Olberding v. Avinger, Inc. et al
| Kyle Olberding |
| Avinger, Inc., Stephens Inc., James G. Cullen, John B. Simpson, Jeffrey M. Soinski, Matthew B. Ferguson, BTIG, LLC, Oppenheimer & Co. Inc., Canaccord Genuity Inc., Donald A. Lucas, James B. McElwee and Cowen and Company LLC |
| 4:2017cv03398 |
| June 12, 2017 |
| US District Court for the Northern District of California |
| Claudia Wilken |
| Securities/Commodities |
| 28 U.S.C. § 1441 |
| Plaintiff |
Docket Report
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This docket was last retrieved on August 9, 2017. A more recent docket listing may be available from PACER.
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| Filing 39 Acknowledgment Receipt of remand order, and docket sheet from San Mateo County Superior Court. (cpS, COURT STAFF) (Filed on 8/9/2017) |
| Filing 38 Clerk's Letter to San Mateo County Superior Court re remanding case. (cpS, COURT STAFF) (Filed on 7/25/2017) |
Filing 37
Order by Hon. Claudia Wilken granting #10 Motion to Remand.(dtmS, COURT STAFF) (Filed on 7/21/2017)
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| Filing 36 CLERK'S NOTICE. You are hereby notified that the hearing on 8/1/2017 re #10 Motion to Remand is VACATED. The motion will be decided on the papers. (This is a text-only entry generated by the court. There is no document associated with this entry.) (dtmS, COURT STAFF) (Filed on 7/20/2017) |
| Filing 35 Joinder to Reply in Support of Motion to Remand by Kyle Olberding. (Jasnoch, John) (Filed on 7/17/2017) |
| Filing 34 Joinder re #33 Opposition/Response to Motion #10 MOTION to Remand by BTIG, LLC, Canaccord Genuity Inc., Cowen and Company LLC, Oppenheimer & Co. Inc., Stephens Inc.. (Mugmon, Michael) (Filed on 7/10/2017) |
| Filing 33 OPPOSITION/RESPONSE (re #10 MOTION to Remand ) filed byAvinger, Inc., James G. Cullen, Matthew B. Ferguson, Donald A. Lucas, James B. McElwee, John B. Simpson, Jeffrey M. Soinski. (Salceda, Ignacio) (Filed on 7/10/2017) |
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Filing 32
Order by Hon. Claudia Wilken granting in part and denying in part #30 Administrative Motion re Briefing Schedule.(dtmS, COURT STAFF) (Filed on 6/28/2017)
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| Set/Reset Deadlines as to #10 MOTION to Remand . Responses due by 7/10/2017. Replies due by 7/17/2017. (dtmS, COURT STAFF) (Filed on 6/28/2017) |
| Filing 31 NOTICE of Appearance by Thomas L Laughlin, IV on behalf of Plaintiff Kyle Olberding (Laughlin, Thomas) (Filed on 6/27/2017) |
| Filing 30 ADMINISTRATIVE MOTION Regarding Briefing Schedule for Plaintiffs' Motions to Remand filed by Avinger, Inc., James G. Cullen, Matthew B. Ferguson, Donald A. Lucas, James B. McElwee, John B. Simpson, Jeffrey M. Soinski. Responses due by 7/3/2017. (Attachments: #1 Declaration of Doru Gavril, #2 Proposed Order)(Salceda, Ignacio) (Filed on 6/27/2017) |
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Filing 29
Order by Hon. Claudia Wilken granting #26 Motion for Pro Hac Vice by John Batter.(dtmS, COURT STAFF) (Filed on 6/27/2017)
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Filing 28
Order by Hon. Claudia Wilken granting #25 Motion for Pro Hac Vice by Thomas Laughlin.(dtmS, COURT STAFF) (Filed on 6/27/2017)
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Filing 27
Order by Hon. Claudia Wilken granting #19 Motion for Pro Hac Vice by Harry Hanson.(dtmS, COURT STAFF) (Filed on 6/26/2017)
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| Filing 26 MOTION for leave to appear in Pro Hac Vice by John F. Batter III ( Filing fee $ 310, receipt number 0971-11500313.) filed by BTIG, LLC, Canaccord Genuity Inc., Cowen and Company LLC, Oppenheimer & Co. Inc., Stephens Inc.. (Attachments: #1 Certificate of Good Standing)(Batter, John) (Filed on 6/26/2017) |
