Sarandi v. Breu et al
Greg Sarandi |
Alexandre F. Jetzer, William W. George, Helmut Sihler, Raymond Breu, Peter Burckhardt, Ulrich Lehner, Hans-Joerg Rudloff, Srikant Datar, Daniel Vasella, Rolf M. Zinkernagel, Pierre Landolt, Birgit Breuel and Wendelin Wiedeking |
Novartis AG |
4:2008cv02118 |
April 23, 2008 |
US District Court for the Northern District of California |
Oakland Office |
San Mateo |
Saundra Brown Armstrong |
Stockholders Suits |
28 U.S.C. § 1332 |
Plaintiff |
Docket Report
This docket was last retrieved on April 15, 2010. A more recent docket listing may be available from PACER.
Document Text |
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Filing 72 FINAL JUDGMENT is entered in favor of Defendants. Signed by Judge Saundra Brown Armstrong, on 4/15/10. (lrc, COURT STAFF) (Filed on 4/15/2010) Modified on 4/16/2010 (jlm, COURT STAFF). |
Filing 71 MOTION Entry of Final Judgment Pursuant to Fed. R. Civ. P. 58(d) with Proposed Judgment re #70 Order on Motion to Dismiss filed by Raymond Breu, Srikant Datar, William W. George, Novartis AG, Daniel Vasella, Rolf M. Zinkernagel. (Goldstein, Sandra) (Filed on 9/8/2009) Modified on 9/9/2009 (jlm, COURT STAFF). |
Filing 70 ORDER by Judge ARMSTRONG granting #49 Motion to Dismiss (lrc, COURT STAFF) (Filed on 9/2/2009) |
Filing 69 CASE MANAGEMENT SCHEDULING ORDER: Case Management Conference set for 10/1/2009 03:30 PM., via Telephone. Signed by Judge Saundra Brown Armstrong, on 7/13/09. (lrc, COURT STAFF) (Filed on 7/14/2009) Modified on 7/15/2009 (jlm, COURT STAFF). |
ADR Remark: The further ADR Phone Conference scheduled for 7/14/09 has been taken off calendar. (sgd, COURT STAFF) (Filed on 7/14/2009) |
Filing 68 STIPULATION and Proposed Order Continuing Case Management Conference from 07/16/09 to 07/30/09, filed by Novartis AG, Raymond Breu, Srikant Datar, William W. George, Greg Sarandi, Daniel Vasella, Rolf M. Zinkernagel. (Gursky, Mark) (Filed on 7/7/2009) Modified on 7/8/2009 (jlm, COURT STAFF). |
ADR Remark: The further ADR Phone Conference has been rescheduled to 7/14/09 at 2:00 p.m. (tjs, COURT STAFF) (Filed on 6/26/2009) |
Filing 67 CLERKS NOTICE Case Management Conference set for 7/16/2009 03:00 PM. VIA TELEPHONE. (lrc, COURT STAFF) (Filed on 6/23/2009) |
Filing 66 STIPULATION and Proposed Order Continuing Case Management Conference from July 1, 2009 to July 22, 2009, filed by Novartis AG, Greg Sarandi, Rolf M. Zinkernagel, Daniel Vasella, William George. (Gursky, Mark) (Filed on 6/19/2009) Modified on 6/22/2009 (jlm, COURT STAFF). |
Filing 65 CLERKS NOTICE Continuing Motion Hearing to 6/30/2009 at 01:00 PM in Courtroom 3, 3rd Floor, Oakland. (lrc, COURT STAFF) (Filed on 6/9/2009) Modified on 6/10/2009 (jlm, COURT STAFF). |
Filing 64 STATEMENT OF RECENT DECISION pursuant to Civil Local Rule 7-3.d, filed by Daniel Vasella, Rolf M. Zinkernagel, Raymond Breu, Srikant Datar, Novartis AG, William W. George. (Attachments: #1 Exhibit A)(Goldstein, Sandra) (Filed on 5/29/2009) Modified on 6/1/2009 (jlm, COURT STAFF). |
