Dalton v. Robinhood Securities, LLC et al
| Christian A. Dalton |
| Robinhood Markets, Inc., Robinhood Financial LLC and Robinhood Securities, LLC |
| 4:2021cv00697 |
| January 28, 2021 |
| US District Court for the Northern District of California |
| Haywood S Gilliam |
| Contract: Other |
| 15 U.S.C. § 77 |
| Plaintiff |
Docket Report
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This docket was last retrieved on March 22, 2021. A more recent docket listing may be available from PACER.
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| Filing 27 CLERK'S NOTICE SETTING CASE MANAGEMENT CONFERENCE. Notice is hereby given that a Case Management Conference has been set for May 18, 2021, before Judge Haywood S. Gilliam, Jr., at 2:00 p.m. Case Management Statement due by May 11th. Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndrS, COURT STAFF) (Filed on 3/22/2021) Modified on 3/22/2021 to remove location(ndrS, COURT STAFF). |
| Filing 26 Certificate of Interested Entities by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC identifying Corporate Parent Robinhood Markets, Inc., Other Affiliate Index Ventures, Other Affiliate Robinhood Financial LLC, Other Affiliate Robinhood Securities, LLC, Other Affiliate Baiju Bhatt, Other Affiliate Vladimir Tenev for Robinhood Markets, Inc.. (Wisoff, Carl) (Filed on 3/11/2021) |
| Filing 25 STIPULATION to Extend Deadline to Move or Otherwise Respond to Plaintiff's First Amended Complaint filed by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC, and Christian A. Dalton. (Wisoff, Carl) (Filed on 3/10/2021) Modified on 3/11/2021 (bnsS, COURT STAFF). |
| Filing 24 NOTICE of Appearance by Eric D. Monek Anderson (Monek Anderson, Eric) (Filed on 3/10/2021) |
| Filing 23 NOTICE of Appearance by Carl Brandon Wisoff (Wisoff, Carl) (Filed on 3/10/2021) |
Filing 22
ORDER REASSIGNING CASE. Case reassigned using a proportionate, random, and blind system pursuant to General Order No. 44 to Judge Haywood S Gilliam, Jr for all further proceedings. Magistrate Judge Laurel Beeler no longer assigned to case,. Signed by Clerk on 03/10/2021. (mbcS, COURT STAFF) (Filed on 3/10/2021)
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| Filing 21 CLERK'S NOTICE OF IMPENDING REASSIGNMENT TO A U.S. DISTRICT COURT JUDGE: The Clerk of this Court will now randomly reassign this case to a District Judge because either (1) a party has not consented to the jurisdiction of a Magistrate Judge, or (2) time is of the essence in deciding a pending judicial action for which the necessary consents to Magistrate Judge jurisdiction have not been secured. You will be informed by separate notice of the district judge to whom this case is reassigned. ALL HEARING DATES PRESENTLY SCHEDULED BEFORE THE CURRENT MAGISTRATE JUDGE ARE VACATED AND SHOULD BE RE-NOTICED FOR HEARING BEFORE THE JUDGE TO WHOM THIS CASE IS REASSIGNED. This is a text only docket entry; there is no document associated with this notice. (ejkS, COURT STAFF) (Filed on 3/10/2021) |
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Filing 20
ORDER RELATING CASES. The parties agree that the cases should be related. (ECF Nos. 9, 14.) The cases are related because they concern substantially the same parties, property, transaction or event, and it appears likely that there will be an unduly burdensome duplication of labor and expense or conflicting results if the cases are conducted before different judges. Civ. L. R. 3-12(a). The attached order relates the cases. There is also the issue of consent: the court needs consent from all parties before it can address the cases on their merits. Williams v. King, 875 F.3d 500, 50305 (9th Cir. 2017). There have been declinations in some of the related cases, and they have been reassigned to district judges. The defendants in those cases have the option of consenting to the magistrate jurisdiction. N.D. Cal. Gen. Order 44(E)(4); N.D. Cal. Local R. 73-1(b). The plaintiff here has not consented either. The court asks the parties to confer on the issue of consent in three business days. Any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The effect of this related-case order will be that the case will be reassigned absent consent of the parties to the undersigneds jurisdiction. The court also apologizes for the late response to the motion: it did not hit the court's radar until relatively recently, and it took some time to look at the related cases. Signed by Judge Laurel Beeler on 03/05/2021. (ejkS, COURT STAFF) (Filed on 3/8/2021)
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| Case Reassigned to Magistrate Judge Laurel Beeler. Magistrate Judge Kandis A. Westmore no longer assigned to the case. Related Case. (mbcS, COURT STAFF) (Filed on 3/8/2021) |
