TIAA-CREF Investment Management, LLC et al v. Becker et al
| TIAA-CREF Investment Management, LLC, Teachers Advisors, LLC, Nuveen Asset Management, LLC, Nuveen Fund Advisors, LLC, CREF Equity Index Account, CREF Stock Account, Nuveen Large-Cap Select Fund, CREF Global Equities Account, TIAA-CREF S&P 500 Index Fund, TIAA-CREF Equity Index Fund, TIAA-CREF Growth & Income Fund, Nuveen ESG Large-Cap Value ETF, Nuveen ESG Mid-Cap Growth ETF, Nuveen ESG Mid-Cap Value ETF, TIAA-CREF Life Growth & Income Fund, CREF Social Choice Account, TIAA Separate Account VA-1, TIAA-CREF Large-Cap Growth Index Fund, TIAA-CREF Large-Cap Value Index Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, CREF Core Bond Account, TIAA-CREF Life Insurance Company, TIAA-CREF Bond Index Fund, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Core Impact Bond Fund, Nuveen Global High Income Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred and Income Term Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, Nuveen Core Plus Impact Fund, Nuveen Variable Rate Preferred & Income Fund, Nuveen Preferred Securities and Income Fund, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, Nuveen ESG U.S. Aggregate Bond ETF, Teachers Insurance and Annuity Association of America, Nuveen U.S. Core Impact Bond Fund and TIAA-CREF Life Social Choice Equity Fund |
| Gregory W. Becker, Daniel J. Beck, Karen Hon, Roger F. Dunbar, Beverly Kay Matthews, Eric A. Benhamou, Elizabeth Burr, John S. Clendening, Richard D. Daniels, Alison Davis, Joel P. Friedman, Jeffrey N. Maggioncalda, Mary J. Miller, Kate D. Mitchell, John F. Robinson, Garen K. Staglin, BofA Securities, Inc. and Goldman Sachs & Co. LLC |
| 3:2024cv00478 |
| January 25, 2024 |
| US District Court for the Northern District of California |
| James Donato |
| Alex G Tse |
| Securities/Commodities |
| Plaintiff |
Docket Report
RSS Track this Docket
This docket was last retrieved on February 23, 2024. A more recent docket listing may be available from PACER.
| Document Text |
|---|
Filing 28
ORDER REASSIGNING CASE. Case reassigned to Judge James Donato for all further proceedings. Judge Charles R. Breyer no longer assigned to case, Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras.. Signed by Clerk on 2/23/2024. (Attachments: #1 Notice of Eligibility for Video Recording)(ark, COURT STAFF) (Filed on 2/23/2024)
|
|
Filing 27
ORDER RELATING CASE.. Signed by Judge James Donato on 2/22/2024. (lrc, COURT STAFF) (Filed on 2/23/2024)
|
| Filing 26 NOTICE of Appearance by Emily Elaine Berry (Berry, Emily) (Filed on 2/20/2024) |
| Filing 25 NOTICE of Appearance by Miles F. Ehrlich (Ehrlich, Miles) (Filed on 2/20/2024) |
| Filing 24 WAIVER OF SERVICE Returned Executed filed by Nuveen Preferred Securities and Income Fund, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, CREF Core Bond Account, Nuveen Large-Cap Select Fund, Nuveen Global High Income Fund, Teachers Advisors, LLC, TIAA Separate Account VA-1, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, Nuveen Core Plus Impact Fund, CREF Social Choice Account, TIAA-CREF Core Impact Bond Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred and Income Term Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Nuveen ESG Mid-Cap Value ETF, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, Nuveen Variable Rate Preferred & Income Fund, Teachers Insurance and Annuity Association of America, TIAA-CREF Growth & Income Fund, TIAA-CREF Life Insurance Company, Nuveen ESG Mid-Cap Growth ETF, TIAA-CREF Bond Index Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen U.S. Core Impact Bond Fund, TIAA-CREF S&P 500 Index Fund, Nuveen ESG Large-Cap Value ETF, TIAA-CREF Life Growth & Income Fund, CREF Global Equities Account, Nuveen Fund Advisors, LLC, Nuveen ESG U.S. Aggregate Bond ETF, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF Large-Cap Value Index Fund, CREF Equity Index Account. Service waived by Karen Hon waiver sent on 2/8/2024, answer due 4/8/2024. (Brooks, Luke) (Filed on 2/9/2024) |
