DeKalb County Pension Fund v. Roblox Corporation et al
| DeKalb County Pension Fund |
| Roblox Corporation, David Baszucki, Michael Guthrie, Craig Donato and Eliza Jacobs |
| Jarett Taylor, Arkansas Teacher Retirement System and Ye Ming |
| 3:2023cv06618 |
| December 26, 2023 |
| US District Court for the Northern District of California |
| Richard Seeborg |
| Securities/Commodities |
| Plaintiff |
Docket Report
RSS Track this Docket
This docket was last retrieved on February 23, 2024. A more recent docket listing may be available from PACER.
| Document Text |
|---|
Filing 54
ORDER by Judge Richard Seeborg Granting #50 Motion for Pro Hac Vice as to Michael P. Canty. (cl, COURT STAFF) (Filed on 2/23/2024)
|
|
Filing 53
ORDER by Judge Richard Seeborg Granting #49 Motion for Pro Hac Vice as to Michael H. Rogers. (cl, COURT STAFF) (Filed on 2/23/2024)
|
|
Filing 52
ORDER by Judge Richard Seeborg Granting #48 Motion for Pro Hac Vice as to Raquel E. Panza. (cl, COURT STAFF) (Filed on 2/23/2024)
|
|
Filing 51
ORDER by Judge Richard Seeborg Granting #47 Motion for Pro Hac Vice as to Nicholas Manningham. (cl, COURT STAFF) (Filed on 2/23/2024)
|
| Filing 50 MOTION for leave to appear in Pro Hac Vice of Michael P. Canty ( Filing fee $ 328, receipt number ACANDC-19153155.) filed by Arkansas Teacher Retirement System, DeKalb County Pension Fund. (Attachments: #1 Certificate of Good Standing)(Canty, Michael) (Filed on 2/23/2024) |
| Filing 49 MOTION for leave to appear in Pro Hac Vice of Michael H. Rogers ( Filing fee $ 328, receipt number ACANDC-19153058.) filed by Arkansas Teacher Retirement System, DeKalb County Pension Fund. (Attachments: #1 Certificate of Good Standing)(Rogers, Michael) (Filed on 2/23/2024) |
| Filing 48 MOTION for leave to appear in Pro Hac Vice of Raquel E. Panza ( Filing fee $ 328, receipt number ACANDC-19152686.) filed by Arkansas Teacher Retirement System, DeKalb County Pension Fund. (Attachments: #1 Certificate of Good Standing)(Panza, Raquel) (Filed on 2/23/2024) |
| Filing 47 MOTION for leave to appear in Pro Hac Vice of Nicholas Manningham ( Filing fee $ 328, receipt number ACANDC-19152127.) filed by Arkansas Teacher Retirement System, DeKalb County Pension Fund. (Attachments: #1 Certificate of Good Standing)(Manningham, Nicholas) (Filed on 2/23/2024) |
|
Filing 46
ORDER by Judge Seeborg granting #31 Motion to Appoint Lead Plaintiffs and Lead Counsel, and denying #38 . (rslc1, COURT STAFF) (Filed on 2/13/2024)
|
| Filing 45 OPPOSITION/RESPONSE (re #38 MOTION to Appoint Lead Plaintiff and Lead Counsel ) Memorandum of Points and Authorities in Further Support of Motion for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel filed byArkansas Teacher Retirement System, DeKalb County Pension Fund. (Gilmore, Lucas) (Filed on 2/9/2024) |
| Filing 44 Statement of Non-Opposition re #38 MOTION to Appoint Lead Plaintiff and Lead Counsel Statement of Non-Opposition of Ye Ming to Competing Motions for Appointment as Lead Plaintiff and Approval of Lead Counsel filed byYe Ming. (Related document(s) #38 ) (Pafiti, Jennifer) (Filed on 2/9/2024) |
| Filing 43 Notice of Withdrawal of Motion of [Dkt. No. 27] (Rosen, Laurence) (Filed on 2/9/2024) |
|
Filing 42
ORDER by Judge Richard Seeborg Granting #37 Motion for Pro Hac Vice as to Francis P. McConville. (cl, COURT STAFF) (Filed on 1/31/2024)
|
|
Filing 41
ORDER by Judge Richard Seeborg Granting #36 Motion for Pro Hac Vice as to Eric J. Belfi. (cl, COURT STAFF) (Filed on 1/31/2024)
|
| Filing 40 Certificate of Interested Entities by Ye Ming re #38 MOTION to Appoint Lead Plaintiff and Lead Counsel (Pafiti, Jennifer) (Filed on 1/26/2024) |
