The Reckstin Family Trust v. C3.ai, Inc. et al
The Reckstin Family Trust, Dennis Martinez, Christie Sweeney, Mark Samarghandi, Elizabeth Wensel, Sharon L. Zavalanski and David Linder |
C3.ai, Inc., Thomas M. Siebel, David Barter, Patricia A. House, Richard Levin, Michael G. McCaffery, Nehal Raj, Condoleezza Rice, S. Shankar Sastry, Bruce Sewell, Lorenzo Simonelli, Stephen M. Ward Jr., C3, Inc., Baker Hughes Company, Edward Y. Abbo, Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC, BofA Securities, Inc., Deutsche Bank Securities, Inc., Canaccord Genuity LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Needham & Company, LLC, Piper Sandler & Co. and Wedbush Securities Inc. |
Yining Cai, Leonard Janos, Fadi Karnaby, Hossein Y. Afshari, David Hu, Li Zhong Hu and Sravan Potu |
4:2022cv01413 |
March 4, 2022 |
US District Court for the Northern District of California |
Haywood S Gilliam |
Securities/Commodities |
15 U.S.C. § 77 Securities Fraud |
Plaintiff |
Docket Report
This docket was last retrieved on October 28, 2024. A more recent docket listing may be available from PACER.
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Filing 142 PLAINTIFFS' REPLY TO C3 DEFENDANTS' OPPOSITION TO PLAINTIFFS' REQUEST FOR JUDICIAL NOTICE IN SUPPORT OF OPPOSITION TO MOTIONS TO DISMISS re #140 Objection, by Mark Samarghandi. (Kathrein, Reed) (Filed on 8/30/2023) Modified text on 8/31/2023 (dhm, COURT STAFF). |
Filing 141 Declaration of Harry A. Olivar, Jr. in Support of #137 Reply to Opposition/Response, #138 Reply to Opposition/Response, (Supplemental Declaration of Harry A. Olivar, Jr. in Support of the C3 Defendants' Motion to Dismiss) filed byEdward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Attachments: #1 Exhibit S - 2021 Form 10-K, #2 Exhibit T - 2022 Form 10-K)(Related document(s) #137 , #138 ) (Olivar, Harry) (Filed on 8/23/2023) |
Filing 140 OBJECTIONS to re #119 Opposition/Response to Motion,,, (C3 Defendants' Opposition to Plaintiffs' Request for Judicial Notice in Support of Opposition to Motion to Dismiss - Re: Dkt. 119-7) by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Olivar, Harry) (Filed on 8/23/2023) |
Filing 139 REPLY (re #109 MOTION to Dismiss #71 Amended Class Action Complaint, and Joinder in C3 Defendants' #105 Motion to Dismiss ) filed byBaker Hughes Company. (Valenzuela, Jessica) (Filed on 8/23/2023) |
Filing 138 REPLY (re #105 MOTION to Dismiss Plaintiffs' Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(B)(6) ) (C3 Defendants' Reply in Further Support of their Request for Judicial Notice in Support of their Motion to Dismiss; Further Request for Judicial Notice as to Exhibits S and T - Re: Dkt 105-2) filed byEdward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Olivar, Harry) (Filed on 8/23/2023) |
Filing 137 REPLY (re #105 MOTION to Dismiss Plaintiffs' Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(B)(6) ) (The C3 Defendants' Reply in Support of Motion to Dismiss Plaintiffs' Amended Class Action Complaint Pursuant to Fed.R.Civ.P. 12(b)(6)) filed byEdward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Olivar, Harry) (Filed on 8/23/2023) |
Filing 136 ORDER GRANTING #134 STIPULATION Extending Time for Defendants' Replies in Support of Motions to Dismiss.Reset Deadlines as to Docket Nos. #113 #109 #105 MOTIONS to Dismiss: Replies due by 8/23/2023. Signed by Judge Haywood S. Gilliam, Jr. on 8/14/2023. (ndr, COURT STAFF) (Filed on 8/14/2023) |