| Filing 23 WAIVER OF SERVICE Returned Executed filed by Nuveen Preferred Securities and Income Fund, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, CREF Core Bond Account, Nuveen Large-Cap Select Fund, Nuveen Global High Income Fund, Teachers Advisors, LLC, TIAA Separate Account VA-1, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, Nuveen Core Plus Impact Fund, CREF Social Choice Account, TIAA-CREF Core Impact Bond Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred and Income Term Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Nuveen ESG Mid-Cap Value ETF, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, Nuveen Variable Rate Preferred & Income Fund, Teachers Insurance and Annuity Association of America, TIAA-CREF Growth & Income Fund, TIAA-CREF Life Insurance Company, Nuveen ESG Mid-Cap Growth ETF, TIAA-CREF Bond Index Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen U.S. Core Impact Bond Fund, TIAA-CREF S&P 500 Index Fund, Nuveen ESG Large-Cap Value ETF, TIAA-CREF Life Growth & Income Fund, CREF Global Equities Account, Nuveen Fund Advisors, LLC, Nuveen ESG U.S. Aggregate Bond ETF, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF Large-Cap Value Index Fund, CREF Equity Index Account. Service waived by Mary J. Miller waiver sent on 2/1/2024, answer due 4/1/2024. (Brooks, Luke) (Filed on 2/8/2024) |
| Filing 22 WAIVER OF SERVICE Returned Executed filed by Nuveen Preferred Securities and Income Fund, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, CREF Core Bond Account, Nuveen Large-Cap Select Fund, Nuveen Global High Income Fund, Teachers Advisors, LLC, TIAA Separate Account VA-1, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, Nuveen Core Plus Impact Fund, CREF Social Choice Account, TIAA-CREF Core Impact Bond Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred and Income Term Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Nuveen ESG Mid-Cap Value ETF, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, Nuveen Variable Rate Preferred & Income Fund, Teachers Insurance and Annuity Association of America, TIAA-CREF Growth & Income Fund, TIAA-CREF Life Insurance Company, Nuveen ESG Mid-Cap Growth ETF, TIAA-CREF Bond Index Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen U.S. Core Impact Bond Fund, TIAA-CREF S&P 500 Index Fund, Nuveen ESG Large-Cap Value ETF, TIAA-CREF Life Growth & Income Fund, CREF Global Equities Account, Nuveen Fund Advisors, LLC, Nuveen ESG U.S. Aggregate Bond ETF, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF Large-Cap Value Index Fund, CREF Equity Index Account. Service waived by Garen K. Staglin waiver sent on 2/1/2024, answer due 4/1/2024. (Brooks, Luke) (Filed on 2/8/2024) |
| Filing 21 WAIVER OF SERVICE Returned Executed filed by Nuveen Preferred Securities and Income Fund, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, CREF Core Bond Account, Nuveen Large-Cap Select Fund, Nuveen Global High Income Fund, Teachers Advisors, LLC, TIAA Separate Account VA-1, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, Nuveen Core Plus Impact Fund, CREF Social Choice Account, TIAA-CREF Core Impact Bond Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred and Income Term Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Nuveen ESG Mid-Cap Value ETF, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, Nuveen Variable Rate Preferred & Income Fund, Teachers Insurance and Annuity Association of America, TIAA-CREF Growth & Income Fund, TIAA-CREF Life Insurance Company, Nuveen ESG Mid-Cap Growth ETF, TIAA-CREF Bond Index Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen U.S. Core Impact Bond Fund, TIAA-CREF S&P 500 Index Fund, Nuveen ESG Large-Cap Value ETF, TIAA-CREF Life Growth & Income Fund, CREF Global Equities Account, Nuveen Fund Advisors, LLC, Nuveen ESG U.S. Aggregate Bond ETF, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF Large-Cap Value Index Fund, CREF Equity Index Account. Service waived by John F. Robinson waiver sent on 2/1/2024, answer due 4/1/2024. (Brooks, Luke) (Filed on 2/8/2024) |