| Filing 39 CERTIFICATE of Counsel re #38 MOTION to Appoint Lead Plaintiff and Lead Counsel by Jennifer Pafiti on behalf of Ye Ming (Pafiti, Jennifer) (Filed on 1/26/2024) |
| Filing 38 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Ye Ming. Motion Hearing set for 3/7/2024 01:30 PM in San Francisco, Courtroom 03, 17th Floor before Judge Richard Seeborg. Responses due by 2/9/2024. Replies due by 2/16/2024. (Attachments: #1 Proposed Order, #2 Declaration Declaration of Jennifer Pafiti, #3 Exhibit A - (Damages Analysis), #4 Exhibit B - (PSLRA Notice), #5 Exhibit C - (Certification), #6 Exhibit D - (Declaration), #7 Exhibit E - (Pomerantz Firm Resume))(Pafiti, Jennifer) (Filed on 1/26/2024) |
| Filing 37 MOTION for leave to appear in Pro Hac Vice of Francis P. McConville ( Filing fee $ 328, receipt number ACANDC-19066455.) filed by Arkansas Teacher Retirement System, DeKalb County Pension Fund. (McConville, Francis) (Filed on 1/26/2024) |
| Filing 36 MOTION for leave to appear in Pro Hac Vice of Eric J. Befi ( Filing fee $ 328, receipt number ACANDC-19066451.) filed by Arkansas Teacher Retirement System, DeKalb County Pension Fund. (Belfi, Eric) (Filed on 1/26/2024) |
| Filing 35 Certificate of Interested Entities by Arkansas Teacher Retirement System, DeKalb County Pension Fund Certification of Conflicts and Interested Entities or Persons (Gilmore, Lucas) (Filed on 1/26/2024) |
| Filing 34 CERTIFICATE of Counsel re #31 MOTION to Appoint Lead Plaintiff and Lead Counsel Certification of Francis P. McConville Pursuant to Local Rule 3-7(d) by Lucas E. Gilmore on behalf of Arkansas Teacher Retirement System, DeKalb County Pension Fund (Gilmore, Lucas) (Filed on 1/26/2024) |
| Filing 33 CERTIFICATE of Counsel re #31 MOTION to Appoint Lead Plaintiff and Lead Counsel Certification of Eric J. Belfi Pursuant to Local Rule 3-7(d) by Lucas E. Gilmore on behalf of Arkansas Teacher Retirement System, DeKalb County Pension Fund (Gilmore, Lucas) (Filed on 1/26/2024) |
| Filing 32 CERTIFICATE of Counsel re #31 MOTION to Appoint Lead Plaintiff and Lead Counsel Certification of Lucas E. Gilmore Pursuant to Local Rule 3-7(d) by Lucas E. Gilmore on behalf of Arkansas Teacher Retirement System, DeKalb County Pension Fund (Gilmore, Lucas) (Filed on 1/26/2024) |
| Filing 31 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by DeKalb County Pension Fund, Arkansas Teacher Retirement System. Motion Hearing set for 3/7/2024 01:30 PM in San Francisco, Courtroom 03, 17th Floor before Judge Richard Seeborg. Responses due by 2/9/2024. Replies due by 2/16/2024. (Attachments: #1 Declaration of Lucas E. Gilmore, #2 Exhibit A (Signed Certifications), #3 Exhibit B (Loss Chart), #4 Exhibit C (Joint Declaration of Mark White and Edmund J. Wall), #5 Exhibit D (Notice of Pendency), #6 Exhibit E (Firm Resume of Laboton), #7 Exhibit F (Firm Resume of Hagens Berman Sobol Shapiro LLP), #8 Proposed Order)(Gilmore, Lucas) (Filed on 1/26/2024) |
| Filing 30 Certificate of Interested Entities by Jarett Taylor re #27 MOTION to Appoint Lead Plaintiff and Lead Counsel (Rosen, Laurence) (Filed on 1/26/2024) |
| Filing 29 CERTIFICATE of Counsel re #27 MOTION to Appoint Lead Plaintiff and Lead Counsel by Laurence Matthew Rosen on behalf of Jarett Taylor (Rosen, Laurence) (Filed on 1/26/2024) |
| Filing 28 Declaration of Laurence M. Rosen in Support of #27 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byJarett Taylor. (Attachments: #1 Exhibit 1. PSLRA Notice, #2 Exhibit 2. PSLRA Certification, #3 Exhibit 3. Loss Chart, #4 Exhibit 4. Rosen Law Firm Resume)(Related document(s) #27 ) (Rosen, Laurence) (Filed on 1/26/2024) |
