Lee v. Clark et al
| Guye Lee |
| Mark S Garfield, Suzanne M. Vautrinot, Daniel H. Schulman, Kenneth Y Hao, Robert S. Miller, Geraldine B Laybourne, Anita M Sands, David L Mahoney, Frank E. Dangeard, Nicholas R. Noviello, Gregory S Clark, David W Humphrey, Symantec Corporation and V. Paul Unruh |
| 3:2019cv02522 |
| May 10, 2019 |
| US District Court for the Northern District of California |
| William Alsup |
| Kandis A Westmore |
| Stockholders Suits |
| 28 U.S.C. § 1331 |
| Plaintiff |
Docket Report
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This docket was last retrieved on November 22, 2019. A more recent docket listing may be available from PACER.
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Filing 26
ORDER GRANTING #25 STIPULATED REQUEST FOR FURTHER STAY OF PROCEEDING by Judge William Alsup. (whalc1, COURT STAFF) (Filed on 11/22/2019)
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| Filing 25 STIPULATION WITH PROPOSED ORDER for Further Stay of Proceeding filed by Frank E. Dangeard, Kenneth Y Hao, David W Humphrey, Geraldine B Laybourne, David L Mahoney, Robert S. Miller, Anita M Sands, Daniel H. Schulman, Symantec Corporation, V. Paul Unruh, Suzanne M. Vautrinot, Guye Lee, Mark S. Garfield,. Nicholas R. Noviello and Gregory S Clark. (Hashemi, Caz) (Filed on 11/22/2019) Modified on 11/25/2019 (amgS, COURT STAFF). |
| Filing 24 REDACTION to #23 Order on Administrative Motion to File Under Seal VERIFIED STOCKHOLDER DERIVATIVE COMPLAINT FOR BREACH OF FIDUCIARY DUTY, BROPHY CLAIM, UNJUST ENRICHMENT, AND VIOLATIONS OF SEC. 14 OF SEC. EXCHANGE ACT OF 1934 by Guye Lee. (Portnoy, Lesley) (Filed on 7/16/2019) |
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Filing 23
ORDER RE #15 AMENDED ADMINISTRATIVE MOTION TO FILE UNDER SEAL by Judge William Alsup. (whalc1, COURT STAFF) (Filed on 7/3/2019)
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Filing 22
ORDER GRANTING STIPULATED REQUEST FOR STAY OF PROCEEDING. Signed by Judge Alsup on 6/20/2019. (whalc1, COURT STAFF) (Filed on 6/20/2019)
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| Filing 21 STIPULATION and [Proposed] Order For Stay of Proceedings filed by Frank E. Dangeard, Kenneth Y Hao, David W Humphrey, Geraldine B Laybourne, David L Mahoney, Robert S. Miller, Anita M Sands, Daniel H. Schulman, Symantec Corporation, V. Paul Unruh, Suzanne M. Vautrinot, Guye Lee, Mark S. Garfield, Nicholas R. Noviello and Gregory S. Clark. (Hashemi, Caz) (Filed on 6/20/2019) Modified on 6/20/2019 (amgS, COURT STAFF). |
| Filing 20 NOTICE of Appearance by Jerome F. Birn, Jr for Defendants Frank E. Dangeard, Kenneth Y Hao, David W. Humphrey, David L. Mahoney, Anita M. Sands, Daniel H. Schulman, V. Paul Unruh, Suzanne M. Vautrinot, Robert S. Miller, and Geraldine B. Laybourne, and Nominal Defendant Symantec Corporation (Birn, Jerome) (Filed on 6/20/2019) |
| Filing 19 Case reassigned to Judge William Alsup. Magistrate Judge Kandis A. Westmore no longer assigned to the case. Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. (ajsS, COURT STAFF) (Filed on 6/18/2019) |
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Filing 18
ORDER GRANTING MOTION RELATING CASES PURSUANT TO CIVIL LOCAL RULE 3-12. Signed by Judge Alsup on 6/17/19. (whalc1, COURT STAFF) (Filed on 6/17/2019)
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| Filing 17 CLERK'S NOTICE Re: Consent or Declination: Defendants shall file a consent or declination to proceed before a magistrate judge. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The forms are available at: http://cand.uscourts.gov/civilforms. Consent/Declination due by 6/20/2019. (ivaS, COURTSTAFF) (Filed on 6/6/2019) |
