Sundaram v. Freshworks Inc et al
| MOHAN R. SUNDARAM and Stephen Bushansky |
| FRESHWORKS INC, RATHNA GIRISH MATHRUBOOTHAM, TYLER SLOAT, ROXANNE S. AUSTIN, JOHANNA FLOWER, SAMEER GANDHI, RANDY GOTTFRIED, ZACHARY NELSON, BARRY PADGETT, JENNIFER TAYLOR, Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC, BofA Securities, Inc., Jefferies LLC, Barclays Capital Inc., Robert W. Baird & Co. Incorporated, Canaccord Genuity LLC, JMP Securities LLC, Needham & Company, LLC, Nomura Securities International, Inc., Oppenheimer & Co. Inc., Piper Sandler & Co., Raymond James & Associates, Inc., Amerivet Securities, Inc., Castleoak Securities, L.P., Samuel A. Ramirez & Company, Inc. and R. Seelaus & Co., LLC |
| Vivek Nagarajan |
| 3:2022cv06750 |
| November 1, 2022 |
| US District Court for the Northern District of California |
| Charles R Breyer |
| Susan Illston |
| Securities/Commodities |
| 15 U.S.C. § 77 Securities Fraud |
| Plaintiff |
Docket Report
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| Filing 85 Answer to Amended Complaint by Roxanne S. Austin, Johanna Flower, Freshworks Inc, Sameer Gandhi, Randy Gottfried, Rathna Girish Mathrubootham, Zachary Nelson, Barry Padgett, Tyler Sloat, Jennifer Taylor. (Eagan, Shannon) (Filed on 11/3/2023) |
| Filing 84 Underwriter Defendants ANSWER to Amended Complaint by Amerivet Securities, Inc., Barclays Capital Inc., BofA Securities, Inc., Canaccord Genuity LLC, Castleoak Securities, L.P., J.P. Morgan Securities LLC, JMP Securities LLC, Jefferies LLC, Morgan Stanley & Co. LLC, Needham & Company, LLC, Nomura Securities International, Inc., Oppenheimer & Co. Inc., Piper Sandler & Co., R. Seelaus & Co., LLC, Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, Samuel A. Ramirez & Company, Inc.. (Talarides, Alexander) (Filed on 11/3/2023) |
Filing 83
STIPULATION AND ORDER ON DEFENDANTS ANSWERS TO THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT by Judge Charles R. Breyer: Granting #82 Stipulation. (ls, COURT STAFF) (Filed on 10/12/2023)
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| Filing 82 STIPULATION WITH PROPOSED ORDER on Defendants' Answers to the Consolidated Amended Class Action Complaint filed by Roxanne S. Austin, Johanna Flower, Freshworks Inc, Sameer Gandhi, Randy Gottfried, Rathna Girish Mathrubootham, Zachary Nelson, Barry Padgett, Tyler Sloat, Jennifer Taylor. (Attachments: #1 Declaration Declaration of Shannon M. Eagan In Support Of Stipulation And [Proposed] Order On Defendants' Answers To The Consolidated Amended Class Action Complaint)(Eagan, Shannon) (Filed on 10/10/2023) |
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Filing 81
ORDER by Judge Charles R. Breyer granting in part and denying in part #72 Motion to Dismiss. (crblc2, COURT STAFF) (Filed on 9/28/2023)
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| Filing 80 Minute Entry for proceedings held before Judge Charles R. Breyer: Motion Hearing held by video conference on 9/22/2023 - Re #72 Motion to Dismiss filed by Freshworks Inc, Sameer Gandhi, Barry Padgett, Johanna Flower, Roxanne S. Austin, Jennifer Taylor, Rathna Girish Mathrubootham, Tyler Sloat, Zachary Nelson, Randy Gottfried. Motion taken under submission. The Court will issue an order. (Total Time in Court: 2 Minutes) Court Reporter: Kelly Shainline. Plaintiff Attorney: William C. Fredericks, Mandeep S. Minhas. Defendant Attorney: Alex Talarides, Shannon Eagan. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ls, COURT STAFF) (Date Filed: 9/22/2023) |
