Petersen v. TriplePoint Venture Growth BDC Corp. et al
Plaintiff: DEREK PETERSEN
Defendant: TRIPLEPOINT VENTURE GROWTH BDC CORP., JAMES P LABE, CHRISTOPHER M MATHIEU, SAJAL K SRIVASTAVA, Christopher M. Mathieu and Sajal K. Srivastava
Case Number: 3:2023cv02980
Filed: June 16, 2023
Court: US District Court for the Northern District of California
Presiding Judge: Trina L Thompson
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. § 77 Securities Fraud
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on July 27, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
July 27, 2023 Filing 14 Corporate Disclosure Statement by TriplePoint Venture Growth BDC Corp. and Certification of Interested Entities or Persons (Feldman, Boris) (Filed on 7/27/2023)
July 27, 2023 Filing 13 NOTICE of Appearance by Olivia Rosen (Rosen, Olivia) (Filed on 7/27/2023)
July 27, 2023 Filing 12 NOTICE of Appearance by Doru Gavril (Gavril, Doru) (Filed on 7/27/2023)
July 27, 2023 Filing 11 NOTICE of Appearance by Boris Feldman (Feldman, Boris) (Filed on 7/27/2023)
June 28, 2023 Filing 10 NOTICE by Derek Petersen re Notice of Publication of Notice of Pendency of Action (Attachments: #1 Exhibit A - Notice of Pendency of Action)(Pafiti, Jennifer) (Filed on 6/28/2023)
June 22, 2023 Filing 9 Amended Summons Issued as to James P Labe, Christopher M. Mathieu, Sajal K. Srivastava, TriplePoint Venture Growth BDC Corp.. (tn, COURT STAFF) (Filed on 6/22/2023)
June 22, 2023 Filing 8 Summons Returned Unexecuted by Derek Petersen as to James P Labe, Christopher M. Mathieu, TriplePoint Venture Growth BDC Corp.. (Pafiti, Jennifer) (Filed on 6/22/2023)
June 20, 2023 Filing 7 Proposed Summons. (Pafiti, Jennifer) (Filed on 6/20/2023)
June 20, 2023 Filing 6 Summons Issued as to James P Labe, Christopher M. Mathieu, Sajal K. Srivastava, TriplePoint Venture Growth BDC Corp.. (tn, COURT STAFF) (Filed on 6/20/2023)
June 20, 2023 Filing 5 Initial Case Management Scheduling Order with ADR Deadlines: Joint Case Management Statement due by 9/14/2023. Initial Case Management Conference set for 9/21/2023 at 2:00 PM in San Francisco, Courtroom 09, 19th Floor. (tn, COURT STAFF) (Filed on 6/20/2023)
June 20, 2023 Filing 4 Case assigned to Judge Trina L Thompson. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (mbc, COURT STAFF) (Filed on 6/20/2023)
June 20, 2023 Filing 3 Civil Cover Sheet by DEREK PETERSEN JS-CAND 44 (rev. 10/20). (Pafiti, Jennifer) (Filed on 6/20/2023)
June 20, 2023 #Electronic filing error. Incorrect Civil Cover Sheet used. Please use our most current version (October 2020) found on our website www.cand.uscourts.gov. No judge assignment will be made until the document is e-filed. Submit your document using Civil Events > Other Filings > Other Documents > Civil Cover Sheet Re: #1 Complaint, filed by DEREK PETERSEN (ark, COURT STAFF) (Filed on 6/20/2023)
June 16, 2023 Filing 2 Proposed Summons. (Pafiti, Jennifer) (Filed on 6/16/2023)
June 16, 2023 Filing 1 CLASS ACTION COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS AND DEMAND FOR JURY TRIAL against JAMES P LABE, CHRISTOPHER M MATHIEU, SAJAL K SRIVASTAVA, TRIPLEPOINT VENTURE GROWTH BDC CORP., (Filing Fee: $402.00, receipt number ACANDC-18369337). Filed by DEREK PETERSEN. (Attachments: #1 Exhibit Certification, #2 Exhibit Schedule A, #3 Civil Cover Sheet civil cover sheet)(Pafiti, Jennifer) (Filed on 6/16/2023) Modified on 6/20/2023 (tn, COURT STAFF).

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Search for this case: Petersen v. TriplePoint Venture Growth BDC Corp. et al
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Plaintiff: DEREK PETERSEN
Represented By: Jennifer Pafiti
Represented By: J Alexander Hood, II
Represented By: Jeremy A. Lieberman
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Defendant: TRIPLEPOINT VENTURE GROWTH BDC CORP.
Represented By: Olivia Rosen
Represented By: Boris Feldman
Represented By: Doru Gavril
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Defendant: JAMES P LABE
Represented By: Olivia Rosen
Represented By: Boris Feldman
Represented By: Doru Gavril
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Defendant: CHRISTOPHER M MATHIEU
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Defendant: SAJAL K SRIVASTAVA
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Defendant: Christopher M. Mathieu
Represented By: Boris Feldman
Represented By: Doru Gavril
Represented By: Olivia Rosen
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Defendant: Sajal K. Srivastava
Represented By: Boris Feldman
Represented By: Doru Gavril
Represented By: Olivia Rosen
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