| #Electronic filing error. Judge's initials are incorrect. Counsel need not re-file the documents, but should reference the correct Judge's Initials on future filings. Judge's Initials are: KAW not KWA Re: #12 Notice of Appearance, #14 Certificate of Interested Entities, #16 Declaration in Support and #13 Certificate of Interested Entities (jlmS, COURT STAFF) (Filed on 6/5/2019) |
| Filing 16 Declaration of Caz Hashemi in Support of #15 Amended Administrative Motion to File Under Seal Unredacted Version of Document Plaintiff's Verified Stockholder Derivative Complaint filed bySymantec Corporation. (Attachments: #1 Declaration of Eunice Kim (VP, Legal of Symantec) In Support of Plaintiff's Amended Administrative Motion to Seal)(Related document(s) #15 ) (Hashemi, Caz) (Filed on 6/4/2019) |
| Filing 15 Amended Administrative Motion to File Under Seal Unredacted Version of Document filed by Guye Lee. (Attachments: #1 Declaration of Lesley F. Portnoy in Support, #2 Proposed Order Granting Administrative Motion to File Under Seal, #3 Exhibit Redacted Version of Document Sought to be Filed Under Seal, #4 Unredacted Version of Document Sought to be Filed Under Seal)(Portnoy, Lesley) (Filed on 6/4/2019) |
| Filing 14 Rule 7.1 Disclosures by Symantec Corporation identifying Other Affiliate T. Rowe Price Group, Inc. for Symantec Corporation. Nominal Defendant Symantec Corporation's Certification Pursuant to F.R.C.P. 7.1 (Hashemi, Caz) (Filed on 6/4/2019) |
| Filing 13 Certificate of Interested Entities by Symantec Corporation identifying Other Affiliate Blackrock, Inc., Other Affiliate Hudson Insurance Company, Other Affiliate QBE Insurance Corporation, Other Affiliate American International Group, Other Affiliate Capital World Investors, Other Affiliate Everest National Insurance Company, Other Affiliate Starr Indemnity & Liability Company, Other Affiliate Vanguard Group, Other Affiliate Travelers Casualty and Surety Company of America, Other Affiliate Chubb Ltd., Other Affiliate Beazley Group, Other Affiliate Endurance Risk Solutions Assurance Co., Other Affiliate Berkley Professional Liability, LLC, Other Affiliate Starboard Value LP, Other Affiliate Allianz Global US Risks Insurance Company, Other Affiliate Hiscox Ltd., Other Affiliate Nationwide Insurance Group, Other Affiliate RKH Specialty Ltd., Other Affiliate T. Rowe Price Group Inc., Other Affiliate Argonaut Insurance Company, Other Affiliate RLI Insurance Company, Other Affiliate XL Specialty Insurance Company, Other Affiliate Old Republic Insurance Company for Symantec Corporation. (Hashemi, Caz) (Filed on 6/4/2019) |
| Filing 12 NOTICE of Appearance of Caz Hashemi as Attorney for Defendants: Frank E. Dangeard, Kenneth Y. Hao, David W. Humphrey, David L. Mahoney, Anita M. Sands, Daniel H. Schulman, V. Paul Unruh, Suzanne M. Vautrinot, Robert S. Miller, and Geraldine B. Laybourne, and Nominal Defendant Symantec Corporation (Hashemi, Caz) (Filed on 6/4/2019) Modified on 6/5/2019 (jlmS, COURT STAFF). |
| Filing 11 WAIVER OF SERVICE Returned Executed filed by Guye Lee. Service waived by Frank E. Dangeard waiver sent on 5/28/2019, answer due 7/29/2019; Kenneth Y Hao waiver sent on 5/28/2019, answer due 7/29/2019; David W Humphrey waiver sent on 5/28/2019, answer due 7/29/2019; Geraldine B Laybourne waiver sent on 5/28/2019, answer due 7/29/2019; David L Mahoney waiver sent on 5/28/2019, answer due 7/29/2019; Robert S. Miller waiver sent on 5/28/2019, answer due 7/29/2019; Anita M Sands waiver sent on 5/28/2019, answer due 7/29/2019; Daniel H. Schulman waiver sent on 5/28/2019, answer due 7/29/2019; Symantec Corporation waiver sent on 5/28/2019, answer due 7/29/2019; V. Paul Unruh waiver sent on 5/28/2019, answer due 7/29/2019; Suzanne M. Vautrinot waiver sent on 5/28/2019, answer due 7/29/2019. (Sachs-Michaels, Benjamin) (Filed on 6/3/2019) |