| Filing 79 CLERK'S NOTICE. (This is a text-only entry generated by the court. There is no document associated with this entry.). Motion to Dismiss Hearing set for 9/22/2023 at 10:00 AM in San Francisco - Videoconference Only before Judge Charles R. Breyer. This proceeding will be held via a Zoom webinar.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand.uscourts.gov/crb Court Appearances: Advanced notice is required of counsel or parties who wish to be identified by the court as making an appearance or will be participating in the argument at the hearing. A list of names and emails must be sent to the CRD at crbcrd@cand.uscourts.gov no later than September 21, 2023 at 10:00 a.m. PST.General Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/. Motion Hearing set for 9/22/2023 10:00 AM in San Francisco, - Videoconference Only before Judge Charles R. Breyer. (ls, COURT STAFF) (Filed on 9/20/2023) |
| Filing 78 REPLY in Support (re #72 MOTION to Dismiss) filed byRoxanne S. Austin, Johanna Flower, Freshworks Inc, Sameer Gandhi, Randy Gottfried, Rathna Girish Mathrubootham, Zachary Nelson, Barry Padgett, Tyler Sloat, Jennifer Taylor. (Eagan, Shannon) (Filed on 9/7/2023) |
| Filing 77 OPPOSITION/RESPONSE (re #72 MOTION to Dismiss ) filed byMohan R. Sundaram. (Jasnoch, John) (Filed on 7/31/2023) |
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Filing 76
ORDER RELATING CASE. The following cases are related: C22-6750 CRB and C23-1255 JD. Signed by Judge Charles R. Breyer on 6/20/2023. (ls, COURT STAFF) (Filed on 6/20/2023)
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| Filing 75 STATEMENT IN RESPONSE re #71 Judicial Referral for Purpose of Determining Relationship of Cases of Plaintiff Stephen Bushansky in Response to the Sua Sponte Judicial Referral to Determine Whether Cases are Related by Stephen Bushansky. (Elkins, Joel) (Filed on 6/16/2023) |
| Filing 74 CLERK'S NOTICE: Motion to Dismiss Hearing set for 9/22/2023 at 10:00 AM in San Francisco, Courtroom 06, 17th Floor before Judge Charles R. Breyer. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ls, COURT STAFF) (Filed on 6/14/2023) |
| Filing 73 Request for Judicial Notice re #72 MOTION to Dismiss filed byRoxanne S. Austin, Johanna Flower, Freshworks Inc, Sameer Gandhi, Randy Gottfried, Rathna Girish Mathrubootham, Zachary Nelson, Barry Padgett, Tyler Sloat, Jennifer Taylor. (Attachments: #1 Proposed Order)(Related document(s) #72 ) (Eagan, Shannon) (Filed on 6/14/2023) |
| Filing 72 MOTION to Dismiss filed by Roxanne S. Austin, Johanna Flower, Freshworks Inc, Sameer Gandhi, Randy Gottfried, Rathna Girish Mathrubootham, Zachary Nelson, Barry Padgett, Tyler Sloat, Jennifer Taylor. Responses due by 7/31/2023. Replies due by 9/7/2023. (Attachments: #1 Declaration of Brian M. French in Support, #2 Exhibit 1 to Declaration, #3 Exhibit 2 to Declaration, #4 Exhibit 3 to Declaration, #5 Exhibit 4 to Declaration, #6 Exhibit 5 to Declaration, #7 Exhibit 6 to Declaration, #8 Proposed Order)(Eagan, Shannon) (Filed on 6/14/2023) |
| Filing 71 Judicial Referral for Purpose of Determining Relationship of Cases re C-23-1255-JD. Signed by Judge James Donato on 6/13/2023. (lrc, COURT STAFF) (Filed on 6/13/2023) |
| Filing 70 AMENDED COMPLAINT Consolidated Amended Class Action Complaint against Amerivet Securities, Inc., Roxanne S. Austin, Barclays Capital Inc., BofA Securities, Inc., Canaccord Genuity LLC, Castleoak Securities, L.P., Johanna Flower, Freshworks Inc, Sameer Gandhi, Randy Gottfried, J.P. Morgan Securities LLC, JMP Securities LLC, Jefferies LLC, Rathna Girish Mathrubootham, Morgan Stanley & Co. LLC, Needham & Company, LLC, Zachary Nelson, Nomura Securities International, Inc., Oppenheimer & Co. Inc., Barry Padgett, Piper Sandler & Co., R. Seelaus & Co., LLC, Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, Samuel A. Ramirez & Company, Inc., Tyler Sloat, Jennifer Taylor. Filed byMohan R. Sundaram. (Jasnoch, John) (Filed on 4/14/2023) |
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Filing 69
