Tsai v. Basile et al
Plaintiff: Yun-Chung Tsai
Defendant: Donald G. Basile, Cory J. Sindelar, Violin Memory, Inc., Dixon R. Doll, Jr., Howard A. Bain III, Larry J. Lang, Jeff J. Newman, Mark N. Rosenblatt, David B. Walrod, J.P. Morgan Securities LLC, Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc., Robert W. Baird & Co. Incorporated and Pacific Crest Securities LLC
Case Number: 3:2013cv05486
Filed: November 26, 2013
Court: US District Court for the Northern District of California
Office: Oakland Office
County: Alameda
Presiding Judge: Yvonne Gonzalez Rogers
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
February 23, 2016 Opinion or Order Filing 159 ORDER REQUIRING ADDITIONAL INFORMATION RE: UNOPPOSED MOTION FOR PRELIMINARY APPROVAL OF CLASS SETTLEMENT re 155 MOTION for an Order Granting Preliminary Approval of Class Action Settlement and Directing Dissemination of Notice to the Class filed by Ali Shehk, Alan Richards, 154 Stipulation, filed by Ali Shehk, Alan Richards. Signed by Judge Yvonne Gonzalez Rogers on 2/23/16. (fs, COURT STAFF) (Filed on 2/23/2016)
November 6, 2015 Opinion or Order Filing 153 ORDER VACATING DATES AND SETTING COMPLIANCE HEARING. All pending motions, case management, and trial dates are VACATED. Compliance Hearing set for Friday, 2/5/2016 09:01 AM in Courtroom 1, 4th Floor, Oakland before Hon. Yvonne Gonzalez Rogers. Filing due 1/29/2016.. Signed by Judge Yvonne Gonzalez Rogers on 11/6/15. (fs, COURT STAFF) (Filed on 11/6/2015)
October 13, 2015 Opinion or Order Filing 143 ORDER ON DISCOVERY LETTER BRIEF re 141 Discovery Letter Brief filed by Ali Shehk, Alan Richards. Signed by Judge Yvonne Gonzalez Rogers on 10/13/15. (fs, COURT STAFF) (Filed on 10/13/2015)
July 29, 2015 Opinion or Order Filing 125 STIPULATED PROTECTIVE ORDER. Signed by Judge Yvonne Gonzalez Rogers on 7/29/15. (fs, COURT STAFF) (Filed on 7/29/2015)
July 8, 2015 Opinion or Order Filing 122 AMENDED CASE MANAGEMENT AND PRETRIAL ORDER. [Amended to reflect the correct Expert Discovery Cutoff date and also to reflect the correct beginning day and correct beginning date for the Jury Trial]. Signed by Judge Yvonne Gonzalez Rogers on 7/8/15. (fs, COURT STAFF) (Filed on 7/8/2015)
July 6, 2015 Opinion or Order Filing 119 ORDER by Judge Yvonne Gonzalez Rogers denying without prejudice 116 Joint Stipulation (fs, COURT STAFF) (Filed on 7/6/2015)
June 29, 2015 Opinion or Order Filing 118 CASE MANAGEMENT AND PRETRIAL ORDER. Signed by Judge Yvonne Gonzalez Rogers on 6/29/15. (fs, COURT STAFF) (Filed on 6/29/2015)
April 30, 2015 Opinion or Order Filing 107 ORDER by Judge Yvonne Gonzalez Rogers granting in part 92 Motion to Dismiss; granting in part 95 Motion to Dismiss. New amended complaint to be filed no later than 7 days from issuance of this order. Case Management Conference set 6/22/15 at 2:00pm. (fs, COURT STAFF) (Filed on 4/30/2015)
March 3, 2015 Opinion or Order Filing 104 ORDER re 103 Notice of Voluntary Dismissal filed by Andrew McBrian, Andrew McBrian terminated. Signed by Judge Yvonne Gonzalez Rogers on 3/3/15. (fs, COURT STAFF) (Filed on 3/3/2015)
December 22, 2014 Opinion or Order Filing 96 STIPULATION AND ORDER re 91 REGARDING MOTION TO DISMISS HEARING DATE; Hearing continued to 3/24/2015. Signed by Judge Yvonne Gonzalez Rogers on 12/22/2014. (cpS, COURT STAFF) (Filed on 12/22/2014)
October 31, 2014 Opinion or Order Filing 87 ORDER GRANTING IN PART AND DENYING IN PART DEFENDANTS' MOTIONS TO DISMSS by Judge Yvonne Gonzalez Rogers granting in part and denying in part 61 Motion to Dismiss; granting in part and denying in part 66 Motion to Dismiss; granting in part and denying in part 74 Motion to Strike (fs, COURT STAFF) (Filed on 10/31/2014)
April 18, 2014 Opinion or Order Filing 60 ORDER re 59 Notice (Other) filed by Andrew McBrian, William Merlino, for withdrawal; Attorney Shawn A. Williams terminated.. Signed by Judge Yvonne Gonzalez Rogers on 4/18/14. (fs, COURT STAFF) (Filed on 4/18/2014)
February 26, 2014 Opinion or Order Filing 57 ORDER APPROVING THE SHEHK INVESTOR GROUP AS CO-LEAD PLAINTIFFS AND APPROVING THEIR SELECTION OF COUNSEL; BRIEFING SCHEDULE by Judge Yvonne Gonzalez Rogers; terminating 24 Motion to Consolidate Cases; granting 24 Motion to Appoint Lead Plaintiff and Lead Counsel ; granting 25 Motion to Appoint Lead Plaintiff and Lead Counsel ; terminating 30 Motion to Appoint Lead Plaintiff and Lead Counsel ; terminating 30 Motion to Consolidate Cases (fs, COURT STAFF) (Filed on 2/26/2014)
February 13, 2014 Opinion or Order Filing 53 ORDER CONSOLIDATING CASES C-13-5486-YGR; C-13-5515-YGR; C-13-5610-YGR AND C-13-5834-YGR. The docket in Civil Action No. 13-cv-5486-YGR shall constitute the Master Docket for this action. The Consolidated Action shall be captioned In re Violin Memory Inc. Securities Litigation. The remaining cases shall be administratively closed. Signed by Judge Yvonne Gonzalez Rogers on 2/13/14. (fs, COURT STAFF) (Filed on 2/13/2014)
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Search for this case: Tsai v. Basile et al
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Plaintiff: Yun-Chung Tsai
Represented By: Lionel Z. Glancy
Represented By: Michael M. Goldberg
Represented By: Robert Vincent Prongay
Represented By: Casey Edwards Sadler
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Defendant: Donald G. Basile
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Defendant: Cory J. Sindelar
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Defendant: Violin Memory, Inc.
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Defendant: Dixon R. Doll, Jr.
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Defendant: Howard A. Bain III
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Defendant: Larry J. Lang
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Defendant: Jeff J. Newman
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Defendant: Mark N. Rosenblatt
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Defendant: David B. Walrod
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Defendant: J.P. Morgan Securities LLC
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Defendant: Deutsche Bank Securities Inc.
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Defendant: Merrill Lynch, Pierce, Fenner & Smith Incorporated
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Defendant: Barclays Capital Inc.
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Defendant: Robert W. Baird & Co. Incorporated
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Defendant: Pacific Crest Securities LLC
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