Securities And Exchange Commission v. Tolstedt
Plaintiff: Securities And Exchange Commission
Defendant: Carrie L. Tolstedt
Case Number: 4:2020cv07987
Filed: November 13, 2020
Court: US District Court for the Northern District of California
Presiding Judge: Yvonne Gonzalez Rogers
Referring Judge: Jon S Tigar
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 77
Jury Demanded By: None
Docket Report

This docket was last retrieved on December 3, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
December 3, 2020 Opinion or Order Filing 18 Order by Judge Jon S. Tigar granting #17 Motion for Pro Hac Vice as to John Williams.(mllS, COURT STAFF) (Filed on 12/3/2020)
December 3, 2020 Filing 17 MOTION for leave to appear in Pro Hac Vice by John Williams (Filing fee $ 317, receipt number 0971-15271259) filed by Carrie L. Tolstedt. (Attachments: #1 Exhibit Certificate of Good Standing)(Williams, John) (Filed on 12/3/2020) Modified on 12/4/2020 (cjlS, COURT STAFF).
December 3, 2020 Opinion or Order Filing 16 Order by Judge Jon S. Tigar granting #15 Motion for Pro Hac Vice as to Enu Mainigi.(mllS, COURT STAFF) (Filed on 12/3/2020)
December 3, 2020 Filing 15 MOTION for leave to appear in Pro Hac Vice Re: Enu Mainigi (Filing fee $ 317, receipt number 0971-15270793) filed by Carrie L. Tolstedt. (Attachments: #1 Certificate of Good Standing)(Mainigi, Enu) (Filed on 12/3/2020) Modified on 12/4/2020 (cjlS, COURT STAFF).
December 3, 2020 Filing 14 STIPULATION RE: RESPONSE TO COMPLAINT filed by Carrie L. Tolstedt and Securities And Exchange Commission. (Faucette, Jeffrey) (Filed on 12/3/2020) Modified on 12/3/2020 (jmlS, COURT STAFF).
November 23, 2020 Filing 13 CLERK'S NOTICE SETTING CASE MANAGEMENT CONFERENCE. Case Management Statement due by 2/16/2021. Initial Case Management Conference set for 2/23/2021 02:00 PM in Oakland, - Videoconference Only. (mllS, COURT STAFF) (Filed on 11/23/2020)
November 23, 2020 Opinion or Order Filing 12 ORDER REASSIGNING CASE. Case reassigned to Judge Jon S. Tigar for all further proceedings. Judge Yvonne Gonzalez Rogers no longer assigned to case, Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Signed by the Clerk on 11/23/2020. (Attachments: #1 Notice of Eligibility for Video Recording)(anjS, COURT STAFF) (Filed on 11/23/2020)
November 20, 2020 Opinion or Order Filing 11 ORDER RELATING CASE 20-cv-07987-YGR to 16-cv-05479-JST. Signed by Judge Jon S. Tigar on November 20, 2020. (mllS, COURT STAFF) (Filed on 11/20/2020)
November 18, 2020 Filing 10 NOTICE of Opposition to Motion to Relate Case by Carrie L. Tolstedt (Attachments: #1 Proposed Order)(Faucette, Jeffrey) (Filed on 11/18/2020) Modified on 11/19/2020 (jjbS, COURT STAFF).
November 17, 2020 Filing 9 CERTIFICATE OF SERVICE by Securities And Exchange Commission (LaMarca, Susan) (Filed on 11/17/2020)
November 16, 2020 Filing 8 NOTICE of Motion to Relate Case (Administrative Motion to Determine Whether Cases Should Be Related) filed by Securities And Exchange Commission. (Attachments: #1 Proposed Order)(LaMarca, Susan) (Filed on 11/16/2020) Modified on 11/17/2020 (jjbS, COURT STAFF).
November 16, 2020 Filing 7 Summons Issued as to Carrie L. Tolstedt. (jjbS, COURT STAFF) (Filed on 11/16/2020)
November 16, 2020 Filing 6 Initial Case Management Scheduling Order with ADR Deadlines: Notice: The assigned judge participates in the Cameras in the Courtroom Pilot Project. See General Order No. 65 and http://cand.uscourts.gov/cameras. Case Management Statement due by 2/15/2021. Initial Case Management Conference set for 2/22/2021 02:00 PM in Oakland, Courtroom 1, 4th Floor. (Attachments: #1 Notice of Eligibility for Video Recording)(jjbS, COURT STAFF) (Filed on 11/16/2020)
November 13, 2020 Filing 5 Case assigned to Judge Yvonne Gonzalez Rogers. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (mbcS, COURT STAFF) (Filed on 11/13/2020)
November 13, 2020 Filing 4 WAIVER OF SERVICE Returned Executed filed by Securities And Exchange Commission. Service waived by Carrie L. Tolstedt waiver sent on 11/13/2020, answer due 1/12/2021. (Lubens, Rebecca) (Filed on 11/13/2020)
November 13, 2020 Filing 3 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Securities And Exchange Commission.. (Lubens, Rebecca) (Filed on 11/13/2020)
November 13, 2020 Filing 2 Proposed Summons. (Lubens, Rebecca) (Filed on 11/13/2020)
November 13, 2020 Filing 1 COMPLAINT against Carrie L. Tolstedt. Filed bySecurities And Exchange Commission. (Attachments: #1 Civil Cover Sheet)(Lubens, Rebecca) (Filed on 11/13/2020)

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Defendant: Carrie L. Tolstedt
Represented By: Enu A Mainigi
Represented By: John S. Williams
Represented By: Jeffrey E. Faucette
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Plaintiff: Securities And Exchange Commission
Represented By: Rebecca Felice Lubens
Represented By: Monique C. Winkler
Represented By: Susan F. LaMarca
Represented By: Erin Eddy Wilk
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