STIPULATION AND ORDER RE: SCHEDULING by Judge Charles R. Breyer: Granting #68 Stipulation. (ls, COURT STAFF) (Filed on 2/28/2023)
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| Filing 68 STIPULATION WITH PROPOSED ORDER re Scheduling filed by Mohan R. Sundaram. (Fredericks, William) (Filed on 2/28/2023) |
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Filing 67
ORDER by Judge Charles R. Breyer: Granting #65 Motion for Pro Hac Vice, Mandeep S. Minhas. (ls, COURT STAFF) (Filed on 2/15/2023)
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Filing 66
ORDER by Judge Charles R. Breyer: Granting #64 Motion for Pro Hac Vice, William C. Fredericks. (ls, COURT STAFF) (Filed on 2/15/2023)
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| Filing 65 MOTION for leave to appear in Pro Hac Vice (Filing fee $ 317, receipt number ACANDC-17990612) filed by Mohan R. Sundaram. (Minhas, Mandeep) (Filed on 2/15/2023) |
| Filing 64 MOTION for leave to appear in Pro Hac Vice (Filing fee $ 317, receipt number ACANDC-17990560) filed by Mohan R. Sundaram. (Fredericks, William) (Filed on 2/15/2023) |
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Filing 63
ORDER by Judge Charles R. Breyer: Granting #60 Motion for Pro Hac Vice, Brian French. (ls, COURT STAFF) (Filed on 2/9/2023)
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Filing 62
ORDER by Judge Charles R. Breyer: Granting #59 Motion for Pro Hac Vice, Sarah Lightdale. (ls, COURT STAFF) (Filed on 2/9/2023)
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Filing 61
ORDER by Judge Charles R. Breyer granting #42 Motion to Appoint Lead Plaintiff and Lead Counsel; denying #44 Motion to Appoint Lead Plaintiff and Lead Counsel. (crblc2, COURT STAFF) (Filed on 2/8/2023)
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| Filing 60 MOTION for leave to appear in Pro Hac Vice for Brian French ( Filing fee $ 317, receipt number ACANDC-17968358.) filed by Roxanne S. Austin, Johanna Flower, Freshworks Inc, Sameer Gandhi, Randy Gottfried, Rathna Girish Mathrubootham, Zachary Nelson, Barry Padgett, Tyler Sloat, Jennifer Taylor. (Attachments: #1 Attachment 1, #2 Certificate of Good Standing)(French, Brian) (Filed on 2/7/2023) |
| Filing 59 MOTION for leave to appear in Pro Hac Vice for Sarah Lightdale ( Filing fee $ 317, receipt number ACANDC-17968262.) filed by Roxanne S. Austin, Johanna Flower, Freshworks Inc, Sameer Gandhi, Randy Gottfried, Rathna Girish Mathrubootham, Zachary Nelson, Barry Padgett, Tyler Sloat, Jennifer Taylor. (Attachments: #1 Attachment 1, #2 Certificate of Good Standing)(Lightdale, Sarah) (Filed on 2/7/2023) |
| Filing 58 NOTICE of Appearance by Shannon Eagan (Eagan, Shannon) (Filed on 1/31/2023) |
| Filing 57 REPLY in Further Support (re #42 MOTION to Appoint Lead Plaintiff and Lead Counsel) filed by Mohan R. Sundaram. (Laughlin, Thomas) (Filed on 1/24/2023) Modified on 1/25/2023 (slh, COURT STAFF). |
| Filing 56 OPPOSITION/RESPONSE (re #42 MOTION to Appoint Lead Plaintiff and Lead Counsel ) Memorandum of Points and Authorities: (1) In Further Support of Motion of Vivek Nagarajan for Appointment as Lead Plaintiff and Approval of Lead Counsel; And (2) In Opposition to Competing Motion filed byVivek Nagarajan. (Pafiti, Jennifer) (Filed on 1/24/2023) |
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Filing 55
ORDER by Judge Charles R. Breyer: Granting #54 Motion for Pro Hac Vice, J. Alexander Hood II. (ls, COURT STAFF) (Filed on 1/19/2023)
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| Filing 54 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17905786.) filed by Vivek Nagarajan. (Hood, J) (Filed on 1/18/2023) |
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Filing 53
ORDER by Judge Charles R. Breyer: Granting #52 Motion for Pro Hac Vice, Rhiana L. Swartz. (ls, COURT STAFF) (Filed on 1/18/2023)
