Bozzini et al v. Ferguson Enterprises LLC et al
| Tera Bozzini and Adrian Gonzales |
| Ferguson Enterprises LLC, RETIREMENT PLAN COMMITTEE OF FERGUSON ENTERPRISES, LLC 401(K) RETIREMENT SAVINGS PLAN, Brundage William, Richard WINCKLER, CAPFINANCIAL PARTNERS, LLC, Ferguson Enterprises, Inc., Retirement Plan Committee of Ferguson Enterprises, LLC 401 (K) Retirement Savings Plan and CapFinancial Partners, LLC doing business as Captrust Financial Advisors |
| 3:2022cv05667 |
| September 30, 2022 |
| US District Court for the Northern District of California |
| William H Orrick |
| Labor: E.R.I.S.A. |
| 28 U.S.C. § 1001 E.R.I.S.A. |
| Plaintiff |
Docket Report
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This docket was last retrieved on November 22, 2022. A more recent docket listing may be available from PACER.
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| Filing 33 STIPULATION WITH PROPOSED ORDER Extending Time To Respond To Complaint And Setting Schedule For Briefing On Motion To Dismiss (CORRECTED) filed by CapFinancial Partners, LLC. (Ryan, Nicole) (Filed on 11/22/2022) |
Filing 32
ORDER EXTENDING TIME TO RESPOND TO THE COMPLAINT AND SETTING SCHEDULE FOR BRIEFING ON MOTIONS TO DISMISS by Judge William H. Orrick granting #31 Stipulation. (jmd, COURT STAFF) (Filed on 11/22/2022)
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| Filing 31 STIPULATION WITH PROPOSED ORDER EXTENDING TIME TO RESPOND TO THE COMPLAINT AND SETTING SCHEDULE FOR BRIEFING ON MOTIONS TO DISMISS filed by CapFinancial Partners, LLC. (Ryan, Nicole) (Filed on 11/21/2022) |
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Filing 30
Order by Judge William H. Orrick granting #26 Motion for Pro Hac Vice by Summer L. Speight. (jmd, COURT STAFF) (Filed on 11/15/2022)
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Filing 29
Order by Judge William H. Orrick granting #27 Motion for Pro Hac Vice by Heidi E. Siegmund. (jmd, COURT STAFF) (Filed on 11/15/2022)
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Filing 28
Order by Judge William H. Orrick granting #25 Motion for Pro Hac Vice by Peter N. Farley. (jmd, COURT STAFF) (Filed on 11/15/2022)
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| Filing 27 MOTION for leave to appear in Pro Hac Vice Heidi Siegmund ( Filing fee $ 317, receipt number ACANDC-17716626.) filed by Ferguson Enterprises LLC, Retirement Plan Committee of Ferguson Enterprises, LLC 401 (K) Retirement Savings Plan, Brundage William, Richard Winckler. (Attachments: #1 Certificate of Good Standing)(Siegmund, Heidi) (Filed on 11/10/2022) |
| Filing 26 MOTION for leave to appear in Pro Hac Vice Summer Speight ( Filing fee $ 317, receipt number ACANDC-17716571.) filed by Ferguson Enterprises LLC, Retirement Plan Committee of Ferguson Enterprises, LLC 401 (K) Retirement Savings Plan, Brundage William, Richard Winckler. (Attachments: #1 Certificate of Good Standing)(Speight, Summer) (Filed on 11/10/2022) |
| Filing 25 MOTION for leave to appear in Pro Hac Vice Peter Farley ( Filing fee $ 317, receipt number ACANDC-17716466.) filed by Ferguson Enterprises LLC, Retirement Plan Committee of Ferguson Enterprises, LLC 401 (K) Retirement Savings Plan, Brundage William, Richard Winckler. (Attachments: #1 Certificate of Good Standing)(Farley, Peter) (Filed on 11/10/2022) |
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Filing 24
Order by Judge William H. Orrick granting #23 Motion for Pro Hac Vice by Caroline A. Wong. (jmd, COURT STAFF) (Filed on 11/10/2022)
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| Filing 23 MOTION for leave to appear in Pro Hac Vice for Caroline A. Wong ( Filing fee $ 317, receipt number ACANDC-17712594.) filed by CapFinancial Partners, LLC. (Attachments: #1 Exhibit Certificate of Admission to the Bar of Illinois)(Wong, Caroline) (Filed on 11/9/2022) |
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Filing 22
Order by Judge William H. Orrick granting #17 Motion for Pro Hac Vice by Eric S. Mattson. (jmd, COURT STAFF) (Filed on 11/9/2022)
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Filing 21
CASE MANAGEMENT CONFERENCE ORDER: Case Management Conference set for 1/3/2023 02:00 PM via Videoconference. Case Management Statement due by 12/27/2022. Signed by Judge William H. Orrick on 11/9/2022. (jmd, COURT STAFF) (Filed on 11/9/2022)
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Filing 20
ORDER REASSIGNING CASE. Case reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge William H. Orrick for all further proceedings. Magistrate Judge Laurel Beeler no longer assigned to case, Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras.. Signed by Clerk on 11/08/2022. (Attachments: #1 Notice of Eligibility for Video Recording)(mbc, COURT STAFF) (Filed on 11/8/2022)