Filing 63 CERTIFICATE OF SERVICE by Greg Sarandi (Proof of Service of Summons and Complaint) (Molumphy, Mark) (Filed on 5/8/2009) |
ADR Remark: The further ADR Phone Conference has been rescheduled to 10:30 a.m. on 6/30/09. (tjs, COURT STAFF) (Filed on 5/4/2009) |
Filing 62 CLERKS NOTICE: Continuing Motion Hearing and Case Management Conference; Motion Hearing set for 6/16/2009 01:00 PM. Case Management Conference set for 7/1/2009 03:30 PM., via telephone. (lrc, COURT STAFF) (Filed on 4/22/2009) Modified on 4/23/2009 (jlm, COURT STAFF). |
Filing 61 Appendix re #60 Reply Memorandum filed by Daniel Vasella, Rolf M. Zinkernagel, Raymond Breu, Srikant Datar, Novartis AG, William W. George. (Attachments: #1 Tab 1, #2 Tab 2, #3 Tab 3, #4 Tab 4, #5 Tab 5, #6 Tab 6, #7 Tab 7, #8 Tab 8, #9 Tab 9, #10 Tab 10, #11 Tab 11)(Related document(s) #60 ) (Goldstein, Sandra) (Filed on 4/14/2009) Modified on 4/15/2009 (jlm, COURT STAFF). |
Filing 60 Reply Memorandum re #49 Motion to Dismiss Plaintiff's Shareholder Derivative Complaint and Memorandum of Points and Authorities in Support filed by Daniel Vasella, Rolf M. Zinkernagel, Raymond Breu, Srikant Datar, Novartis AG, William W. George. (Goldstein, Sandra) (Filed on 4/14/2009) Modified on 4/15/2009 (jlm, COURT STAFF). |
Filing 59 Memorandum in Opposition re #49 Motion to Dismiss filed by Greg Sarandi. (Attachments: #1 Declaration of Gerald, #2 Ex. A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F, #8 Exhibit G, #9 Exhibit H, #10 Exhibit I, #11 Exhibit J, #12 Exhibit K, #13 Exhibit L)(Ohn, Gerald) (Filed on 3/27/2009) Modified on 3/30/2009 (jlm, COURT STAFF). |
Filing 58 STIPULATION AND ORDER: Setting new briefing, such that the opposition is now due: 03/27/09; the reply is due: 04/14/09; and the hearing is set for 04/28/09, re #49 Motion to Dismiss. Signed by Judge Saundra Brown Armstrong, on 3/16/09. (lrc, COURT STAFF) (Filed on 3/16/2009) Modified on 3/17/2009 (jlm, COURT STAFF). |
Filing 57 STIPULATION and Proposed Order re Briefing Schedule on Defendants' Motion to Dismiss, filed by Greg Sarandi, Raymond Breu, Srikant Datar, William W. George, Novartis AG, Daniel Vasella, Rolf M. Zinkernagel . (Molumphy, Mark) (Filed on 3/12/2009) Modified on 3/13/2009 (jlm, COURT STAFF). |
Filing 56 ADDENDUM TO STIPULATION AND ORDER re Scheduling. Signed by Judge Saundra Brown Armstrong, on 3/2/09. (lrc, COURT STAFF) (Filed on 3/3/2009) Modified on 3/5/2009 (jlm, COURT STAFF). |
Filing 55 Proposed Order re #49 Motion to Dismiss filed by Daniel Vasella, Rolf M. Zinkernagel, Raymond Breu, Srikant Datar, Novartis AG, William W. George. (Goldstein, Sandra) (Filed on 3/3/2009) Modified on 3/4/2009 (jlm, COURT STAFF). |
Filing 54 Request for Judicial Notice re #49 Motion to Dismiss filed by Daniel Vasella, Rolf M. Zinkernagel, Raymond Breu, Srikant Datar, Novartis AG, William W. George. (Related document(s) #49 ) (Goldstein, Sandra) (Filed on 3/3/2009) Modified on 3/4/2009 (jlm, COURT STAFF). |