| Filing 19 CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Christian A. Dalton.. (Koncius, Jeffrey) (Filed on 3/3/2021) |
| #Electronic filing error. Incorrect case number. Please ensure that all documents filed have the case number 4:21-cv-00697-KAW. No further action is nece ssary.Re: #17 Amended Complaint, filed by Christian A. Dalton, #18 Declaration in Support, filed by Christian A. Dalton (anjS, COURT STAFF) (Filed on 2/24/2021) |
| Filing 18 Declaration of Christian A. Dalton in Support of #17 Amended Complaint (Declaration of Plaintiff Christian A. Dalton Pursuant to California Civil Code Section 1780(d)) filed byChristian A. Dalton. (Related document(s) #17 ) (Koncius, Jeffrey) (Filed on 2/23/2021) |
| Filing 17 FIRST AMENDED CLASS ACTION COMPLAINT; Jury Trial Demanded against Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Filed by Christian A. Dalton. (Koncius, Jeffrey) (Filed on 2/23/2021) Modified on 2/24/2021 (anjS, COURT STAFF). Modified on 3/9/2021 (gbaS, COURT STAFF). |
| CORRECTED Time: Initial Case Management Conference set for 5/4/2021 11:00 AM. (dtmS, COURT STAFF) (Filed on 2/18/2021) |
| Filing 16 CLERK'S NOTICE TO PLAINTIFF Re: Consent or Declination: Plaintiff shall file a consent or declination to proceed before a magistrate judge. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The forms are available at: http://cand.uscourts.gov/civilforms. Consent/Declination due by 3/3/2021. (dtmS, COURT STAFF) (Filed on 2/17/2021) |
| Filing 15 NOTICE of Appearance by Paul R. Kiesel (Kiesel, Paul) (Filed on 2/10/2021) |
| Filing 14 NOTICE of Appearance by Jeffrey Alan Koncius (Koncius, Jeffrey) (Filed on 2/10/2021) |
| Filing 13 NOTICE of Appearance by Cherisse Heidi Alcantara Cleofe (Cleofe, Cherisse Heidi) (Filed on 2/10/2021) |
| #Electronic filing error. NOTICE TO COUNSEL: Counsel must file their own Notice of Appearance using their own ECF Profiles to appear on the docket. Please re-file in its ent irety. Re: #12 Notice of Appearance filed by Christian A. Dalton (anjS, COURT STAFF) (Filed on 2/10/2021) |
| Filing 12 NOTICE of Appearance by Jeffrey Alan Koncius (Koncius, Jeffrey) (Filed on 2/9/2021) |
| Filing 11 WAIVER OF SERVICE Returned Executed filed by Christian A. Dalton. Service waived by Robinhood Securities, LLC waiver sent on 2/2/2021, answer due 4/5/2021. (Dalton, Richard) (Filed on 2/5/2021) |
| Filing 10 WAIVER OF SERVICE Returned Executed filed by Christian A. Dalton. Service waived by Robinhood Markets, Inc. waiver sent on 2/2/2021, answer due 4/5/2021. (Dalton, Richard) (Filed on 2/5/2021) |
| Filing 9 WAIVER OF SERVICE Returned Executed filed by Christian A. Dalton. Service waived by Robinhood Financial LLC waiver sent on 2/2/2021, answer due 4/5/2021. (Dalton, Richard) (Filed on 2/5/2021) |
| Filing 8 Summons Issued as to Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (anjS, COURT STAFF) (Filed on 2/1/2021) |
| Filing 7 Civil Cover Sheet by Christian A. Dalton . (Dalton, Richard) (Filed on 1/29/2021) |
| Filing 6 Proposed Summons. (Dalton, Richard) (Filed on 1/29/2021) |
| Filing 5 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 4/27/2021. Initial Case Management Conference set for 5/4/2021 01:30 PM in Oakland, - To be determined. (anjS, COURT STAFF) (Filed on 1/29/2021) |
| Filing 4 Case assigned to Magistrate Judge Kandis A. Westmore. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 2/12/2021. (mbcS, COURT STAFF) (Filed on 1/29/2021) |
| Filing 3 Certificate of Interested Entities by Christian A. Dalton (Dalton, Richard) (Filed on 1/29/2021) |
| Filing 2 Civil Cover Sheet by Christian A. Dalton . (Dalton, Richard) (Filed on 1/29/2021) |
| #Electronic filing error. Please resubmit Civil Cover Sheet. Use October 2020 version which can be downloaded from https://www.cand.uscourts.gov/. No judge assignment will be made until the document is e-filed. Submit your document using Civil Events > Other Filings > Other Documents > Civil Cover Sheet Re: #1 Complaint filed by Christian A. Dalton (mbcS, COURT STAFF) (Filed on 1/29/2021) |
| #Electronic filing error. Incorrect event used. The correct event is Proposed Summons. The summons should NOT be filed as an attachment to the Complaint. The correct event can be found at Civil Events > Other Filings > Other Documents > Proposed Summons. Please re-file the proposed summons using the instructions above. Re: #1 Complaint, filed by Christian A. Dalton (anjS, COURT STAFF) (Filed on 1/29/2021) |
| Filing 1 COMPLAINT with Jury Demand against All Defendants ( Filing fee $ 402, receipt number 0971-15506915). Filed by Christian A. Dalton. (Attachments: #1 Civil Cover Sheet, #2 Summons)(Dalton, Richard) (Filed on 1/28/2021) Modified on 1/29/2021 (anjS, COURT STAFF). |
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