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| Filing 52 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17904651) filed by Mohan R. Sundaram. (Swartz, Rhiana) (Filed on 1/17/2023) |
| Filing 51 Declaration of John T. Jasnoch in Support of #50 Opposition/Response to Motion filed byMohan R. Sundaram. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(Related document(s) #50 ) (Jasnoch, John) (Filed on 1/17/2023) |
| Filing 50 OPPOSITION/RESPONSE (re #44 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byMohan R. Sundaram. (Jasnoch, John) (Filed on 1/17/2023) |
| Filing 49 Declaration of Jennifer Pafiti in Support of #44 MOTION to Appoint Lead Plaintiff and Lead Counsel Declaration of Jennifer Pafiti, Esq. in Further Support of Motion of Vivek Nagarajan for Appointment as Lead Plaintiff and Approval of Lead Counsel; and (2) In Opposition to Competing Motion filed byVivek Nagarajan. (Attachments: #1 Exhibit A - Comparative Analysis)(Related document(s) #44 ) (Pafiti, Jennifer) (Filed on 1/17/2023) |
| Filing 48 Brief re #44 MOTION to Appoint Lead Plaintiff and Lead Counsel , #42 MOTION to Appoint Lead Plaintiff and Lead Counsel Memorandum of Points and Authorities: (1) In Further Support of Motion of Vivek Nagarajan for Appointment as Lead Plaintiff and Approval of Lead Counsel; and (2) In Opposition to Competing Motion filed byVivek Nagarajan. (Related document(s) #44 , #42 ) (Pafiti, Jennifer) (Filed on 1/17/2023) |
| Filing 47 Certificate of Interested Entities by Vivek Nagarajan re #44 MOTION to Appoint Lead Plaintiff and Lead Counsel (Pafiti, Jennifer) (Filed on 1/3/2023) |
| Filing 46 CERTIFICATE of Counsel re #44 MOTION to Appoint Lead Plaintiff and Lead Counsel by Jennifer Pafiti on behalf of Vivek Nagarajan (Pafiti, Jennifer) (Filed on 1/3/2023) |
| Filing 45 CERTIFICATE of Counsel John T. Jasnoch Pursuant to Local Rule 3-7(d) by John T. Jasnoch on behalf of Mohan R. Sundaram (Jasnoch, John) (Filed on 1/3/2023) |
| Filing 44 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Vivek Nagarajan. Motion Hearing set for 2/10/2023 10:00 AM in San Francisco, Courtroom 06, 17th Floor before Judge Charles R. Breyer. Responses due by 1/17/2023. Replies due by 1/24/2023. (Attachments: #1 Proposed Order, #2 Declaration of Jennifer Pafiti, #3 Exhibit A - Damages Analysis, #4 Exhibit B - PSLRA, #5 Exhibit C - Certification, #6 Exhibit D - Movant Declaration, #7 Exhibit E - Firm Resume)(Pafiti, Jennifer) (Filed on 1/3/2023) |
| Filing 43 Declaration of John T. Jasnoch in Support of #42 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byMohan R. Sundaram. (Attachments: #1 Exhibit A - PSLRA Notice, #2 Exhibit B - Movants Certifications, #3 Exhibit C - Movants Loss Chart, #4 Exhibit D - Movants Declaration, #5 Exhibit E - Scott+Scott Firm Resume)(Related document(s) #42 ) (Jasnoch, John) (Filed on 1/3/2023) |
| Filing 42 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Mohan R. Sundaram, Mohan R. Sundaram. Motion Hearing set for 2/10/2023 10:00 AM in San Francisco, Courtroom 06, 17th Floor before Judge Charles R. Breyer. Responses due by 1/17/2023. Replies due by 1/24/2023. (Attachments: #1 Proposed Order Text of Proposed Order)(Jasnoch, John) (Filed on 1/3/2023) |
| Filing 41 Certificate of Interested Entities by Roxanne S. Austin, Johanna Flower, Freshworks Inc, Sameer Gandhi, Randy Gottfried, Rathna Girish Mathrubootham, Zachary Nelson, Barry Padgett, Tyler Sloat, Jennifer Taylor identifying Other Affiliate Freshworks' Class A, Other Affiliate Freshworks' Class B for Barry Padgett, Freshworks Inc, Jennifer Taylor, Johanna Flower, Randy Gottfried, Rathna Girish Mathrubootham, Roxanne S. Austin, Sameer Gandhi, Tyler Sloat, Zachary Nelson. (Gibbs, Patrick) (Filed on 12/1/2022) |