Filing 53 Appendix re #49 Motion to Dismiss filed by Daniel Vasella, Rolf M. Zinkernagel, Raymond Breu, Srikant Datar, Novartis AG, William W. George. (Attachments: #1 Tab 1, #2 Tab 2, #3 Tab 3, #4 Tab 4, #5 Tab 5, #6 Tab 6, #7 Tab 7, #8 Tab 8, #9 Tab 9, #10 Tab 10, #11 Tab 11, #12 Tab 12, #13 Tab 13, #14 Tab 14, #15 Tab 15)(Related document(s) #49 ) (Goldstein, Sandra) (Filed on 3/3/2009) Modified on 3/4/2009 (jlm, COURT STAFF). |
Filing 52 Declaration of Monika Matti in Support of #49 Motion to Dismiss filed by Daniel Vasella, Rolf M. Zinkernagel, Raymond Breu, Srikant Datar, Novartis AG, William W. George. (Related document(s) #49 ) (Goldstein, Sandra) (Filed on 3/3/2009) Modified on 3/4/2009 (jlm, COURT STAFF). |
Filing 51 Declaration of Timothy F. Van Voris in Support of #49 MOTION to Dismiss Plaintiff's Shareholder Derivative Complaint and Memorandum of Points and Authorities in Support filed byDaniel Vasella, Rolf M. Zinkernagel, Raymond Breu, Srikant Datar, Novartis AG, William W. George. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F)(Related document(s) #49 ) (Goldstein, Sandra) (Filed on 3/3/2009) |
Filing 50 Declaration of Professor Dr. Peter Nobel in Support of #49 Motion to Dismiss filed by Daniel Vasella, Rolf M. Zinkernagel, Raymond Breu, Srikant Datar, Novartis AG, William W. George. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K, #12 Exhibit L)(Related document(s) #49 ) (Goldstein, Sandra) (Filed on 3/3/2009) Modified on 3/4/2009 (jlm, COURT STAFF). |
Filing 49 MOTION to Dismiss, filed by Daniel Vasella, Rolf M. Zinkernagel, Raymond Breu, Srikant Datar, Novartis AG, William W. George. Motion Hearing set for 4/28/2009 01:00 PM in Courtroom 3, 3rd Floor, Oakland. (Goldstein, Sandra) (Filed on 3/3/2009) Modified on 3/4/2009 (jlm, COURT STAFF). |
Filing 48 ***ERRONEOUS ENTRY, PLEASE SEE DOCUMENT #56 *** ADDENDUM TO STIPULATION AND ORDER re Scheduling. Signed by Judge ARMSTRONG on 3/2/09. (lrc, COURT STAFF) (Filed on 3/3/2009) Modified on 3/4/2009 (jlm, COURT STAFF). Modified on 3/5/2009 (jlm, COURT STAFF). |
Filing 47 Addendum to STIPULATION and Proposed Order re Scheduling by Novartis AG, Raymond Breu, Srikant Datar, William W. George, Greg Sarandi, Daniel Vasella, Rolf M. Zinkernagel. (Gursky, Mark) (Filed on 2/27/2009) Modified on 3/2/2009 (jlm, COURT STAFF). |
Filing 46 NOTICE of Change In Counsel by Sara B. Brody (Brody, Sara) (Filed on 2/17/2009) |
Filing 45 STIPULATION AND ORDER REGARDING SCHEDULING: That Defendants' Motion to Dismiss due 03/03/09; Plaintiff's Response to Motion to Dismiss due 03/17/09; Defendants' Reply due 03/24/09 . Signed by Judge Saundra Brown Armstrong, on 2/4/09. (lrc, COURT STAFF) (Filed on 2/5/2009) Modified on 2/6/2009 (jlm, COURT STAFF). |
Filing 44 Minute Entry: Initial Case Management Conference held on 2/4/2009 before Judge Saundra Brown Armstrong (Date Filed: 2/4/2009). Further Case Management Conference set for 5/13/2009 at 02:30 PM, VIA TELEPHONE. Defendants to File Motion by 03/03/09; Opposition due by 03/17/09; Reply due by 03/24/09; (Court Reporter: Not Reported) (lrc, COURT STAFF) (Date Filed: 2/4/2009) Modified on 2/6/2009 (jlm, COURT STAFF). |