| Filing 20 WAIVER OF SERVICE Returned Executed filed by Nuveen Preferred Securities and Income Fund, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, CREF Core Bond Account, Nuveen Large-Cap Select Fund, Nuveen Global High Income Fund, Teachers Advisors, LLC, TIAA Separate Account VA-1, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, Nuveen Core Plus Impact Fund, CREF Social Choice Account, TIAA-CREF Core Impact Bond Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred and Income Term Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Nuveen ESG Mid-Cap Value ETF, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, Nuveen Variable Rate Preferred & Income Fund, Teachers Insurance and Annuity Association of America, TIAA-CREF Growth & Income Fund, TIAA-CREF Life Insurance Company, Nuveen ESG Mid-Cap Growth ETF, TIAA-CREF Bond Index Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen U.S. Core Impact Bond Fund, TIAA-CREF S&P 500 Index Fund, Nuveen ESG Large-Cap Value ETF, TIAA-CREF Life Growth & Income Fund, CREF Global Equities Account, Nuveen Fund Advisors, LLC, Nuveen ESG U.S. Aggregate Bond ETF, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF Large-Cap Value Index Fund, CREF Equity Index Account. Service waived by Kate D. Mitchell waiver sent on 2/1/2024, answer due 4/1/2024. (Brooks, Luke) (Filed on 2/8/2024) |
| Filing 19 WAIVER OF SERVICE Returned Executed filed by Nuveen Preferred Securities and Income Fund, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, CREF Core Bond Account, Nuveen Large-Cap Select Fund, Nuveen Global High Income Fund, Teachers Advisors, LLC, TIAA Separate Account VA-1, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, Nuveen Core Plus Impact Fund, CREF Social Choice Account, TIAA-CREF Core Impact Bond Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred and Income Term Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Nuveen ESG Mid-Cap Value ETF, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, Nuveen Variable Rate Preferred & Income Fund, Teachers Insurance and Annuity Association of America, TIAA-CREF Growth & Income Fund, TIAA-CREF Life Insurance Company, Nuveen ESG Mid-Cap Growth ETF, TIAA-CREF Bond Index Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen U.S. Core Impact Bond Fund, TIAA-CREF S&P 500 Index Fund, Nuveen ESG Large-Cap Value ETF, TIAA-CREF Life Growth & Income Fund, CREF Global Equities Account, Nuveen Fund Advisors, LLC, Nuveen ESG U.S. Aggregate Bond ETF, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF Large-Cap Value Index Fund, CREF Equity Index Account. Service waived by Beverly Kay Matthews waiver sent on 2/1/2024, answer due 4/1/2024. (Brooks, Luke) (Filed on 2/8/2024) |
| Filing 18 WAIVER OF SERVICE Returned Executed filed by Nuveen Preferred Securities and Income Fund, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, CREF Core Bond Account, Nuveen Large-Cap Select Fund, Nuveen Global High Income Fund, Teachers Advisors, LLC, TIAA Separate Account VA-1, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, Nuveen Core Plus Impact Fund, CREF Social Choice Account, TIAA-CREF Core Impact Bond Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred and Income Term Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Nuveen ESG Mid-Cap Value ETF, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, Nuveen Variable Rate Preferred & Income Fund, Teachers Insurance and Annuity Association of America, TIAA-CREF Growth & Income Fund, TIAA-CREF Life Insurance Company, Nuveen ESG Mid-Cap Growth ETF, TIAA-CREF Bond Index Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen U.S. Core Impact Bond Fund, TIAA-CREF S&P 500 Index Fund, Nuveen ESG Large-Cap Value ETF, TIAA-CREF Life Growth & Income Fund, CREF Global Equities Account, Nuveen Fund Advisors, LLC, Nuveen ESG U.S. Aggregate Bond ETF, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF Large-Cap Value Index Fund, CREF Equity Index Account. Service waived by Jeffrey N. Maggioncalda waiver sent on 2/1/2024, answer due 4/1/2024. (Brooks, Luke) (Filed on 2/8/2024) |
