Brooks v. Gomez et al
Plaintiff: Ellen Brooks
Defendant: Ruthe Gomez, Advisory Financial Consultants, Inc., Kimble Mason, George Dragel, Traderight Securities, Inc. and Legent Clearing, LLC.
Case Number: 4:2010cv01873
Filed: April 30, 2010
Court: US District Court for the Northern District of California
Office: Oakland Office
County: Alameda
Presiding Judge: Saundra Brown Armstrong
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 28 U.S.C. ยง 1441
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
March 21, 2013 Opinion or Order Filing 73 STIPULATION AND ORDER re 72 STIPULATION WITH PROPOSED ORDER filed by Advisory Financial Consultants, Inc.. Signed by Judge ARMSTRONG on 3/21/13. (lrc, COURT STAFF) (Filed on 3/21/2013)
March 15, 2013 Opinion or Order Filing 70 STIPULATION AND ORDER re 68 STIPULATION WITH PROPOSED ORDER: That Defendants shall file their Answer to the Plaintiffs Third Amended Complaint by March 20, 2013 filed by Advisory Financial Consultants, Inc., Ellen Brooks. Signed by Judge ARMSTRONG on 3/15/13. (lrc, COURT STAFF) (Filed on 3/15/2013)
February 7, 2013 Opinion or Order Filing 62 ORDER GRANTING IN PART AND DENYING IN PART 49 MOTION to Dismiss filed by Advisory Financial Consultants, Inc., Ruthe Gomez. Case Management Conference set for 2/20/2013 03:30 PM. VIA TELEPHONE. Signed by Judge ARMSTRONG on 2/5/13. (lrc, COURT STAFF) (Filed on 2/7/2013)
August 4, 2011 Opinion or Order Filing 45 ORDER STAYING CASE, Motions terminated: 30 MOTION to Amend/Correct 29 MOTION to Dismiss MOTION to Amend/Correct 29 MOTION to Dismiss filed by Advisory Financial Consultants, Inc., Ruthe Gomez, 28 MOTION to Dismiss Second Amended Complaint filed by Legent Clearing, LLC.. Replies due by 8/25/2011.. Signed by Judge ARMSTRONG on 8/4/11. (lrc, COURT STAFF) (Filed on 8/4/2011)
July 8, 2011 Opinion or Order Filing 42 ORDER, Set/Reset Deadlines as to 30 MOTION to Amend/Correct 29 MOTION to Dismiss MOTION to Amend/Correct 29 MOTION to Dismiss, 28 MOTION to Dismiss Second Amended Complaint. Motion Hearing set for 10/18/2011 01:00 PM in Courtroom 1, 4th Floor, Oakland before Hon. Saundra Brown Armstrong.. Signed by Judge ARMSTRONG on 7/7/11. (lrc, COURT STAFF) (Filed on 7/8/2011)
December 13, 2010 Opinion or Order Filing 26 ORDER, Motions terminated: 15 MOTION to Dismiss First Amended Complaint filed by Legent Clearing, LLC., 16 MOTION to Dismiss filed by Advisory Financial Consultants, Inc., Ruthe Gomez., ORDER Cancelling Deadline,Case Management Conference set for 4/7/2011 02:45 PM. VIA TELEPHONE. Signed by Judge ARMSTRONG on 12/13/10. (lrc, COURT STAFF) (Filed on 12/13/2010)
August 30, 2010 Opinion or Order Filing 14 ORDER, Motions terminated: 8 MOTION for Order to Show Cause and to Extend Dates filed by Legent Clearing, LLC.., CASE MANAGEMENT SCHEDULING ORDER: Case Management Conference set for 10/13/2010 03:00 PM. VIA TELEPHONE. Signed by Judge ARMSTRONG on 8/30/10. (lrc, COURT STAFF) (Filed on 8/30/2010)
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Plaintiff: Ellen Brooks
Represented By: Mark Lain Venardi, Esq.
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Defendant: Ruthe Gomez
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Defendant: Advisory Financial Consultants, Inc.
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Defendant: Kimble Mason
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Defendant: George Dragel
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Defendant: Traderight Securities, Inc.
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Defendant: Legent Clearing, LLC.
Represented By: Page R. Barnes
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