| Filing 25 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-11500179.) filed by Kyle Olberding. (Attachments: #1 Exhibit - Certificate of Good Standing)(Laughlin, Thomas) (Filed on 6/26/2017) |
| Filing 24 Certificate of Interested Entities by Stephens Inc. identifying Corporate Parent SI Holdings Inc., Other Affiliate Stephens Financial Services LLC for Stephens Inc.. and Corporate Disclosure Statement; CORRECTION OF DOCKET #17 (Mugmon, Michael) (Filed on 6/26/2017) |
| Filing 23 Certificate of Interested Entities by Oppenheimer & Co. Inc. identifying Corporate Parent Oppenheimer Holdings Inc. for Oppenheimer & Co. Inc.. and Corporate Disclosure Statement; CORRECTION OF DOCKET #16 (Mugmon, Michael) (Filed on 6/26/2017) |
| Filing 22 Certificate of Interested Entities by Cowen and Company LLC identifying Corporate Parent Cowen Inc. for Cowen and Company LLC. and Corporate Disclosure Statement; CORRECTION OF DOCKET #15 (Mugmon, Michael) (Filed on 6/26/2017) |
| Filing 21 Certificate of Interested Entities by BTIG, LLC identifying Corporate Parent Condor Trading LP, Other Affiliate Federal Insurance Company Chubb for BTIG, LLC. and Corporate Disclosure Statement; CORRECTION OF DOCKET #14 (Mugmon, Michael) (Filed on 6/26/2017) |
| Filing 20 Certificate of Interested Entities by Canaccord Genuity Inc. identifying Corporate Parent Canaccord Genuity Group Inc. for Canaccord Genuity Inc.. and Corporate Disclosure Statement; CORRECTION OF DOCKET #13 (Mugmon, Michael) (Filed on 6/26/2017) |
| Electronic filing error. Names of interested entities or person MUST be entered at the prompt.Please re-file in its entirety Re: #13 Certificate of Interested Entities filed by Canaccord Genuity Inc., #15 Certificate of Interested Entities filed by Cowen and Company LLC, #17 Certificate of Interested Entities filed by Stephens Inc., #14 Certificate of Interested Entities filed by BTIG, LLC, #16 Certificate of Interested Entities filed by Oppenheimer & Co. Inc. (cpS, COURT STAFF) (Filed on 6/26/2017) |
| Filing 19 MOTION for leave to appear in Pro Hac Vice by Harry Hanson ( Filing fee $ 310, receipt number 0971-11497745.) filed by BTIG, LLC, Canaccord Genuity Inc., Cowen and Company LLC, Oppenheimer & Co. Inc., Stephens Inc.. (Hanson, Harry) (Filed on 6/23/2017) |
| Filing 18 NOTICE of Appearance by Rebecca Denise Kline (Kline, Rebecca) (Filed on 6/23/2017) |
| Filing 17 Certificate of Interested Entities by Stephens Inc. and Corporate Disclosure Statement (Mugmon, Michael) (Filed on 6/23/2017) |
| Filing 16 Certificate of Interested Entities by Oppenheimer & Co. Inc. and Corporate Disclosure Statement (Mugmon, Michael) (Filed on 6/23/2017) |
| Filing 15 Certificate of Interested Entities by Cowen and Company LLC and Corporate Disclosure Statement (Mugmon, Michael) (Filed on 6/23/2017) |
| Filing 14 Certificate of Interested Entities by BTIG, LLC and Corporate Disclosure Statement (Mugmon, Michael) (Filed on 6/23/2017) |
| Filing 13 Certificate of Interested Entities by Canaccord Genuity Inc. and Corporate Disclosure Statement (Mugmon, Michael) (Filed on 6/23/2017) |
| Filing 12 NOTICE of Appearance by Michael A Mugmon (Mugmon, Michael) (Filed on 6/23/2017) |
| Filing 11 Declaration of John T. Jasnoch in Support of #10 MOTION to Remand filed byKyle Olberding. (Attachments: #1 Exhibit 1, #2 Exhibit 2)(Related document(s) #10 ) (Jasnoch, John) (Filed on 6/22/2017) Modified on 6/23/2017 (cpS, COURT STAFF). |
| Filing 10 MOTION to Remand filed by Kyle Olberding. Motion Hearing set for 8/1/2017 02:30 PM before Hon. Claudia Wilken. Responses due by 7/6/2017. Replies due by 7/13/2017. (Attachments: #1 Proposed Order)(Jasnoch, John) (Filed on 6/22/2017) |
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Filing 9
Order Relating Cases 17-cv-3400JD and 17-cv-3401JD to 17-cv-3398CW. Signed by Hon. Claudia Wilken. (dtmS, COURT STAFF) (Filed on 6/19/2017) Modified on 6/19/2017 (dtmS, COURT STAFF).
