proceeding will be held via a Zoom webinar.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand .uscourts.gov/emcGeneral Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/. (This is a text-only entry generated by t he court. There is no document associated with this entry.)(vla, COURT STAFF) (Filed on 3/24/2022) |
| Filing 61 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16980596.) filed by Haim Ronan, Igor Tanas. (Hood, J) (Filed on 3/10/2022) |
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Filing 60
Order by Judge Edward M. Chen Granting #54 STIPULATION RE CASE MANAGEMENT CONFERENCE.(vla, COURT STAFF) (Filed on 3/9/2022)
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| Filing 59 REPLY (re #45 MOTION to Appoint Lead Plaintiff and Lead Counsel ) Reply by Dr. Vinod Sodha and Dr. Amee Sodha In Further Support of Their Motion for (1) Appointment as Co-Lead Plaintiffs; and (2) Approval of Selection of Lead Counsel filed byAmee Sodha, Vinod Sodha. (Laughlin, Thomas) (Filed on 3/8/2022) |
| Filing 58 REPLY (re #44 MOTION to Appoint Lead Plaintiff and Lead Counsel Notice of Motion and Motion of Haim Ronan and Igor Tanas for Appointment as Co-Lead Plaintiffs and Approval of Lead Counsel; Memorandum of Points and Authorities in Support, #45 MOTION to Appoint Lead Plaintiff and Lead Counsel ) - Reply Memorandum of Points and Authorities: (1) In Further Support of Motion of Haim Ronan and Igor Tanas for Appointment as Lead Plaintiffs and Approval of Lead Counsel; and (2) In Opposition to Competing Motion filed byHaim Ronan, Igor Tanas. (Pafiti, Jennifer) (Filed on 3/8/2022) |
| Filing 57 OPPOSITION/RESPONSE (re #45 MOTION to Appoint Lead Plaintiff and Lead Counsel , #40 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byHaim Ronan, Igor Tanas. (Pafiti, Jennifer) (Filed on 3/1/2022) |
| Filing 56 OPPOSITION/RESPONSE (re #37 MOTION to Appoint Lead Plaintiff and Lead Counsel , #44 MOTION to Appoint Lead Plaintiff and Lead Counsel Notice of Motion and Motion of Haim Ronan and Igor Tanas for Appointment as Co-Lead Plaintiffs and Approval of Lead Counsel; Memorandum of Points and Authorities in Support, #32 MOTION to Appoint Lead Plaintiff and Lead Counsel , #40 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byAmee Sodha, Vinod Sodha. (Laughlin, Thomas) (Filed on 3/1/2022) |
| Filing 55 Statement of Non-Opposition re #40 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byJosh Raborn. (Related document(s) #40 ) (Linehan, Charles) (Filed on 3/1/2022) |
| Filing 54 STIPULATION WITH PROPOSED ORDER re Case Management Conference filed by Baiju Bhatt, Jan Hammer, Paula Loop, Robinhood Markets, Inc., Jonathan Rubenstein, Scott Sandell, Vladimir Tenev, Jason Warnick, Robert Zoellick. (Conrad, Mark) (Filed on 3/1/2022) |
| Filing 53 NOTICE of Non-Opposition to Competing Lead Plaintiff Motions re #37 MOTION to Appoint Lead Plaintiff and Lead Counsel by Leroy Doug Altman (Apton, Adam) (Filed on 3/1/2022) Modified on 3/7/2022 (gba, COURT STAFF). |
| Filing 52 Statement of Non-Opposition to Competing Lead Plaintiff Motions filed byFelix Maechler. (Middleton, Brett) (Filed on 2/24/2022) |
| Filing 51 Proposed Order re #44 MOTION to Appoint Lead Plaintiff and Lead Counsel; Memorandum of Points and Authorities in Support by Haim Ronan, Igor Tanas. (Pafiti, Jennifer) (Filed on 2/16/2022) Modified on 2/16/2022 (gba, COURT STAFF). |