| Filing 17 WAIVER OF SERVICE Returned Executed filed by Nuveen Preferred Securities and Income Fund, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, CREF Core Bond Account, Nuveen Large-Cap Select Fund, Nuveen Global High Income Fund, Teachers Advisors, LLC, TIAA Separate Account VA-1, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, Nuveen Core Plus Impact Fund, CREF Social Choice Account, TIAA-CREF Core Impact Bond Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred and Income Term Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Nuveen ESG Mid-Cap Value ETF, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, Nuveen Variable Rate Preferred & Income Fund, Teachers Insurance and Annuity Association of America, TIAA-CREF Growth & Income Fund, TIAA-CREF Life Insurance Company, Nuveen ESG Mid-Cap Growth ETF, TIAA-CREF Bond Index Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen U.S. Core Impact Bond Fund, TIAA-CREF S&P 500 Index Fund, Nuveen ESG Large-Cap Value ETF, TIAA-CREF Life Growth & Income Fund, CREF Global Equities Account, Nuveen Fund Advisors, LLC, Nuveen ESG U.S. Aggregate Bond ETF, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF Large-Cap Value Index Fund, CREF Equity Index Account. Service waived by Joel P. Friedman waiver sent on 2/1/2024, answer due 4/1/2024. (Brooks, Luke) (Filed on 2/8/2024) |
| Filing 16 WAIVER OF SERVICE Returned Executed filed by Nuveen Preferred Securities and Income Fund, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, CREF Core Bond Account, Nuveen Large-Cap Select Fund, Nuveen Global High Income Fund, Teachers Advisors, LLC, TIAA Separate Account VA-1, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, Nuveen Core Plus Impact Fund, CREF Social Choice Account, TIAA-CREF Core Impact Bond Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred and Income Term Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Nuveen ESG Mid-Cap Value ETF, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, Nuveen Variable Rate Preferred & Income Fund, Teachers Insurance and Annuity Association of America, TIAA-CREF Growth & Income Fund, TIAA-CREF Life Insurance Company, Nuveen ESG Mid-Cap Growth ETF, TIAA-CREF Bond Index Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen U.S. Core Impact Bond Fund, TIAA-CREF S&P 500 Index Fund, Nuveen ESG Large-Cap Value ETF, TIAA-CREF Life Growth & Income Fund, CREF Global Equities Account, Nuveen Fund Advisors, LLC, Nuveen ESG U.S. Aggregate Bond ETF, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF Large-Cap Value Index Fund, CREF Equity Index Account. Service waived by Roger F. Dunbar waiver sent on 2/1/2024, answer due 4/1/2024. (Brooks, Luke) (Filed on 2/8/2024) |
| Filing 15 WAIVER OF SERVICE Returned Executed filed by Nuveen Preferred Securities and Income Fund, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, CREF Core Bond Account, Nuveen Large-Cap Select Fund, Nuveen Global High Income Fund, Teachers Advisors, LLC, TIAA Separate Account VA-1, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, Nuveen Core Plus Impact Fund, CREF Social Choice Account, TIAA-CREF Core Impact Bond Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred and Income Term Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Nuveen ESG Mid-Cap Value ETF, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, Nuveen Variable Rate Preferred & Income Fund, Teachers Insurance and Annuity Association of America, TIAA-CREF Growth & Income Fund, TIAA-CREF Life Insurance Company, Nuveen ESG Mid-Cap Growth ETF, TIAA-CREF Bond Index Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen U.S. Core Impact Bond Fund, TIAA-CREF S&P 500 Index Fund, Nuveen ESG Large-Cap Value ETF, TIAA-CREF Life Growth & Income Fund, CREF Global Equities Account, Nuveen Fund Advisors, LLC, Nuveen ESG U.S. Aggregate Bond ETF, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF Large-Cap Value Index Fund, CREF Equity Index Account. Service waived by Alison Davis waiver sent on 2/1/2024, answer due 4/1/2024. (Brooks, Luke) (Filed on 2/8/2024) |
