Securities and Exchange Commission v. Dow Rockwell LLC et al
| Securities and Exchange Commission |
| Dow Rockwell LLC and Richard Dow Rockwell |
| 3:2022cv02069 |
| March 31, 2022 |
| US District Court for the Northern District of California |
| Vince Chhabria |
| Securities/Commodities |
| 15 U.S.C. ยง 77 Securities Fraud |
| None |
Docket Report
RSS Track this Docket
This docket was last retrieved on October 13, 2022. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 9 WAIVER OF SERVICE Returned Executed filed by Securities and Exchange Commission. Service waived by Richard Dow Rockwell waiver sent on 5/4/2022, answer due 7/5/2022. (Smyth, Bernard) (Filed on 5/20/2022) |
| Filing 8 WAIVER OF SERVICE Returned Executed filed by Securities and Exchange Commission. Service waived by Dow Rockwell LLC waiver sent on 5/4/2022, answer due 7/5/2022. (Smyth, Bernard) (Filed on 5/20/2022) |
| Filing 7 Summons Issued as to Dow Rockwell LLC, Richard Dow Rockwell. (Attachments: #1 Summons - Richard Dow Rockwell)(mcl, COURT STAFF) (Filed on 3/31/2022) |
| Filing 6 Initial Case Management Scheduling Order with ADR Deadlines: Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Case Management Statement due by 6/22/2022. Initial Case Management Conference set for 6/29/2022 01:00 PM. (Attachments: #1 Notice of Eligibility for Video Recording)(mcl, COURT STAFF) (Filed on 3/31/2022) |
| Filing 5 Case assigned to Judge Vince Chhabria. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (jlg, COURT STAFF) (Filed on 3/31/2022) |
| Filing 4 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Securities and Exchange Commission.. (Smyth, Bernard) (Filed on 3/31/2022) |
| Filing 3 Proposed Summons. (Smyth, Bernard) (Filed on 3/31/2022) |
| Filing 2 Proposed Summons. (Smyth, Bernard) (Filed on 3/31/2022) |
| Filing 1 COMPLAINT against Dow Rockwell LLC, Richard Dow Rockwell. Filed bySecurities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(Smyth, Bernard) (Filed on 3/31/2022) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the California Northern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