Filing 135 CLERK'S NOTICE TO COUNSEL RE DOCKET NO. #134 . In the future when preparing your stipulation and proposed order, please put the filer's attestation after the attorneys' names and signatures. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 8/14/2023) |
Filing 134 STIPULATION WITH PROPOSED ORDER Extending Time for Defendants' Replies in Support of Motions to Dismiss filed by Edward Y. Abbo, Baker Hughes Company, David Barter, C3, Inc., C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Olivar, Harry) (Filed on 8/14/2023) |
Filing 133 ORDER GRANTING #132 MOTION to Withdraw as Attorney. Attorney Adam Marc Apton terminated. Signed by Judge Haywood S. Gilliam, Jr. on 8/14/2023. (ndr, COURT STAFF) (Filed on 8/14/2023) |
Filing 132 MOTION to Withdraw as Attorney filed by Leonard Janos. Responses due by 8/28/2023. Replies due by 9/5/2023. (Attachments: #1 Proposed Order)(Apton, Adam) (Filed on 8/14/2023) |
Filing 131 ORDER GRANTING #130 STIPULATION to Continue Hearing on Motions to Dismiss.Reset Hearings as to Docket Nos. #113 , #109 , and #105 : Motion Hearing set for 11/2/2023 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S. Gilliam Jr. Signed by Judge Haywood S. Gilliam, Jr. on 8/10/2023. (ndr, COURT STAFF) (Filed on 8/10/2023) |
*** #128 STIPULATION WITH PROPOSED ORDER to Continue Hearing on Motions to Dismiss Terminated, Re-filed as Docket No. #130 .*** (ndr, COURT STAFF) (Filed on 8/9/2023) |
Filing 130 STIPULATION WITH PROPOSED ORDER to Continue Hearing on Motions to Dismiss filed by Mark Samarghandi. (Kathrein, Reed) (Filed on 8/8/2023) |
Filing 129 CLERK'S NOTICE TO COUNSEL RE DOCKET NO. #128 . September 28, 2023 is not an available hearing date. Counsel are directed to check the Court's scheduling notes and then e-file a revised stipulation and proposed order proposing a hearing date when the Court is available. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 8/7/2023) |
Filing 128 ***RE-FILED AS DOCKET NO. #130 .***STIPULATION WITH PROPOSED ORDER to Continue Hearing on Motions to Dismiss filed by Mark Samarghandi. (Kathrein, Reed) (Filed on 8/4/2023) Modified on 8/9/2023 (ndr, COURT STAFF). |
Filing 127 NOTICE of Change In Counsel by Reed R. Kathrein (Kathrein, Reed) (Filed on 7/26/2023) |
Filing 126 CLERK'S NOTICE. Notice is hereby given that the hearings on the ( #105 , #109 , and #113 ) motions to dismiss, previously set for August 17, 2023, are continued to August 24, 2023, before Judge Haywood S. Gilliam, Jr., at 2:00 p.m., in Courtroom 2, 4th Floor, 1301 Clay Street, Oakland, CA. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 7/19/2023) |
Filing 125 ORDER GRANTING #124 STIPULATION Extending Time and Page Limits for Defendants' Replies in Support of Motions to Dismiss.Reset Deadlines as to #113 , #109 , #105 MOTIONS to Dismiss : Replies due by 8/16/2023. Signed by Judge Haywood S. Gilliam, Jr. on 7/18/2023. (ndr, COURT STAFF) (Filed on 7/18/2023) Modified on 7/18/2023 to remove misc text (ndr, COURT STAFF). |
Filing 124 STIPULATION WITH PROPOSED ORDER Extending Time and Page Limits for Defendants' Replies in Support of Motions to Dismiss filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Olivar, Harry) (Filed on 7/18/2023) Modified on 7/19/2023 (anj, COURT STAFF). |
