Securities and Exchange Commission v. Charles Schwab & Co., Inc.
| Securities and Exchange Commission |
| Charles Schwab & Co., Inc. |
| 4:2018cv03942 |
| July 2, 2018 |
| US District Court for the Northern District of California |
| Oakland Office |
| Los Angeles |
| Kandis A Westmore |
| Securities/Commodities |
| 15 U.S.C. ยง 78 |
| None |
Docket Report
RSS Track this Docket
This docket was last retrieved on July 2, 2018. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 6 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 9/25/2018. Initial Case Management Conference set for 10/2/2018 01:30 PM. (jmlS, COURT STAFF) (Filed on 7/2/2018) |
| Filing 5 Summons Issued as to Charles Schwab & Co., Inc. (jmlS, COURT STAFF) (Filed on 7/2/2018) |
| Filing 4 Case assigned to Magistrate Judge Kandis A. Westmore. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 7/16/2018. (jmlS, COURT STAFF) (Filed on 7/2/2018) |
| Filing 3 MOTION to Approve Consent Judgment of Defendant Charles Schwab & Co., Inc. filed by Securities and Exchange Commission. (Attachments: #1 Proposed Order as to Final Judgment of Defendant Charles Schwab & Co., Inc.)(Dean, Lynn) (Filed on 7/2/2018) |
| Filing 2 Proposed Summons. (Dean, Lynn) (Filed on 7/2/2018) |
| Filing 1 COMPLAINT against Charles Schwab & Co., Inc.. Filed bySecurities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(Dean, Lynn) (Filed on 7/2/2018) |
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the California Northern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
| Search for this case: Securities and Exchange Commission v. Charles Schwab & Co., Inc. | |
|---|---|
| Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
| Search Web | [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ] |
| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Kelly Bowers |
| Represented By: | Lynn Marie Dean |
| Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
| Search Finance | [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ] |
| Search Web | [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ] |
| Defendant: Charles Schwab & Co., Inc. | |
| Represented By: | Walter F. Brown |
| Search News | [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ] |
| Search Finance | [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ] |
| Search Web | [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ] |
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