Filing 43 STIPULATION and Proposed Order re Scheduling, filed by Novartis AG, Greg Sarandi, Srikant Datar, William W. George,. (Gursky, Mark) (Filed on 2/3/2009) Modified on 2/4/2009 (jlm, COURT STAFF). |
ADR Remark: ADR Phone Conference held by RWS on 2/2/09. (tjs, COURT STAFF) (Filed on 2/3/2009) |
Filing 42 ADR Clerks Notice Setting ADR Phone Conference on 2/2/09 at 10:30 a.m. Please take note that plaintiff's counsel initiates the call to all parties. (tjs, COURT STAFF) (Filed on 1/26/2009) |
Filing 40 JOINT CASE MANAGEMENT STATEMENT and Proposed Order, filed by Greg Sarandi, Srikant Datar, William W. George, Novartis AG. (Molumphy, Mark) (Filed on 1/23/2009) Modified on 1/26/2009 (jlm, COURT STAFF). |
Filing 39 JOINT NOTICE of need for ADR Phone Conference (ADR L.R. 3-5 d), filed by Greg Sarandi, Srikant Datar, William W. George, Novartis AG (Molumphy, Mark) (Filed on 1/23/2009) Modified on 1/26/2009 (jlm, COURT STAFF). Modified on 1/26/2009 (jlm, COURT STAFF). |
Filing 41 ORDER by Judge Saundra Brown Armstrong GRANTING #36 Motion for Pro Hac Vice for Timothy F. Van Voris (jlm, COURT STAFF) (Filed on 1/22/2009) |
Filing 38 ORDER by Judge Saundra Brown Armstrong GRANTING #37 Motion for Pro Hac Vice for Sandra C. Goldstein (jlm, COURT STAFF) (Filed on 1/22/2009) |
Filing 35 Certificate of Interested Entities by Novartis AG identifying Corporate Parent J.P. Morgan Chase Bank N.A. for Novartis AG. (Gursky, Mark) (Filed on 1/22/2009) Modified on 1/23/2009 (jlm, COURT STAFF). |
Filing 34 CERTIFICATE OF SERVICE by Novartis AG re #32 Certificate of Interested Entities, #33 ADR Certification (ADR L.R. 3-5 b)of discussion of ADR options (Gursky, Mark) (Filed on 1/21/2009) |
Filing 33 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options filed by Novartis AG. (Gursky, Mark) (Filed on 1/21/2009) Modified on 1/22/2009 (jlm, COURT STAFF). |
Filing 32 ***ERRONEOUS ENTRY, PLEASE REFER TO #32 *** Certificate of Interested Entities by Novartis AG Nominal Defendant Novartis AG's Certification of Interested Entities or Persons (Gursky, Mark) (Filed on 1/21/2009) Modified on 1/23/2009 (jlm, COURT STAFF). |
Filing 31 CERTIFICATE OF SERVICE by Srikant Datar, William W. George re #29 Certificate of Interested Entities, #30 ADR Certification (ADR L.R. 3-5 b)of discussion of ADR options (Gordon, Jeffrey) (Filed on 1/20/2009) |
Filing 30 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options, filed by Srikant Datar and William W. George (Gordon, Jeffrey) (Filed on 1/20/2009) Modified on 1/21/2009 (jlm, COURT STAFF). |
Filing 29 Certificate of Interested Entities by Srikant Datar, William W. George (Gordon, Jeffrey) (Filed on 1/20/2009) |
Filing 37 MOTION for leave to appear in Pro Hac Vice for Sandra C. Goldstein ( Filing fee $ 210, receipt number 44611003056.) filed by Srikant Datar, William W. George. (Attachments: #1 Proposed Order)(jlm, COURT STAFF) (Filed on 1/16/2009) |