#Electronic filing error. REMINDER: Counsel must update personal profile for change of contact information to be in effect. Re: #123 Notice of Change of Address filed by Baker Hughes Company (anj, COURT STAFF) (Filed on 7/12/2023) |
Filing 123 NOTICE of Change of Address by Jessica Valenzuela (Valenzuela, Jessica) (Filed on 7/11/2023) |
Filing 122 EXHIBITS RECEIVED- Flash drive of video re #120 -4 Declaration in Support, filed byMark Samarghandi. (Related document(s) #120 ) (anj, COURT STAFF) (Filed on 7/7/2023) |
Filing 121 CLERK'S NOTICE TO COUSNEL RE DOCKET NOS. #119 AND #120 . In the future when filing an opposition/response, please be sure that the supporting documents (declarations, exhibits, and proposed order) are e-filed as attachments to the opposition/response filing and not e-filed as separate filings on the docket. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 7/3/2023) |
*** Party Deutsche Bank Securities, Inc., J.P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Morgan Stanley & Co. LLC, Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc., BofA Securities, Inc. and Canaccord Genuity LLC Terminated, See Docket No. #118 . *** (ndr, COURT STAFF) (Filed on 6/30/2023) |
Filing 120 Declaration of Reed R. Kathrein in Support of #119 Opposition/Response to Motion,,, < filed by Mark Samarghandi. (Attachments: #1 Exhibit 1 - Joint Venture Agreement, #2 Exhibit 2 - Third Amendment to Joint Venture Agreement, #3 Exhibit 3 - CNBC Article, #4 Exhibit 4 - CNBC Video [manually filed], #5 Exhibit 5 - Quarterly Report for period ended Oct. 31, 2021)(Related document(s) #119 ) (Kathrein, Reed) (Filed on 6/30/2023) Modified on 7/3/2023 (jml, COURT STAFF). |
Filing 119 OPPOSITION/RESPONSE (re #113 MOTION to Dismiss Amended Class Action Complaint, and Joinder in C3 Defendants' Motion to Dismiss in Section I.A. and I.B. and in C3 Defendants' Request for Judicial Notice with respect to Exhibit B, #109 MOTION to Dismiss #71 Amended Class Action Complaint, and Joinder in C3 Defendants' #105 Motion to Dismiss, #105 MOTION to Dismiss Plaintiffs' Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(B)(6) ) (PLAINTIFFS' OMNIBUS OPPOSITION TO DEFENDANTS' MOTIONS TO DISMISS) filed byMark Samarghandi. (Attachments: #1 Appendix A, #2 Appendix B, #3 Appendix C, #4 Appendix D, #5 Appendix E, #6 Appendix F, #7 Request for Judicial Notice)(Kathrein, Reed) (Filed on 6/30/2023) |
Filing 118 STIPULATION OF VOLUNTARY DISMISSAL WITH PREJUDICE as to Underwriter Defendants filed by Mark Samarghandi, Sharon L. Zavalanski, David Linder, Elizabeth Wensel, Morgan Stanley & Co. LLC; J.P. Morgan Securities LLC; BofA Securities, Inc.; Deutsche Bank Securities Inc.; Canaccord Genuity LLC; JMP Securities LLC; KeyBanc Capital Markets Inc.; Needham & Company, LLC; Piper Sandler & Co.; and Wedbush Securities Inc.. (Kathrein, Reed) (Filed on 6/30/2023) Modified on 7/3/2023 (jml, COURT STAFF). |
Filing 117 ORDER by Judge Haywood S. Gilliam, Jr. Granting #116 Stipulation Regarding Omnibus Briefing and Page Limits. (ndr, COURT STAFF) (Filed on 6/8/2023) |
Filing 116 STIPULATION WITH PROPOSED ORDER Regarding Omnibus Briefing and Page Limits filed by Mark Samarghandi. (Kathrein, Reed) (Filed on 5/31/2023) |
Reset Deadlines as to #109 MOTION to Dismiss, See Docket No. #100 : Responses due by 6/30/2022 and Replies due by 8/2/2022. (ndr, COURT STAFF) (Filed on 5/23/2023) |