| Filing 10 CLERK'S NOTICE Re: Consent or Declination: Plaintiffs shall file a consent or declination to proceed before a magistrate judge. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The forms are available at: http://cand.uscourts.gov/civilforms. Consent/Declination due by 6/14/2019. (iva, COURT STAFF) (Filed on 5/31/2019) |
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Filing 9
ORDER by Judge Kandis A. Westmore denying #3 Administrative Motion to File Under Seal. (kawlc2S, COURT STAFF) (Filed on 5/29/2019)
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| Filing 7 NOTICE of Verification of Guye Lee re #1 Complaint, filed by Guye Lee (Portnoy, Lesley) (Filed on 5/13/2019) Modified on 5/13/2019 (jlmS, COURT STAFF). |
| Filing 6 Summons Issued as to Gregory S Clark, Frank E. Dangeard, Mark S Garfield, Kenneth Y Hao, David W Humphrey, Geraldine B Laybourne, David L Mahoney, Robert S. Miller, Nicholas R. Noviello, Anita M Sands, Daniel H. Schulman, Symantec Corporation, V. Paul Unruh, Suzanne M. Vautrinot. (jlmS, COURT STAFF) (Filed on 5/13/2019) |
| #Electronic filing error. Incorrect PDF attached. [err201]. Civil Local Rule 3-4 Requires a First Page for Each Document Presented for Filing. Please re-file in its entirety Re: [5 ] Notice re Verification of Guye Lee, filed by Guye Lee (jlmS, COURT STAFF) (Filed on 5/13/2019) |
| ***ERRONEOS ENTRY, PLEASE DISREGARD*** #Electronic filing error. Civil Cover Sheet has missing information. Should have citation for: "Private Securities Litigation Reform Act, PSLRA." Submit your document using Civil Events > Other Filings > Other Documents > Civil Cover Sheet. Please re-file in its entirety an Amended Civil Cover Sheet Re: #1 Complaint, filed by Guye Lee (jlmS, COURT STAFF) (Filed on 5/13/2019) Modified on 5/13/2019 (jlmS, COURT STAFF). |
| Filing 8 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 8/6/2019. Initial Case Management Conference set for 8/13/2019 01:30 PM. (jlmS, COURT STAFF) (Filed on 5/10/2019) |
| Filing 5 ***ERRONEOUS ENTRY, PLEASE SEE DOCUMENT NO. #7 *** NOTICE by Guye Lee re #1 Complaint, Verification of Guye Lee (Portnoy, Lesley) (Filed on 5/10/2019) Modified on 5/13/2019 (jlmS, COURT STAFF). |
| Filing 4 Case assigned to Magistrate Judge Kandis A. Westmore. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 5/24/2019. (ajsS, COURT STAFF) (Filed on 5/10/2019) |
| Filing 3 Administrative Motion to File Under Seal Verified Stockholder Derivative Complaint filed by Guye Lee. (Attachments: #1 Declaration, #2 Proposed Order, #3 Exhibit Filed Redacted Version of the Verified Stockholder Derivative Complaint, #4 Exhibit Proposed UnRedacted Verified Stockholder Derivative Complaint)(Portnoy, Lesley) (Filed on 5/10/2019) |
| Filing 2 Proposed Summons. (Portnoy, Lesley) (Filed on 5/10/2019) |
| Filing 1 COMPLAINT with Jury Demand against Gregory S Clark, Frank E. Dangeard, Mark S Garfield, Kenneth Y Hao, David W Humphrey, Geraldine B Laybourne, David L Mahoney, Robert S. Miller, Nicholas R. Noviello, Anita M Sands, Daniel H. Schulman, Symantec Corporation, V. Paul Unruh, Suzanne M. Vautrinot ( Filing fee $ 400, receipt number 0971-13336734.). Filed by Guye Lee. (Attachments: #1 Civil Cover Sheet Lee Civil Cover Sheet)(Portnoy, Lesley) (Filed on 5/10/2019) Modified on 5/13/2019 (jlmS, COURT STAFF). |
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