LPL Financial, LLC v. Gardner
Petitioner: LPL Financial, LLC
Respondent: Bradley Everett Gardner
Case Number: 3:2022mc80004
Filed: January 4, 2022
Court: US District Court for the Northern District of California
Presiding Judge: Donna M Ryu
Nature of Suit: Other Statutory Actions
Jury Demanded By: None
Docket Report

This docket was last retrieved on June 6, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
February 16, 2022 Filing 10 CERTIFICATE OF SERVICE by LPL Financial, LLC re #9 Order Confirming Service on Respondent Brad Everett Gardner (Attachments: #1 Exhibit 1)(Goodman, Helen) (Filed on 2/16/2022)
February 15, 2022 Opinion or Order Filing 9 ORDER on Briefing and Hearing Schedule for #2 Motion to Confirm Arbitration Award filed by LPL Financial, LLC. Signed by Magistrate Judge Donna M. Ryu on 2/15/2022. (dmrlc1, COURT STAFF) (Filed on 2/15/2022)
February 11, 2022 Filing 8 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by LPL Financial, LLC.. (Goodman, Helen) (Filed on 2/11/2022)
February 9, 2022 Filing 7 CLERK'S NOTICE: Petitioner's Motion to Confirm Arbitration Award #2 is set for hearing on 3/24/2022 at 1:00 p.m. in Oakland, - Videoconference Only before Magistrate Judge Donna M. Ryu. Responses due by 2/24/2022. Replies due by 3/3/2022. (This is a text-only entry generated by the court. There is no document associated with this entry.) (dmrlc1, COURT STAFF) (Filed on 2/9/2022)
February 4, 2022 Filing 6 CLERK'S NOTICE TO PETITIONER LPL FINANCIAL, LLC Re: Consent or Declination: Petitioner LPL Financial, LLC shall file a consent or declination to proceed before a magistrate judge. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The forms are available at: http://cand.uscourts.gov/civilforms. Consent/Declination due by 2/11/2022. (ig, COURT STAFF) (Filed on 2/4/2022)
February 3, 2022 Filing 5 Certificate of Interested Entities by LPL Financial, LLC identifying Corporate Parent LPL Financial Holdings Inc. for LPL Financial, LLC. (Martin, Eric) (Filed on 2/3/2022)
January 25, 2022 Filing 4 CERTIFICATE OF SERVICE by LPL Financial, LLC re #1 Petition (Miscellaneous Case Opening), (Goodman, Helen) (Filed on 1/25/2022)
January 4, 2022 Filing 3 Case assigned to Magistrate Judge Donna M. Ryu. (bw, COURT STAFF) (Filed on 1/4/2022)
January 4, 2022 Filing 2 MOTION to Confirm Arbitration Award filed by LPL Financial, LLC. Responses due by 1/18/2022. Replies due by 1/25/2022. (Attachments: #1 Declaration of Brad Jacobs In Support of Motion, #2 Proposed Order)(Martin, Eric) (Filed on 1/4/2022)
January 4, 2022 Filing 1 PETITION To Confirm Arbitration Award against Bradley Everett Gardner ( Filing fee $ 49, receipt number ACANDC-16770511.). Filed by LPL Financial, LLC. (Attachments: *** Civil Cover Sheet Filed in error. Civil Cover Sheets are not required filings with Civil Miscellaneous Cases*** ) #1 Civil Cover Sheet, #2 Supplement Notice of Lodgment in Support of Petition)(Martin, Eric) (Filed on 1/4/2022) Modified on 1/5/2022 (bw, COURT STAFF).

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Petitioner: LPL Financial, LLC
Represented By: Eric David Martin
Represented By: Helen Goodman
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Respondent: Bradley Everett Gardner
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