| Filing 14 WAIVER OF SERVICE Returned Executed filed by Nuveen Preferred Securities and Income Fund, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, CREF Core Bond Account, Nuveen Large-Cap Select Fund, Nuveen Global High Income Fund, Teachers Advisors, LLC, TIAA Separate Account VA-1, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, Nuveen Core Plus Impact Fund, CREF Social Choice Account, TIAA-CREF Core Impact Bond Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred and Income Term Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Nuveen ESG Mid-Cap Value ETF, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, Nuveen Variable Rate Preferred & Income Fund, Teachers Insurance and Annuity Association of America, TIAA-CREF Growth & Income Fund, TIAA-CREF Life Insurance Company, Nuveen ESG Mid-Cap Growth ETF, TIAA-CREF Bond Index Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen U.S. Core Impact Bond Fund, TIAA-CREF S&P 500 Index Fund, Nuveen ESG Large-Cap Value ETF, TIAA-CREF Life Growth & Income Fund, CREF Global Equities Account, Nuveen Fund Advisors, LLC, Nuveen ESG U.S. Aggregate Bond ETF, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF Large-Cap Value Index Fund, CREF Equity Index Account. Service waived by Richard D. Daniels waiver sent on 2/1/2024, answer due 4/1/2024. (Brooks, Luke) (Filed on 2/8/2024) |
| Filing 13 WAIVER OF SERVICE Returned Executed filed by Nuveen Preferred Securities and Income Fund, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, CREF Core Bond Account, Nuveen Large-Cap Select Fund, Nuveen Global High Income Fund, Teachers Advisors, LLC, TIAA Separate Account VA-1, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, Nuveen Core Plus Impact Fund, CREF Social Choice Account, TIAA-CREF Core Impact Bond Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred and Income Term Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Nuveen ESG Mid-Cap Value ETF, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, Nuveen Variable Rate Preferred & Income Fund, Teachers Insurance and Annuity Association of America, TIAA-CREF Growth & Income Fund, TIAA-CREF Life Insurance Company, Nuveen ESG Mid-Cap Growth ETF, TIAA-CREF Bond Index Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen U.S. Core Impact Bond Fund, TIAA-CREF S&P 500 Index Fund, Nuveen ESG Large-Cap Value ETF, TIAA-CREF Life Growth & Income Fund, CREF Global Equities Account, Nuveen Fund Advisors, LLC, Nuveen ESG U.S. Aggregate Bond ETF, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF Large-Cap Value Index Fund, CREF Equity Index Account. Service waived by Elizabeth Burr waiver sent on 2/1/2024, answer due 4/1/2024. (Brooks, Luke) (Filed on 2/8/2024) |
| Filing 12 WAIVER OF SERVICE Returned Executed filed by Nuveen Preferred Securities and Income Fund, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, CREF Core Bond Account, Nuveen Large-Cap Select Fund, Nuveen Global High Income Fund, Teachers Advisors, LLC, TIAA Separate Account VA-1, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, Nuveen Core Plus Impact Fund, CREF Social Choice Account, TIAA-CREF Core Impact Bond Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred and Income Term Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Nuveen ESG Mid-Cap Value ETF, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, Nuveen Variable Rate Preferred & Income Fund, Teachers Insurance and Annuity Association of America, TIAA-CREF Growth & Income Fund, TIAA-CREF Life Insurance Company, Nuveen ESG Mid-Cap Growth ETF, TIAA-CREF Bond Index Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen U.S. Core Impact Bond Fund, TIAA-CREF S&P 500 Index Fund, Nuveen ESG Large-Cap Value ETF, TIAA-CREF Life Growth & Income Fund, CREF Global Equities Account, Nuveen Fund Advisors, LLC, Nuveen ESG U.S. Aggregate Bond ETF, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF Large-Cap Value Index Fund, CREF Equity Index Account. Service waived by Eric A. Benhamou waiver sent on 2/1/2024, answer due 4/1/2024. (Brooks, Luke) (Filed on 2/8/2024) |