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| Filing 19 CLERK'S NOTICE OF IMPENDING REASSIGNMENT TO A U.S. DISTRICT COURT JUDGE: The Clerk of this Court will now randomly reassign this case to a District Judge because either (1) a party has not consented to the jurisdiction of a Magistrate Judge, or (2) time is of the essence in deciding a pending judicial action for which the necessary consents to Magistrate Judge jurisdiction have not been secured. You will be informed by separate notice of the district judge to whom this case is reassigned. ALL HEARING DATES PRESENTLY SCHEDULED BEFORE THE CURRENT MAGISTRATE JUDGE ARE VACATED AND SHOULD BE RE-NOTICED FOR HEARING BEFORE THE JUDGE TO WHOM THIS CASE IS REASSIGNED. This is a text only docket entry; there is no document associated with this notice. (ejk, COURT STAFF) (Filed on 11/8/2022) |
| Filing 18 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Ferguson Enterprises LLC, Retirement Plan Committee of Ferguson Enterprises, LLC 401 (K) Retirement Savings Plan.. (Lagunas, Natalie) (Filed on 11/8/2022) |
| Filing 17 MOTION for leave to appear in Pro Hac Vice of Eric Mattson ( Filing fee $ 317, receipt number ACANDC-17705498.) filed by CapFinancial Partners, LLC. (Attachments: #1 Supplement Certificate of Good Standing)(Mattson, Eric) (Filed on 11/7/2022) |
| Filing 16 Certificate of Interested Entities by Ferguson Enterprises LLC, Retirement Plan Committee of Ferguson Enterprises, LLC 401 (K) Retirement Savings Plan identifying Corporate Parent Ferguson plc, Corporate Parent Ferguson U.S. Holdings, Inc. for Ferguson Enterprises LLC. (Lagunas, Natalie) (Filed on 10/31/2022) |
| Filing 15 Corporate Disclosure Statement by Ferguson Enterprises LLC, Retirement Plan Committee of Ferguson Enterprises, LLC 401 (K) Retirement Savings Plan identifying Corporate Parent Ferguson plc, Corporate Parent Ferguson U.S. Holdings, Inc. for Ferguson Enterprises LLC. (Lagunas, Natalie) (Filed on 10/31/2022) |
| Filing 14 Certificate of Interested Entities by CapFinancial Partners, LLC and Corporate Disclosure (Ryan, Nicole) (Filed on 10/28/2022) |
| Filing 13 CLERK'S NOTICE Re: Consent or Declination: Defendants shall file a consent or declination to proceed before a magistrate judge. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The forms are available at: #http://cand.uscourts.gov/civilforms. Consent/Declination due by 11/9/2022. (ejk, COURT STAFF) (Filed on 10/26/2022) |
| Filing 12 STIPULATION TO EXTEND RESPONSIVE PLEADING DEADLINE filed by CapFinancial Partners, LLC. (Ryan, Nicole) (Filed on 10/25/2022) |
| Filing 11 NOTICE of Appearance by Nicole Marie Ryan (Ryan, Nicole) (Filed on 10/25/2022) |
| Filing 10 STIPULATION re #1 Complaint, TO EXTEND TIME TO RESPOND TO INITIAL COMPLAINT filed by Ferguson Enterprises LLC, Retirement Plan Committee of Ferguson Enterprises, LLC 401 (K) Retirement Savings Plan, Brundage William, Richard Winckler. (Lagunas, Natalie) (Filed on 10/24/2022) |
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Filing 9
Order by Magistrate Judge Laurel Beeler granting #8 Motion for Pro Hac Vice. Attorney Paul Sharman representing Plaintiffs. (ejk, COURT STAFF) (Filed on 10/11/2022)
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| Filing 8 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17613087.) filed by Tera Bozzini, Adrian Gonzales. (Attachments: #1 Exhibit Certificate of Good Standing)(Sharman, Paul) (Filed on 10/11/2022) |
| Filing 7 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Tera Bozzini.. (Clark, James) (Filed on 10/10/2022) |
| Filing 6 CLERK'S NOTICE RESETTING CASE MANAGEMENT CONFERENCE: Initial Case Management Conference set for 1/19/2023 at 9:30 AM in San Francisco - Videoconference Only. Case Management Statement due by 1/12/2023. This proceeding will be held via a Zoom webinar.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand.uscourts.gov/lb Genera l Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/. (ejk, COURT STAFF) (Filed on 10/3/2022) |
| Filing 5 Summons Issued as to CAPFINANCIAL PARTNERS, LLC, Ferguson Enterprises LLC, RETIREMENT PLAN COMMITTEE OF FERGUSON ENTERPRISES, LLC 401(K) RETIREMENT SAVINGS PLAN, Richard WINCKLER, Brundage William. (kmg, COURT STAFF) (Filed on 9/30/2022) Modified on 10/5/2022 (kmg, COURT STAFF). |
| Filing 4 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 12/29/2022. Initial Case Management Conference set for 1/5/2023 11:00 AM in San Francisco, Courtroom B, 15th Floor. (kmg, COURT STAFF) (Filed on 9/30/2022) Modified on 10/5/2022 (kmg, COURT STAFF). |
| Filing 3 Case assigned to Magistrate Judge Laurel Beeler. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 10/17/2022. (mbc, COURT STAFF) (Filed on 10/3/2022) |
| Filing 2 Proposed Summons. (Attachments: #1 Summons, #2 Summons, #3 Summons, #4 Summons) (Clark, James) (Filed on 9/30/2022) Modified on 10/3/2022 (kmg, COURT STAFF). |
| Filing 1 CLASS ACTION COMPLAINT for Damages against CapFinancial Partners, LLC, Ferguson Enterprises LLC, Retirement Plan Committee of Ferguson Enterprises, LLC 401(K) Retirement Savings Plan, Richard Winckler, Brundage William (Filing fee $ 402.00, receipt number ACANDC-17585562.). Filed by Tera Bozzini, Adrian Gonzales. (Attachments: #1 Civil Cover Sheet) (Clark, James) (Filed on 9/30/2022) Modified on 10/3/2022 (kmg, COURT STAFF). Modified on 10/4/2022 (gba, COURT STAFF). |
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