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Filing 40
STIPULATION AND ORDER TO VACATE INITIAL CASE MANAGEMENT CONFERENCE AND RESET ALL RELATED DEADLINES AND EXTEND DEFENDANTS TIME TO ANSWER OR OTHERWISE RESPOND TO THE COMPLAINT by Judge Charles R. Breyer: Granting #37 Stipulation. (ls, COURT STAFF) (Filed on 12/1/2022)
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Filing 39
ORDER by Judge Charles R. Breyer: Granting #35 Motion for Pro Hac Vice, Jennifer Keighley. (ls, COURT STAFF) (Filed on 12/1/2022)
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Filing 38
ORDER by Judge Charles R. Breyer: Granting #34 Motion for Pro Hac Vice, Darrel S. Cafasso. (ls, COURT STAFF) (Filed on 12/1/2022)
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| Filing 37 STIPULATION WITH PROPOSED ORDER to Vacate Initial CMC and Reset All Related Deadlines and Extend Defendants' Time to Answer or Otherwise Respond to Complaint filed by Roxanne S. Austin, Johanna Flower, Freshworks Inc, Sameer Gandhi, Randy Gottfried, Rathna Girish Mathrubootham, Zachary Nelson, Barry Padgett, Tyler Sloat, Jennifer Taylor. (Gibbs, Patrick) (Filed on 11/30/2022) |
| Filing 36 Certificate of Interested Entities by Amerivet Securities, Inc., Barclays Capital Inc., BofA Securities, Inc., Canaccord Genuity LLC, Castleoak Securities, L.P., J.P. Morgan Securities LLC, JMP Securities LLC, Jefferies LLC, Morgan Stanley & Co. LLC, Needham & Company, LLC, Nomura Securities International, Inc., Oppenheimer & Co. Inc., Piper Sandler & Co., R. Seelaus & Co., LLC, Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, Samuel A. Ramirez & Company, Inc. identifying Other Affiliate Morgan Stanley & Co. LLC for Amerivet Securities, Inc., Barclays Capital Inc., BofA Securities, Inc., Canaccord Genuity LLC, Castleoak Securities, L.P., J.P. Morgan Securities LLC, JMP Securities LLC, Jefferies LLC, Morgan Stanley & Co. LLC, Needham & Company, LLC, Nomura Securities International, Inc., Oppenheimer & Co. Inc., Piper Sandler & Co., R. Seelaus & Co., LLC, Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, Samuel A. Ramirez & Company, Inc.. (Talarides, Alexander) (Filed on 11/30/2022) |
| Filing 35 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17771007.) filed by Amerivet Securities, Inc., Barclays Capital Inc., BofA Securities, Inc., Canaccord Genuity LLC, Castleoak Securities, L.P., J.P. Morgan Securities LLC, JMP Securities LLC, Jefferies LLC, Morgan Stanley & Co. LLC, Needham & Company, LLC, Nomura Securities International, Inc., Oppenheimer & Co. Inc., Piper Sandler & Co., R. Seelaus & Co., LLC, Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, Samuel A. Ramirez & Company, Inc.. (Keighley, Jennifer) (Filed on 11/30/2022) |
| Filing 34 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17770919.) filed by Amerivet Securities, Inc., Barclays Capital Inc., BofA Securities, Inc., Canaccord Genuity LLC, Castleoak Securities, L.P., J.P. Morgan Securities LLC, JMP Securities LLC, Jefferies LLC, Morgan Stanley & Co. LLC, Needham & Company, LLC, Nomura Securities International, Inc., Oppenheimer & Co. Inc., Piper Sandler & Co., R. Seelaus & Co., LLC, Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, Samuel A. Ramirez & Company, Inc.. (Cafasso, Darrell) (Filed on 11/30/2022) |
| Filing 33 NOTICE of Appearance by Alexander K. Talarides (Talarides, Alexander) (Filed on 11/30/2022) |
| Filing 32 NOTICE of Appearance by Patrick Edward Gibbs (Gibbs, Patrick) (Filed on 11/30/2022) |