| Filing 50 Certificate of Interested Entities by Haim Ronan, Igor Tanas re #44 MOTION to Appoint Lead Plaintiff and Lead Counsel; Memorandum of Points and Authorities in Support (Pafiti, Jennifer) (Filed on 2/15/2022) Modified on 2/16/2022 (gba, COURT STAFF). |
| Filing 49 CERTIFICATE of Counsel by Jennifer Pafiti on behalf of Haim Ronan, Igor Tanas (Pafiti, Jennifer) (Filed on 2/15/2022) |
| Filing 48 CERTIFICATE of Counsel re #45 MOTION to Appoint Lead Plaintiff and Lead Counsel per Local Rule 3-15 by Thomas L Laughlin, IV on behalf of Amee Sodha, Vinod Sodha (Laughlin, Thomas) (Filed on 2/15/2022) |
| Filing 47 Declaration of Jennifer Pafiti in Support of #44 MOTION to Appoint Lead Plaintiff and Lead Counsel Notice of Motion and Motion of Haim Ronan and Igor Tanas for Appointment as Co-Lead Plaintiffs and Approval of Lead Counsel; Memorandum of Points and Authorities in Support Declaration of Jennifer Pafiti, Esq. in Support of Motion of Haim Ronan and Igor Tanas for Appointment as Co-Lead Plaintiffs and Approval of Lead Counsel filed byHaim Ronan, Igor Tanas. (Attachments: #1 Exhibit A - Damages Analysis, #2 Exhibit B - PSLRA Notice, #3 Exhibit C - Certification and Schedule A, #4 Exhibit D - Joint Declaration, #5 Exhibit E - Firm Resume)(Related document(s) #44 ) (Pafiti, Jennifer) (Filed on 2/15/2022) |
| Filing 46 CERTIFICATE of Counsel re #45 MOTION to Appoint Lead Plaintiff and Lead Counsel per Local Rule 3-7d by Thomas L Laughlin, IV on behalf of Amee Sodha, Vinod Sodha (Laughlin, Thomas) (Filed on 2/15/2022) |
| Filing 45 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Vinod Sodha, Amee Sodha. Motion Hearing set for 3/24/2022 01:30 PM in San Francisco, Courtroom 05, 17th Floor before Judge Edward M. Chen. Responses due by 3/1/2022. Replies due by 3/8/2022. (Attachments: #1 Declaration of Thomas L. Laughlin IV In Support of Co-Lead Plaintiff Motion, #2 Exhibit A - PSLRA Notice, #3 Exhibit B - PSLRA Certification, #4 Exhibit C - Joint Declaration of Movants, #5 Exhibit D - Movants' Loss Chart, #6 Exhibit E - Scott+Scott Firm Rsum, #7 Proposed Order Proposed Order)(Laughlin, Thomas) (Filed on 2/15/2022) |
| Filing 44 MOTION to Appoint Lead Plaintiff and Lead Counsel Notice of Motion and Motion of Haim Ronan and Igor Tanas for Appointment as Co-Lead Plaintiffs and Approval of Lead Counsel; Memorandum of Points and Authorities in Support filed by Haim Ronan, Igor Tanas. Motion Hearing set for 3/24/2022 01:30 PM in San Francisco, Courtroom 05, 17th Floor before Judge Edward M. Chen. Responses due by 3/1/2022. Replies due by 3/8/2022. (Attachments: #1 Proposed Order)(Pafiti, Jennifer) (Filed on 2/15/2022) |
| Filing 43 CERTIFICATE of Counsel by Charles Henry Linehan on behalf of Josh Raborn (Linehan, Charles) (Filed on 2/15/2022) |
| Filing 42 Certificate of Interested Entities by Josh Raborn (Linehan, Charles) (Filed on 2/15/2022) |
| Filing 41 Declaration of Charles H. Linehan in Support of #40 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byJosh Raborn. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Certification, #3 Exhibit C - Loss Chart, #4 Exhibit D - GPM Firm Resume)(Related document(s) #40 ) (Linehan, Charles) (Filed on 2/15/2022) |
| Filing 40 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Josh Raborn. Motion Hearing set for 3/24/2022 01:30 PM in San Francisco, Courtroom 05, 17th Floor before Judge Edward M. Chen. Responses due by 3/1/2022. Replies due by 3/8/2022. (Attachments: #1 Proposed Order)(Linehan, Charles) (Filed on 2/15/2022) |