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| Filing 8 CERTIFICATE OF SERVICE by Avinger, Inc., James G. Cullen, Matthew B. Ferguson, Donald A. Lucas, James B. McElwee, John B. Simpson, Jeffrey M. Soinski re 3 Case Assigned by Intake,,, #4 INITIAL CASE MANAGEMENT SCHEDULING ORDER SEC Class Action, (Salceda, Ignacio) (Filed on 6/16/2017) |
| Filing 7 Joint MOTION to Relate Case filed by Avinger, Inc., James G. Cullen, Matthew B. Ferguson, Donald A. Lucas, James B. McElwee, John B. Simpson, Jeffrey M. Soinski. (Attachments: #1 Proposed Order)(Salceda, Ignacio) (Filed on 6/14/2017) |
| Filing 6 CERTIFICATE OF SERVICE by Avinger, Inc., James G. Cullen, Matthew B. Ferguson, Donald A. Lucas, James B. McElwee, John B. Simpson, Jeffrey M. Soinski re #2 Certificate of Interested Entities,, #1 Notice of Removal, (Salceda, Ignacio) (Filed on 6/13/2017) |
| Filing 5 CLERK'S NOTICE OF CONTINUED CASE MANAGEMENT CONFERENCE. Joint Case Management Statement due by 9/26/2017. Initial Case Management Conference set for 10/3/2017 02:30 PM. (dtmS, COURT STAFF) (Filed on 6/13/2017) |
| Filing 4 INITIAL CASE MANAGEMENT SCHEDULING ORDER SEC CLASS ACTION This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras SEC Class Action Notice due by 7/3/2017. Case Management Conference set for 9/19/2017 02:30 PM. (Attachments: #1 Notice of Eligibility for Video Recording)(cpS, COURT STAFF) (Filed on 6/13/2017) |
| Filing 3 Case assigned to Hon. Claudia Wilken. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (srnS, COURT STAFF) (Filed on 6/13/2017) |
| Filing 2 Certificate of Interested Entities by Avinger, Inc., James G. Cullen, Matthew B. Ferguson, Donald A. Lucas, James B. McElwee, John B. Simpson, Jeffrey M. Soinski identifying Other Affiliate American International Group, Inc., Other Affiliate Paradigm Capital Management, Inc., Other Affiliate FMR, LLC, Other Affiliate Waddell and Reed Financial, Inc., Other Affiliate Endurance Risk Solutions Assurance Co., Other Affiliate XL Specialty Insurance Company for Avinger, Inc., Donald A. Lucas, James B. McElwee, James G. Cullen, Jeffrey M. Soinski, John B. Simpson, Matthew B. Ferguson. and Corporate Disclosure Statement (Salceda, Ignacio) (Filed on 6/12/2017) |
| Filing 1 NOTICE OF REMOVAL from San Mateo Superior Court. Their case number is 17-CIV-02307. (Filing fee $400 receipt number 0971-11464698). Filed byJames B. McElwee, John B. Simpson, James G. Cullen, Jeffrey M. Soinski, Avinger, Inc., Matthew B. Ferguson, Donald A. Lucas. (Attachments: #1 Exhibit A: Olberding Complaint, San Mateo Superior Court, #2 Civil Cover Sheet)(Salceda, Ignacio) (Filed on 6/12/2017) |
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