| Filing 31 SUMMONS Returned Executed by Mohan R. Sundaram. Freshworks Inc served on 11/14/2022, answer due 12/5/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 30 SUMMONS Returned Executed by Mohan R. Sundaram. R. Seelaus & Co., LLC served on 11/15/2022, answer due 12/6/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 29 SUMMONS Returned Executed by Mohan R. Sundaram. Castleoak Securities, L.P. served on 11/14/2022, answer due 12/5/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 28 SUMMONS Returned Executed by Mohan R. Sundaram. Amerivet Securities, Inc. served on 11/21/2022, answer due 12/12/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 27 SUMMONS Returned Executed by Mohan R. Sundaram. Raymond James & Associates, Inc. served on 11/14/2022, answer due 12/5/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 26 SUMMONS Returned Executed by Mohan R. Sundaram. Piper Sandler & Co. served on 11/14/2022, answer due 12/5/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 25 SUMMONS Returned Executed by Mohan R. Sundaram. Oppenheimer & Co. Inc. served on 11/14/2022, answer due 12/5/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 24 SUMMONS Returned Executed by Mohan R. Sundaram. Nomura Securities International, Inc. served on 11/14/2022, answer due 12/5/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 23 SUMMONS Returned Executed by Mohan R. Sundaram. Needham & Company, LLC served on 11/14/2022, answer due 12/5/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 22 SUMMONS Returned Executed by Mohan R. Sundaram. JMP Securities LLC served on 11/14/2022, answer due 12/5/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 21 SUMMONS Returned Executed by Mohan R. Sundaram. Canaccord Genuity LLC served on 11/14/2022, answer due 12/5/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 20 SUMMONS Returned Executed by Mohan R. Sundaram. Robert W. Baird & Co. Incorporated served on 11/14/2022, answer due 12/5/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 19 SUMMONS Returned Executed by Mohan R. Sundaram. Barclays Capital Inc. served on 11/14/2022, answer due 12/5/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 18 SUMMONS Returned Executed by Mohan R. Sundaram. Jefferies LLC served on 11/14/2022, answer due 12/5/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 17 SUMMONS Returned Executed by Mohan R. Sundaram. BofA Securities, Inc. served on 11/14/2022, answer due 12/5/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 16 SUMMONS Returned Executed by Mohan R. Sundaram. J.P. Morgan Securities LLC served on 11/14/2022, answer due 12/5/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 15 SUMMONS Returned Executed by Mohan R. Sundaram. Morgan Stanley & Co. LLC served on 11/14/2022, answer due 12/5/2022. (Jasnoch, John) (Filed on 11/28/2022) |
| Filing 14 CLERK'S NOTICE: A Joint Case Management Statement due by 2/10/2023. Initial Case Management Conference set for 2/17/2023 at 8:30 AM in San Francisco, Courtroom 06, 17th Floor. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ls, COURT STAFF) (Filed on 11/16/2022) |
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Filing 13
ORDER REASSIGNING CASE. Case reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge Charles R. Breyer for all further proceedings. Judge Susan Illston no longer assigned to case, Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Signed by Clerk on 11/16/2022. (Attachments: #1 Notice of Eligibility for Video Recording)(mbc, COURT STAFF) (Filed on 11/16/2022)
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Filing 12
ORDER OF RECUSAL. Signed by Judge Susan Illston on 11/16/2022. (ec, COURT STAFF) (Filed on 11/16/2022)
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| Filing 11 Statement re #10 Order, Set Deadlines Plaintiffs' Statement of Interested Entities by Mohan R. Sundaram. (Jasnoch, John) (Filed on 11/15/2022) |
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Filing 10