Filing 36 MOTION for leave to appear in Pro Hac Vice for Timothy F. Van Voris ( Filing fee $ 210, receipt number 44611003055.) filed by Srikant Datar, William W. George. (Attachments: #1 Proposed Order)(jlm, COURT STAFF) (Filed on 1/16/2009) |
Filing 28 CLERKS NOTICE Case Management Conference set for 2/4/2009 02:30 PM. VIA TELEPHONE. (lrc, COURT STAFF) (Filed on 1/13/2009) Modified on 1/14/2009 (jlm, COURT STAFF). |
Filing 27 JOINT CASE MANAGEMENT STATEMENT and Proposed Order, filed by Greg Sarandi, Srikant Datar, William W. George, Novartis AG. (Molumphy, Mark) (Filed on 1/12/2009) Modified on 1/13/2009 (jlm, COURT STAFF). |
Filing 26 Certificate of Interested Entities by Greg Sarandi (Park, Douglas) (Filed on 1/8/2009) |
Filing 25 ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options, filed by Greg Sarandi (Molumphy, Mark) (Filed on 1/8/2009) Modified on 1/9/2009 (jlm, COURT STAFF). |
Filing 24 NOTICE of Appearance by Jeffrey Sheppard Gordon As Additional Counsel For Defendants Srikant Datar And William W. George (Gordon, Jeffrey) (Filed on 1/8/2009) |
Filing 23 ADR Clerk's Notice Re: Non-Compliance with Court Order (ls7, COURT STAFF) (Filed on 1/5/2009) |
Filing 22 ORDER: That this case is properly venued for the Northern District of California. Signed by Judge Saundra Brown Armstrong, on 12/12/08. (lrc, COURT STAFF) (Filed on 12/15/2008) Modified on 12/16/2008 (jlm, COURT STAFF). |
Filing 21 NOTICE of Change of Address by Sara B. Brody and Jaime A. Lubbock (Brody, Sara) (Filed on 10/27/2008) |
Filing 20 Declaration of J. Christopher Mitchell in Support of #19 Brief filed bySrikant Datar, Novartis AG, William W. George. (Attachments: #1 Exhibit A, #2 Exhibit B)(Related document(s) #19 ) (Chesler, Evan) (Filed on 9/18/2008) |
Filing 19 Brief: Memorandum of Law Regarding Venue re #15 Order filed by Novartis AG, Srikant Datar, William W. George. (Related document(s) #15 ) (Chesler, Evan) (Filed on 9/18/2008) Modified on 9/19/2008 (jlm, COURT STAFF). |
Filing 18 NOTICE of Appearance of Evan R. Chesler as Counsel, filed by Srikant Datar, Williams W. George (Chesler, Evan) (Filed on 9/18/2008) Modified on 9/19/2008 (jlm, COURT STAFF). |
Filing 17 BRIEF re Transfer of Action by Greg Sarandi (Molumphy, Mark) (Filed on 9/18/2008) Modified on 9/19/2008 (jlm, COURT STAFF). |
Filing 16 CERTIFICATE OF SERVICE by Greg Sarandi of Novartis AG (Molumphy, Mark) (Filed on 9/17/2008) |
Filing 15 ORDER. Signed by Judge ARMSTRONG on 9/11/08. (lrc, COURT STAFF) (Filed on 9/11/2008) |
Filing 14 ORDER re #13 Stipulation filed by Srikant Datar, William W. George Initial Case Management Conference set for 1/22/2009 02:30 PM. VIA TELEPHONE. Signed by Judge ARMSTRONG on 9/10/08. (lrc, COURT STAFF) (Filed on 9/11/2008) |
Filing 13 STIPULATION and [Proposed] Order Rescheduling Case Management Conference by Srikant Datar, William W. George, Greg Sarandi. (Brody, Sara) (Filed on 9/10/2008) Modified on 9/11/2008 (jlm, COURT STAFF). |
Filing 12 STIPULATION to extend time to respond to complaint, filed by Srikant Datar, William W. George, Greg Sarandi. (Brody, Sara) (Filed on 8/26/2008) Modified on 8/27/2008 (jlm, COURT STAFF). |