| Filing 27 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Jarett Taylor. Motion Hearing set for 3/7/2024 01:30 PM in San Francisco, Courtroom 03, 17th Floor before Judge Richard Seeborg. Responses due by 2/9/2024. Replies due by 2/16/2024. (Attachments: #1 Proposed Order)(Rosen, Laurence) (Filed on 1/26/2024) |
| Filing 26 NOTICE by DeKalb County Pension Fund of Change of Firm Name (McConville, Francis) (Filed on 1/10/2024) |
|
Filing 25
ORDER by Judge Richard Seeborg Granting #23 Motion for Pro Hac Vice as to Susannah Benjamin. (cl, COURT STAFF) (Filed on 1/5/2024)
|
|
Filing 24
ORDER by Judge Richard Seeborg Granting #22 Motion for Pro Hac Vice as to Elena Hadjimichael. (cl, COURT STAFF) (Filed on 1/5/2024)
|
| Filing 23 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 328, receipt number ACANDC-18993970.) filed by David Baszucki, Craig Donato, Michael Guthrie, Eliza Jacobs, Roblox Corporation. (Attachments: #1 Exhibit A, #2 Certificate of Good Standing)(Benjamin, Susannah) (Filed on 1/5/2024) |
| Filing 22 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 328, receipt number ACANDC-18993942.) filed by David Baszucki, Craig Donato, Michael Guthrie, Eliza Jacobs, Roblox Corporation. (Attachments: #1 Exhibit A, #2 Affirmation in Support, #3 Certificate of Good Standing)(Hadjimichael, Elena) (Filed on 1/5/2024) |
| Filing 21 Certificate of Interested Entities by Roblox Corporation identifying Other Affiliate Hudson Insurance Co., Other Affiliate Zurich American Insurance Co., Other Affiliate XL Specialty Insurance Co., Other Affiliate Anthony Lee, Other Affiliate Markel American Insurance Co., Other Affiliate The Vanguard Group, Other Affiliate American International Group, Inc./National Union Fire Insurance Company of Pittsburgh, PA, Other Affiliate Altos Ventures, Other Affiliate Altos Ventures, Other Affiliate Vantage Risk Specialty Insurance Co, Other Affiliate Berkshire Hathaway Specialty Insurance Co., Other Affiliate RSUI Indemnity Co. (Royal Specialty Underwriting, Inc.), Other Affiliate Allied World Specialty Insurance Co., Other Affiliate Berkley Insurance Company, Other Affiliate Lloyds of London, Other Affiliate Morgan Stanley for Roblox Corporation. (Feldman, Boris) (Filed on 1/4/2024) |
| Filing 20 NOTICE of Appearance by Doru Gavril (Gavril, Doru) (Filed on 1/4/2024) |
| Filing 19 NOTICE of Appearance by Boris Feldman (Feldman, Boris) (Filed on 1/4/2024) |
| Filing 18 Case transferred in from District of New York Southern; Case Number 1:23-cv-10347. Original file certified copy of transfer order and docket sheet received. |
|
Filing 17
ORDER: The Court, having reviewed and considered the Stipulation of the Parties, and good cause appearing therefore, hereby issues the following FINDINGS AND ORDERS: 1. This case could have been brought in the United States District Court for the Northern District of California. The Parties have stipulated that defendant Roblox Corp. is headquartered in San Mateo, California, and that the company's corporate decisions regarding investor communications occur in California. This Court therefore finds that transfer of venue from the Southern District of New York to the Northern District of California is appropriate for the convenience of the Parties and will further the interests of justice. 2. The Stipulation of the Parties to transfer venue of this case to the United States District Court for the Northern District of California is hereby APPROVED. 3. This case is hereby TRANSFERRED to the United States District Court for the Northern District of California for all further proceedings pursuant to 28 U.S.C. 1404(a). 4. The Clerk is directed to transfer this case to the United States District Court for the Northern District of California forthwith. (Signed by Judge Arun Subramanian on 12/22/2023) (vfr)
|