| Filing 11 CLERK'S NOTICE: A Joint Case Management Statement due by 4/26/2024. Initial Case Management Conference set for 5/3/2024 at 8:30 AM in San Francisco - To be determined. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ls, COURT STAFF) (Filed on 2/6/2024) |
|
Filing 10
ORDER REASSIGNING CASE. Case reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge Charles R. Breyer for all further proceedings. Magistrate Judge Alex G. Tse no longer assigned to case, Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Signed by Clerk on 02/05/2024. (Attachments: #1 Notice of Eligibility for Video Recording)(mbc, COURT STAFF) (Filed on 2/5/2024)
|
| Filing 9 CLERK'S NOTICE OF IMPENDING REASSIGNMENT TO A U.S. DISTRICT COURT JUDGE: The Clerk of this Court will now reassign this case to a District Judge because a party has not consented to the jurisdiction of a Magistrate Judge. You will be informed by separate notice of the district judge to whom this case is reassigned. ALL HEARING DATES PRESENTLY SCHEDULED BEFORE THE CURRENT MAGISTRATE JUDGE ARE VACATED AND SHOULD BE RE-NOTICED FOR HEARING BEFORE THE JUDGE TO WHOM THIS CASE IS REASSIGNED. This is a text only docket entry; there is no document associated with this notice. (shy, COURT STAFF) (Filed on 2/5/2024) |
| Filing 8 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by CREF Core Bond Account, CREF Equity Index Account, CREF Global Equities Account, CREF Social Choice Account, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen Core Plus Impact Fund, Nuveen ESG Large-Cap Value ETF, Nuveen ESG Mid-Cap Growth ETF, Nuveen ESG Mid-Cap Value ETF, Nuveen ESG U.S. Aggregate Bond ETF, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, Nuveen Fund Advisors, LLC, Nuveen Global High Income Fund, Nuveen Large-Cap Select Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred Securities and Income Fund, Nuveen Preferred and Income Term Fund, Nuveen U.S. Core Impact Bond Fund, Nuveen Variable Rate Preferred & Income Fund, TIAA Separate Account VA-1, TIAA-CREF Bond Index Fund, TIAA-CREF Core Impact Bond Fund, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, TIAA-CREF Growth & Income Fund, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, TIAA-CREF Large-Cap Value Index Fund, TIAA-CREF Life Growth & Income Fund, TIAA-CREF Life Insurance Company, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF S&P 500 Index Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Teachers Advisors, LLC, Teachers Insurance and Annuity Association of America.. (Brooks, Luke) (Filed on 2/2/2024) |
| Filing 7 Summons Issued as to Daniel J. Beck, Gregory W. Becker, Eric A. Benhamou, BofA Securities, Inc., Elizabeth Burr, John S. Clendening, Richard D. Daniels, Alison Davis, Roger F. Dunbar, Joel P. Friedman, Goldman Sachs & Co. LLC, Karen Hon, Jeffrey N. Maggioncalda, Beverly Kay Matthews, Mary J. Miller, Kate D. Mitchell, John F. Robinson, Garen K. Staglin. (hdj, COURT STAFF) (Filed on 1/29/2024) |
| Filing 6 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 4/19/2024. Initial Case Management Conference set for 4/26/2024 02:00 PM in San Francisco, Courtroom A, 15th Floor. (hdj, COURT STAFF) (Filed on 1/29/2024) |
| Filing 5 Case assigned to Magistrate Judge Alex G. Tse. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 2/9/2024. (ark, COURT STAFF) (Filed on 1/26/2024) |
| Filing 4 Proposed Summons. (Brooks, Luke) (Filed on 1/25/2024) |
| Filing 3 Rule 7.1 Disclosures by CREF Core Bond Account, CREF Equity Index Account, CREF Global Equities Account, CREF Social Choice Account, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen Core Plus Impact Fund, Nuveen ESG Large-Cap Value ETF, Nuveen ESG Mid-Cap Growth ETF, Nuveen ESG Mid-Cap Value ETF, Nuveen ESG U.S. Aggregate Bond ETF, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, Nuveen Fund Advisors, LLC, Nuveen Global High Income Fund, Nuveen Large-Cap Select Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred Securities and Income Fund, Nuveen Preferred and Income Term Fund, Nuveen U.S. Core Impact Bond