Securities and Exchange Commission v. Ichioka
| Securities and Exchange Commission |
| William K Ichioka |
| 3:2023cv03093 |
| June 22, 2023 |
| US District Court for the Northern District of California |
| Charles R Breyer |
| Vince Chhabria |
| Securities/Commodities |
| 15 U.S.C. ยง 77 Securities Fraud |
| None |
Docket Report
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This docket was last retrieved on August 14, 2023. A more recent docket listing may be available from PACER.
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| Filing 15 JUDGMENT re #4 . Signed by Judge Vince Chhabria on 8/14/2023. (bxs, COURT STAFF) (Filed on 8/14/2023) |
| Filing 14 Minute Entry for proceedings held before Judge Vince Chhabria: Initial Case Management Conference held via Zoom on 8/4/2023. Court noted there is a pending Motion Motion to Approve Consent Judgment (3:23-cv-03095-VC) and Proposed Judgment (3:23-cv-03093), which were not properly noticed. Court to review proposed orders and issue a ruling. Parties will be contacted if anything further is needed. Joint Status Report due by 12/1/2023. Status Conference set for 12/8/2023 at 10:00 AM by Videoconference Only before Judge Vince Chhabria. Total Time in Court: 5 minutes. Court Reporter: Hearing recorded via Zoom: 10:12 - 10:17. Plaintiff Attorney: Susan Padove, David Terrell (CFTC), John Han, Erin Wilk (SEC). Defendant Attorney: Martha Boersch, John Cline. (This is a text-only entry generated by the court. There is no document associated with this entry.) (bxs, COURT STAFF) (Date Filed: 8/4/2023) |
| Filing 13 NOTICE of Appearance by Martha A Boersch (Boersch, Martha) (Filed on 8/4/2023) |
| Filing 12 CASE MANAGEMENT STATEMENT [JOINT] filed by Securities and Exchange Commission. (Han, John) (Filed on 7/27/2023) |
| Filing 11 REASSIGNED CASE - NOTICE OF NEW HEARING DATE: You are notified that the Court has scheduled an Initial Case Management Conference before Judge Vince Chhabria upon reassignment. For a copy of Judge Chhabria's Standing Order and other information, please refer to the Court's website at www.cand.uscourts.gov. Joint Case Management Statement due by 7/28/2023. Initial Case Management Conference set for 8/4/2023 at 10:00 AM by Videoconference Only. This proceeding will be held via a Zoom webinar.Webinar Access: All counsel, members of the public, and media may access the webinar information at #https://www.cand.uscourts.gov/vc Court Appearances: Advanced notice is required of counsel or parties who wish to be identified by the court as making an appearance or will be participating in the argument at the hearing. One list of names of all counsel appearing for all parties must be sent in one email to the CRD at vccrd@cand.uscourts.gov no later than Friday, July 28, 2023, by 12:00PM.General Order 58. Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited.Zoom Guidance and Setup: #https://www.cand.uscourts.gov/zoom/. (This is a text-only entry generated by the court. There is no document associated with this entry.), (bxs, COURT STAFF) (Filed on 7/6/2023) |
Filing 10
ORDER REASSIGNING CASE. Case reassigned to Judge Vince Chhabria for all further proceedings. Judge Charles R. Breyer no longer assigned to case, Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras.. Signed by Clerk on 7/6/2023. (Attachments: #1 Notice of Eligibility for Video Recording)(ark, COURT STAFF) (Filed on 7/6/2023)
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Filing 9
ORDER RELATING CASES: 23-cr-00190-VC-1, 23-cv-03093-CRB, 23-cv-03095-JD. Signed by Judge Vince Chhabria on 7/5/2023. (bxs, COURT STAFF) (Filed on 7/5/2023)
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| Filing 8 WAIVER OF SERVICE Returned Executed filed by Securities and Exchange Commission. Service waived by William K Ichioka waiver sent on 6/22/2023, answer due 8/21/2023. (Han, John) (Filed on 6/23/2023) |
| Filing 7 Summons Issued as to William K Ichioka. (sfb, COURT STAFF) (Filed on 6/23/2023) |
| Filing 6 Initial Case Management Scheduling Order with ADR Deadlines: Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Case Management Statement due by 9/15/2023. Initial Case Management Conference set for 9/22/2023 08:30 AM in San Francisco, Courtroom 06, 17th Floor. (Attachments: #1 Notice of Eligibility for Video Recording)(sfb, COURT STAFF) (Filed on 6/23/2023) |
| Filing 5 Case assigned to Judge Charles R. Breyer. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (bw, COURT STAFF) (Filed on 6/22/2023) |
| Filing 4 Proposed Order re #1 Complaint [Proposed] Judgment as to William K. Ichioka by Securities and Exchange Commission. (Attachments: #1 Consent of William K. Ichioka)(Han, John) (Filed on 6/22/2023) |
| Filing 3 Proposed Summons. (Han, John) (Filed on 6/22/2023) |
| Filing 2 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Securities and Exchange Commission.. (Han, John) (Filed on 6/22/2023) |
| Filing 1 COMPLAINT against William K Ichioka. Filed bySecurities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(Wilk, Erin) (Filed on 6/22/2023) |
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| Plaintiff: Securities and Exchange Commission | |
| Represented By: | John Ky Han |
| Represented By: | Erin Eddy Wilk |
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| Defendant: William K Ichioka | |
| Represented By: | Martha A Boersch |
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