| CASE TRANSFERRED OUT ELECTRONICALLY from the U.S.D.C. Southern District of New York to the United States District Court - District of Northern District of California. (vfr) |
| Filing 16 PROPOSED STIPULATION AND ORDER. Document filed by David Baszucki, Craig Donato, Michael Guthrie, Eliza Jacobs, Roblox Corporation..(Hadjimichael, Elena) |
| Filing 15 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by David Baszucki, Craig Donato, Michael Guthrie, Eliza Jacobs, Roblox Corporation..(Hadjimichael, Elena) |
| Filing 14 NOTICE OF APPEARANCE by Elena Hadjimichael on behalf of David Baszucki, Craig Donato, Michael Guthrie, Eliza Jacobs, Roblox Corporation..(Hadjimichael, Elena) |
|
Filing 13
ORDER REGARDING NOTICE TO PURPORTED PLAINTIFF CLASS MEMBERS: On November 27, 2023, Plaintiff filed a putative class action on behalf of all persons or entities that purchased or otherwise acquired Roblox Class A common stock between March 10, 2021 and February 15, 2022, inclusive. Docket No. 1. ("Compl."), Paragraph 1. The Complaint alleges violations of Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder. Section 78u-4(a)(3)(A) of the Private Securities Litigation Reform Act ("PSLRA"), 15 U.S.C. 78u-4(a)(3)(A), requires that "[n]ot later than 20 days after the date on which the complaint is filed, the plaintiff or plaintiffs shall cause to be published, in a widely circulated national business-oriented publication or wire service, a notice advising members of the purported plaintiff class... of the pendency of the action, the claims asserted therein, and the purported class period." 15 U.S.C. 78u-4(a)(3)(A)(i) (emphasis added). It is hereby ORDERED that no later than December 20, 2023, Plaintiff shall advise the Court in writing of the date and manner in which it published this notice. SO ORDERED. (Signed by Judge Arun Subramanian on 11/28/2023) (vfr)
|
| Filing 12 ELECTRONIC SUMMONS ISSUED as to Eliza Jacobs. (vf) |
| Filing 11 ELECTRONIC SUMMONS ISSUED as to Craig Donato. (vf) |
| Filing 10 ELECTRONIC SUMMONS ISSUED as to Michael Guthrie. (vf) |
| Filing 9 ELECTRONIC SUMMONS ISSUED as to David Baszucki. (vf) |
| Filing 8 ELECTRONIC SUMMONS ISSUED as to Roblox Corporation. (vf) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Arun Subramanian. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(vf) |
| Magistrate Judge Barbara C. Moses is designated to handle matters that may be referred in this case. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (vf) |
| Case Designated ECF. (vf) |
| Filing 7 REQUEST FOR ISSUANCE OF SUMMONS as to Eliza Jacobs, re: #1 Complaint. Document filed by DeKalb County Pension Fund..(McConville, Francis) |
| Filing 6 REQUEST FOR ISSUANCE OF SUMMONS as to Craig Donato, re: #1 Complaint. Document filed by DeKalb County Pension Fund..(McConville, Francis) |
| Filing 5 REQUEST FOR ISSUANCE OF SUMMONS as to Michael Guthrie, re: #1 Complaint. Document filed by DeKalb County Pension Fund..(McConville, Francis) |
| Filing 4 REQUEST FOR ISSUANCE OF SUMMONS as to David Baszucki, re: #1 Complaint. Document filed by DeKalb County Pension Fund..(McConville, Francis) |
| Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to Roblox Corporation, re: #1 Complaint. Document filed by DeKalb County Pension Fund..(McConville, Francis) |
| Filing 2 CIVIL COVER SHEET filed..(McConville, Francis) |
| Filing 1 COMPLAINT against David Baszucki, Craig Donato, Michael Guthrie, Eliza Jacobs, Roblox Corporation. (Filing Fee $ 402.00, Receipt Number ANYSDC-28615467)Document filed by DeKalb County Pension Fund..(McConville, Francis) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the California Northern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