Filing 11 WAIVER OF SERVICE Returned Executed filed by Greg Sarandi. Service waived by William W. George waiver sent on 5/13/2008, answer due 7/14/2008. (Molumphy, Mark) (Filed on 8/20/2008) Modified on 8/22/2008 (jlm, COURT STAFF). |
Filing 10 WAIVER OF SERVICE Returned Executed filed by Greg Sarandi. Service waived by Srikant Datar waiver sent on 5/13/2008, answer due 7/14/2008. (Molumphy, Mark) (Filed on 8/20/2008) Modified on 8/22/2008 (jlm, COURT STAFF). |
Filing 9 CASE MANAGEMENT SCHEDULING ORDER FOR REASSIGNED CIVIL CASES: Case Management Statement due by 9/22/2008. Case Management Conference set for 10/2/2008 02:45 PM. VIA TELEPHONE. Signed by Judge ARMSTRONG on 7/17/08. (lrc, COURT STAFF) (Filed on 7/17/2008) Modified on 7/18/2008 (jlm, COURT STAFF). |
Filing 8 ORDER REASSIGNING CASE. Case reassigned to Judge Hon. Saundra Brown Armstrong for all further proceedings. Judge Magistrate Judge Joseph C. Spero no longer assigned to the case.. Signed by Executive Committee on 7/2/08. (as, COURT STAFF) (Filed on 7/2/2008) |
Filing 7 CLERK'S NOTICE of Impending Reassignment to U.S. District Judge (klh, COURT STAFF) (Filed on 7/2/2008) |
Filing 6 Declination to Proceed Before a U.S. Magistrate Judge by Srikant Datar, William W. George AND REQUEST FOR REASSIGNMENT TO A UNITED STATES DISTRICT JUDGE. (Brody, Sara) (Filed on 7/1/2008) |
Filing 5 CONSENT to Proceed Before a US Magistrate Judge by Greg Sarandi Trustee of Next Phase Marketing, Inc., Definded Benefit Plan and Trust, derivatively and on behalf of Novartis AG (Novartis, Inc.).. (Molumphy, Mark) (Filed on 5/13/2008) |
Filing 4 CLERK'S NOTICE TO PLAINTIFF RE: Consent to Proceed before a U.S. Magistrate Judge. Form due by May 27, 2008. (klh, COURT STAFF) (Filed on 5/13/2008) |
Filing 3 Summons Issued as to Hans-Joerg Rudloff, Helmut Sihler, Daniel Vasella, Wendelin Wiedeking, Rolf M. Zinkernagel, Raymond Breu, Birgit Breuel, Peter Burckhardt, Srikant Datar, William W. George, Alexandre F. Jetzer, Pierre Landolt, Ulrich Lehner. (sv, COURT STAFF) (Filed on 4/23/2008) |
Filing 2 ADR SCHEDULING ORDER: Case Management Conference set for 8/8/2008 01:30 PM. Case Management Statement due by 8/1/2008. (Attachments: #1 Standing Order for Judge Spero, #2 Standing Order re CMC, #3 Standing Order for all Judges, #4 Standing Order Notice of Rule Discontinuing Service by mail)(sv, COURT STAFF) (Filed on 4/23/2008) |
Filing 1 Shareholder Derivative COMPLAINT against Hans-Joerg Rudloff, Helmut Sihler, Daniel Vasella, Wendelin Wiedeking, Rolf M. Zinkernagel, Raymond Breu, Birgit Breuel, Peter Burckhardt, Srikant Datar, William W. George, Alexandre F. Jetzer, Pierre Landolt, Ulrich Lehner ( Filing fee $ 350, receipt number 34611018446; summons issued). Filed by Greg Sarandi. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Civil Cover Sheet)(sv, COURT STAFF) (Filed on 4/23/2008) |
CASE DESIGNATED for Electronic Filing. (sv, COURT STAFF) (Filed on 4/23/2008) |
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