Fund, Nuveen Variable Rate Preferred & Income Fund, TIAA Separate Account VA-1, TIAA-CREF Bond Index Fund, TIAA-CREF Core Impact Bond Fund, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, TIAA-CREF Growth & Income Fund, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, TIAA-CREF Large-Cap Value Index Fund, TIAA-CREF Life Growth & Income Fund, TIAA-CREF Life Insurance Company, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF S&P 500 Index Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Teachers Advisors, LLC, Teachers Insurance and Annuity Association of America (Brooks, Luke) (Filed on 1/25/2024) |
| Filing 2 Certificate of Interested Entities by CREF Core Bond Account, CREF Equity Index Account, CREF Global Equities Account, CREF Social Choice Account, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen Core Plus Impact Fund, Nuveen ESG Large-Cap Value ETF, Nuveen ESG Mid-Cap Growth ETF, Nuveen ESG Mid-Cap Value ETF, Nuveen ESG U.S. Aggregate Bond ETF, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, Nuveen Fund Advisors, LLC, Nuveen Global High Income Fund, Nuveen Large-Cap Select Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred Securities and Income Fund, Nuveen Preferred and Income Term Fund, Nuveen U.S. Core Impact Bond Fund, Nuveen Variable Rate Preferred & Income Fund, TIAA Separate Account VA-1, TIAA-CREF Bond Index Fund, TIAA-CREF Core Impact Bond Fund, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, TIAA-CREF Growth & Income Fund, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, TIAA-CREF Large-Cap Value Index Fund, TIAA-CREF Life Growth & Income Fund, TIAA-CREF Life Insurance Company, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF S&P 500 Index Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Teachers Advisors, LLC, Teachers Insurance and Annuity Association of America (Brooks, Luke) (Filed on 1/25/2024) |
| Filing 1 COMPLAINT Complaint for Violations of the Federal Securities Laws against Daniel J. Beck, Gregory W. Becker, Eric A. Benhamou, BofA Securities, Inc., Elizabeth Burr, John S. Clendening, Richard D. Daniels, Alison Davis, Roger F. Dunbar, Joel P. Friedman, Goldman Sachs & Co. LLC, Karen Hon, Jeffrey N. Maggioncalda, Beverly Kay Matthews, Mary J. Miller, Kate D. Mitchell, John F. Robinson, Garen K. Staglin ( Filing fee $ 405, receipt number ACANDC-19061555.). Filed by Nuveen Preferred Securities and Income Fund, Nuveen Enhanced Yield U.S. Aggregate Bond ETF, CREF Core Bond Account, Nuveen Large-Cap Select Fund, Nuveen Global High Income Fund, Teachers Advisors, LLC, TIAA Separate Account VA-1, TIAA-CREF Investment Management, LLC, TIAA-CREF Large-Cap Growth Index Fund, Nuveen Core Plus Impact Fund, CREF Social Choice Account, TIAA-CREF Core Impact Bond Fund, Nuveen Preferred & Income Opportunities Fund on behalf of itself and as successor in interest to Nuveen Preferred & Income Securities Fund and Nuveen Preferred and Income Fund, Nuveen Preferred and Income Term Fund, TIAA-CREF Social Choice Low Carbon Equity Fund, Nuveen ESG Mid-Cap Value ETF, TIAA-CREF Core Plus Bond Fund, TIAA-CREF Equity Index Fund, Nuveen Variable Rate Preferred & Income Fund, Teachers Insurance and Annuity Association of America, TIAA-CREF Growth & Income Fund, TIAA-CREF Life Insurance Company, Nuveen ESG Mid-Cap Growth ETF, TIAA-CREF Bond Index Fund, Nuveen Multi-Asset Income Fund on behalf of itself and as successor in interest to Nuveen Tax-Advantaged Total Return Strategy Fund, CREF Stock Account, Nuveen Asset Management, LLC, Nuveen U.S. Core Impact Bond Fund, TIAA-CREF S&P 500 Index Fund, Nuveen ESG Large-Cap Value ETF, TIAA-CREF Life Growth & Income Fund, CREF Global Equities Account, Nuveen Fund Advisors, LLC, Nuveen ESG U.S. Aggregate Bond ETF, TIAA-CREF Life Social Choice Equity Fund, TIAA-CREF Large-Cap Value Index Fund, CREF Equity Index Account. (Attachments: #1 Civil Cover Sheet)(Brooks, Luke) (Filed on 1/25/2024) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the California Northern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