| Filing 39 Certificate of Interested Entities by Leroy Doug Altman re #37 MOTION to Appoint Lead Plaintiff and Lead Counsel (Apton, Adam) (Filed on 2/15/2022) |
| Filing 38 CERTIFICATE of Counsel re #37 MOTION to Appoint Lead Plaintiff and Lead Counsel by Adam Marc Apton on behalf of Leroy Doug Altman (Apton, Adam) (Filed on 2/15/2022) |
| Filing 37 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Leroy Doug Altman. Motion Hearing set for 3/24/2022 01:30 PM in San Francisco, Courtroom 05, 17th Floor before Judge Edward M. Chen. Responses due by 3/1/2022. Replies due by 3/8/2022. (Attachments: #1 Declaration of Adam M. Apton, #2 Exhibit A - PSLRA Certification, #3 Exhibit B - Loss Chart, #4 Exhibit C - PSLRA Notice, #5 Exhibit D - Altman Decl., #6 Exhibit E - LK Resume, #7 Proposed Order)(Apton, Adam) (Filed on 2/15/2022) |
| Filing 36 CERTIFICATE of Counsel of Brett M. Middleton by Brett M. Middleton on behalf of Felix Maechler (Middleton, Brett) (Filed on 2/15/2022) |
| Filing 35 CERTIFICATE of Counsel of Frank J. Johnson by Brett M. Middleton on behalf of Felix Maechler (Middleton, Brett) (Filed on 2/15/2022) |
| Filing 34 Certificate of Interested Entities by Felix Maechler re #32 MOTION to Appoint Lead Plaintiff and Lead Counsel (Middleton, Brett) (Filed on 2/15/2022) |
| Filing 33 Declaration of Brett M. Middleton in Support of #32 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byFelix Maechler. (Attachments: #1 Exhibit A - PLSRA Press Release, #2 Exhibit B - F. Maechler LP Certification, #3 Exhibit C - Felix Maechler - Robinhood (HOOD) Loss Chart, #4 Exhibit D - LP Declaration - F. Maechler, #5 Exhibit E - JF Firm Resume) (Related document(s) #32 ) (Middleton, Brett) (Filed on 2/15/2022) Modified on 2/16/2022 (gba, COURT STAFF). |
| Filing 32 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Felix Maechler. Motion Hearing set for 3/24/2022 01:30 PM in San Francisco, Courtroom 05, 17th Floor before Judge Edward M. Chen. Responses due by 3/1/2022. Replies due by 3/8/2022. (Attachments: #1 Proposed Order)(Middleton, Brett) (Filed on 2/15/2022) |
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Filing 31
Order by Judge Edward M. Chen granting #25 Motion for Pro Hac Vice.(vla, COURT STAFF) (Filed on 1/20/2022)
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Filing 30
Order by Judge Edward M. Chen granting #24 Motion for Pro Hac Vice.(vla, COURT STAFF) (Filed on 1/20/2022)
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Filing 29
Order by Judge Edward M. Chen granting #23 Motion for Pro Hac Vice.(vla, COURT STAFF) (Filed on 1/20/2022)
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| Filing 28 Rule 7.1 Disclosures by Robinhood Markets, Inc. (Conrad, Mark) (Filed on 1/20/2022) |
| Filing 27 NOTICE of Appearance by Elizabeth Ann Kim (Kim, Elizabeth) (Filed on 1/20/2022) |
| Filing 26 NOTICE of Appearance by Mark R. Conrad (Conrad, Mark) (Filed on 1/20/2022) |
| Filing 25 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16821672.) filed by Baiju Bhatt, Jan Hammer, Paula Loop, Robinhood Markets, Inc., Jonathan Rubenstein, Scott Sandell, Vladimir Tenev, Jason Warnick, Robert Zoellick. (Attachments: #1 Certificate of Good Standing)(Orsini, Kevin) (Filed on 1/20/2022) |