ORDER RE: STATEMENT OF INTERESTED ENTITIES. Signed by Judge Susan Illston on 11/3/2022. Statement of Interested Entities due 11/10/2022. (ec, COURT STAFF) (Filed on 11/4/2022)
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| Filing 9 Summons Issued as to Amerivet Securities, Inc., Roxanne S. Austin, Barclays Capital Inc., BofA Securities, Inc., Canaccord Genuity LLC, Castleoak Securities, L.P., Johanna Flower, Freshworks Inc, Sameer Gandhi, Randy Gottfried, J.P. Morgan Securities LLC, JMP Securities LLC, Jefferies LLC, Rathna Girish Mathrubootham, Morgan Stanley & Co. LLC, Needham & Company, LLC, Zachary Nelson, Nomura Securities International, Inc., Oppenheimer & Co. Inc., Barry Padgett, Piper Sandler & Co., R. Seelaus & Co., LLC, Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, Samuel A. Ramirez & Company, Inc., Tyler Sloat, Jennifer Taylor. (slh, COURT STAFF) (Filed on 11/2/2022) |
| Filing 8 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 1/27/2023. Initial Case Management Conference set for 2/3/2023 02:30 PM in San Francisco, Courtroom 01, 17th Floor. Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. (Attachments: #1 Notice of Eligibility for Video Recording)(slh, COURT STAFF) (Filed on 11/2/2022) |
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Filing 7
Order by Judge Susan Illston granting #6 Motion for Pro Hac Vice of Thomas Laughlin.(ec, COURT STAFF) (Filed on 11/2/2022)
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| Filing 6 MOTION for leave to appear in Pro Hac Vice [Corrected] ( Filing fee $ 317, receipt number ACANDC-17687669) Filing fee previously paid on November 1, 2022 filed by Mohan R. Sundaram. (Laughlin, Thomas) (Filed on 11/2/2022) |
| Filing 5 CLERK'S NOTICE: The Pro Hac Vice Application of Thomas Laughlin is DENIED as no certificate of good standing was attached as required by Civil L.R. 11-3. Counsel can refile a new Pro Hac Vice Application and simply reference their previous receipt showing payment. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ec, COURT STAFF) (Filed on 11/2/2022) |
| #Electronic filing error re: #1 Complaint filed by Mohan R. Sundaram. Parties added to action incorrectly. Counsel is reminded not to add parties in all caps. For future r eference, please refer to https://cand.uscourts.gov/ecf/caseopening. See Guide to E-Filing New Civil Cases (Section III.c - Adding Parties). Corrected by Clerk's Office. No further action is necessary. (slh, COURT STAFF) (Filed on 11/2/2022) |
| Filing 4 MOTION for leave to appear in Pro Hac Vice (Filing fee $ 317, receipt number ACANDC-17687669.) filed by Mohan R. Sundaram. (Laughlin, Thomas) (Filed on 11/1/2022) Modified on 11/2/2022 (slh, COURT STAFF). |
| Filing 3 Case assigned to Judge Susan Illston. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (mbc, COURT STAFF) (Filed on 11/1/2022) |
| Filing 2 Proposed Summons. (Jasnoch, John) (Filed on 11/1/2022) |
| Filing 1 COMPLAINT (Class Action Complaint) against Roxanne S. Austin, Amerivet Securities, Inc., Barclays Capital Inc., BofA Securities, Inc., Canaccord Genuity LLC, Castleoak Securities, L.P., Johanna Flower, Freshworks Inc, Sameer Gandhi, Ramdu Gottfried, J.P. Morgan Securities LLC, JMP Securities LLC, Jefferies LLC, Rathina Girish Mathrubootham, Morgan Stanley & Co. LLC, Zachary Nelson, Needham & Company, LLC, Nomura Securities International, Inc., Oppenheimer & Co. Inc., Barry Padgett, Piper Sandler & Co., R. Seelaus & Co., LLC, Raymond James & Associates, Inc., Robert W. Baird & Co. Incorporated, Tyler Sloat, Samuel A. Ramirez & Company, Inc., Jennifer Taylor ( Filing fee $ 402, receipt number ACANDC-17687633.). Filed by Mohan R. Sundaram. (Attachments: #1 Civil Cover Sheet)(Jasnoch, John) (Filed on 11/1/2022) Modified on 11/2/2022 (slh, COURT STAFF). |
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