| Filing 24 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16821600.) filed by Baiju Bhatt, Jan Hammer, Paula Loop, Robinhood Markets, Inc., Jonathan Rubenstein, Scott Sandell, Vladimir Tenev, Jason Warnick, Robert Zoellick. (Attachments: #1 Certificate of Good Standing)(Sukiennik, Brittany) (Filed on 1/20/2022) |
| Filing 23 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16821400.) Filing fee previously paid on 1/20/2022 filed by Baiju Bhatt, Jan Hammer, Paula Loop, Robinhood Markets, Inc., Jonathan Rubenstein, Scott Sandell, Vladimir Tenev, Jason Warnick, Robert Zoellick. (Attachments: #1 Certificate of Good Standing)(Ryan, Antony) (Filed on 1/20/2022) |
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Filing 22
ORDER by Judge Edward M. Chen granting #21 STIPULATION CONTINUING DATE UPON WHICH RESPONSIVE PLEADING IS DUE. (tmi, COURT STAFF) (Filed on 1/18/2022)
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| Filing 21 STIPULATION WITH PROPOSED ORDER CONTINUING DATE UPON WHICH RESPONSIVE PLEADING IS DUE filed by Academy Securities, Inc., BMO Capital Markets Corp., BTIG, LLC, Barclays Capital Inc., Goldman Sachs & Co. LLC, J. P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Loop Capital Markets LLC, Mizuho Securities USA LLC, Piper Sandler & Co., Rosenblatt Securities Inc., Samuel A. Ramirez & Company, Inc., Santander Investment Securities Inc., Siebert Williams Shank & Co., LLC, Wells Fargo Securities, LLC. (Talarides, Alexander) (Filed on 1/14/2022) |
| Filing 20 NOTICE of Appearance by Alexander K. Talarides for Defendants Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Barclays Capital Inc., Wells Fargo Securities, LLC, Mizuho Securities USA LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Piper Sandler & Co., Rosenblatt Securities Inc., BMO Capital Markets Corp., BTIG, LLC, Santander Investment Securities Inc., Academy Securities, Inc., Loop Capital Markets LLC, Samuel A. Ramirez & Company, Inc., and Siebert Williams Shank & Co., LLC (Talarides, Alexander) (Filed on 1/14/2022) |
| Filing 19 NOTICE of Appearance by James Neil Kramer for Defendants Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Barclays Capital Inc., Wells Fargo Securities, LLC, Mizuho Securities USA LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Piper Sandler & Co., Rosenblatt Securities Inc., BMO Capital Markets Corp., BTIG, LLC, Santander Investment Securities Inc., Academy Securities, Inc., Loop Capital Markets LLC, Samuel A. Ramirez & Company, Inc., and Siebert Williams Shank & Co., LLC (Kramer, James) (Filed on 1/14/2022) |
| Filing 18 SUMMONS Returned Executed by Philip Golubowski. Wells Fargo Securities, LLC served on 12/29/2021, answer due 1/19/2022. (Jasnoch, John) (Filed on 1/10/2022) |
| Filing 17 SUMMONS Returned Executed by Philip Golubowski. Rosenblatt Securities Inc. served on 12/30/2021, answer due 1/20/2022. (Jasnoch, John) (Filed on 1/10/2022) |
| Filing 16 SUMMONS Returned Executed by Philip Golubowski. Piper Sandler & Co. served on 12/29/2021, answer due 1/19/2022. (Jasnoch, John) (Filed on 1/10/2022) |
| Filing 15 SUMMONS Returned Executed by Philip Golubowski. Mizuho Securities USA LLC served on 12/29/2021, answer due 1/19/2022. (Jasnoch, John) (Filed on 1/10/2022) |
| Filing 14 SUMMONS Returned Executed by Philip Golubowski. KeyBanc Capital Markets Inc. served on 12/29/2021, answer due 1/19/2022. (Jasnoch, John) (Filed on 1/10/2022) |
| Filing 13 SUMMONS Returned Executed by Philip Golubowski. J. P. Morgan Securities LLC served on 12/29/2021, answer due 1/19/2022. (Jasnoch, John) (Filed on 1/10/2022) |
| Filing 12 SUMMONS Returned Executed by Philip Golubowski. JMP Securities LLC served on 1/4/2022, answer due 1/25/2022. (Jasnoch, John) (Filed on 1/10/2022) |
| Filing 11 SUMMONS Returned Executed by Philip Golubowski. Goldman Sachs & Co. LLC served on 12/29/2021, answer due 1/19/2022. (Jasnoch, John) (Filed on 1/10/2022) |
| Filing 10 SUMMONS Returned Executed by Philip Golubowski. Barclays Capital Inc. served on 12/29/2021, answer due 1/19/2022. (Jasnoch, John) (Filed on 1/10/2022) |
|
Filing 9
ORDER by Judge Edward M. Chen granting #5 Motion for Pro Hac Vice. (afm, COURT STAFF) (Filed on 12/22/2021)
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| Filing 8 Summons Issued as to Academy Securities, Inc., BMO Capital Markets Corp., BTIG, LLC, Barclays Capital Inc., Baiju Bhatt, Goldman Sachs & Co. LLC, Jan Hammer, J. P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Paula Loop, Loop Capital Markets LLC, Mizuho Securities USA LLC, Piper Sandler & Co., Robinhood Markets, Inc., Rosenblatt Securities Inc., Jonathan Rubenstein, Samuel A. Ramirez & Company, Inc., Scott Sandell, Santander Investment Securities Inc., Siebert Williams Shank & Co., LLC, Vladimir Tenev, Jason Warnick, Wells Fargo Securities, LLC, Robert Zoellick. (gba, COURT STAFF) (Filed on 12/22/2021) |
| Filing 7 Initial Case Management Scheduling Order with ADR Deadlines: Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Case Management Statement due by 3/15/2022. Initial Case Management Conference set for 3/22/2022 01:30 PM in San Francisco, Courtroom 05, 17th Floor. (Attachments: #1 Notice of Eligibility for Video Recording) (gba, COURT STAFF) (Filed on 12/22/2021) |
| Filing 6 Case assigned to Judge Edward M. Chen. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (mbc, COURT STAFF) (Filed on 12/17/2021) |
| Filing 5 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-16733052.) filed by Philip Golubowski. (Laughlin, Thomas) (Filed on 12/17/2021) |
| Filing 4 CERTIFICATE of Counsel per Local Rule 3-7d by John T. Jasnoch on behalf of Philip Golubowski (Jasnoch, John) (Filed on 12/17/2021) |
| Filing 3 Certificate of Interested Entities by Philip Golubowski (Jasnoch, John) (Filed on 12/17/2021) |
| Filing 2 Proposed Summons. (Jasnoch, John) (Filed on 12/17/2021) |
| Filing 1 CLASS ACTION COMPLAINT; Jury Trial Demanded against Academy Securities, Inc., BMO Capital Markets Corp., BTIG, LLC, Barclays Capital Inc., Baiju Bhatt, Goldman Sachs & Co. LLC, Jan Hammer, J. P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Paula Loop, Loop Capital Markets LLC, Mizuho Securities USA LLC, Piper Sandler & Co., Robinhood Markets, Inc., Rosenblatt Securities Inc., Jonathan Rubenstein, Samuel A. Ramirez & Company, Inc., Scott Sandell, Santander Investment Securities Inc., Siebert Williams Shank & Co., LLC, Vladimir Tenev, Jason Warnick, Wells Fargo Securities, LLC, Robert Zoellick (Filing fee $ 402.00, receipt number ACANDC-16732946.). Filed by Philip Golubowski. (Attachments: #1 Civil Cover Sheet) (Jasnoch, John) (Filed on 12/17/2021) Modified on 12/22/2021 (gba, COURT STAFF). |
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