Filing 115 ORDER by Hon. Haywood S. Gilliam, Jr. In light of Dkt. No. #112 Baker Hughes's notice of errata, the Court DIRECTS the Clerk to permanently remove Dkt. No. 108 from the docket. (This is a text-only entry generated by the court. There is no document associated with this entry.) (hsglc2, COURT STAFF) (Filed on 5/9/2023) |
Filing 114 ORDER by Judge Haywood S. Gilliam, Jr. Granting #102 Motion for Pro Hac Vice for Youngwood, Jonathan. (ndr, COURT STAFF) (Filed on 5/9/2023) |
Filing 113 MOTION to Dismiss Amended Class Action Complaint, and Joinder in C3 Defendants' Motion to Dismiss in Section I.A. and I.B. and in C3 Defendants' Request for Judicial Notice with respect to Exhibit B filed by BofA Securities, Inc., Canaccord Genuity LLC, Deutsche Bank Securities, Inc., J.P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Morgan Stanley & Co. LLC, Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc.. Motion Hearing set for 8/17/2023 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 6/30/2023. Replies due by 8/2/2023. (Attachments: #1 Proposed Order)(Strauss, Simona) (Filed on 5/1/2023) |
Filing 112 NOTICE by Baker Hughes Company re 108 Opposition/Response to Motion, - NOTICE OF ERRATA (Adams, George) (Filed on 5/1/2023) |
Filing 111 NOTICE of Appearance by George Bell Adams, III for Baker Hughes Company (Adams, George) (Filed on 5/1/2023) |
Filing 110 Rule 7.1 Disclosures by Baker Hughes Company identifying Other Affiliate Capital Research Global Investors, Other Affiliate Capital World Investors, Other Affiliate The Vanguard Group for Baker Hughes Company. ; and Civil L.R. 3-15 Certificate of Interested Entities or Persons (Valenzuela, Jessica) (Filed on 5/1/2023) |
Filing 109 MOTION to Dismiss #71 Amended Class Action Complaint, and Joinder in C3 Defendants' #105 Motion to Dismiss filed by Baker Hughes Company. Motion Hearing set for 8/17/2023 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/15/2023. Replies due by 5/22/2023. (Attachments: #1 Proposed Order)(Valenzuela, Jessica) (Filed on 5/1/2023) |
Filing 108 OPPOSITION/RESPONSE (re #105 MOTION to Dismiss Plaintiffs' Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(B)(6) ) and Joinder in C3 Defendants' #105 Motion to Dismiss filed byBaker Hughes Company. (Attachments: # 1 Proposed Order)(Valenzuela, Jessica) (Filed on 5/1/2023) ATTACHMENT #1 REMOVED PER ORDER DKT115 Modified on 5/10/2023 (kab, COURT STAFF). |
Filing 107 NOTICE of Appearance by Jessica Valenzuela for Baker Hughes Company (Valenzuela, Jessica) (Filed on 5/1/2023) |
Filing 106 Declaration of Harry A. Olivar in Support of #105 MOTION to Dismiss Plaintiffs' Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(B)(6) filed byEdward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Attachments: #1 Exhibit A - December 1, 2021 Form 8-K, #2 Exhibit B - C3 Prospectus, #3 Exhibit C - C3 Registration Statement, #4 Exhibit D - 2021 Form 10-K, #5 Exhibit E - 2022 Form 10-K, #6 Exhibit F - March 1, 2021 Form 8-K, #7 Exhibit G - June 2, 2021 Form 8-K, #8 Exhibit H - September 1, 2021 Form 8-K, #9 Exhibit I - August 20, 2021 Proxy, #10 Exhibit J - August 24, 2022 Proxy, #11 Exhibit K - Baker Hughes April 8, 2021 Form 4, #12 Exhibit L - Baker Hughes April 9, 2021 Form 4, #13 Exhibit M - Baker Hughes April 23, 2021 Form 4, #14 Exhibit N - Baker Hughes April 8, 2021 Form 144, #15 Exhibit O - Baker Hughes April 16, 2021 Form 144, #16 Exhibit P - December 2, 2021 Bank of America Report, #17 Exhibit Q - December 2, 2021 Deutsche Bank Report, #18 Exhibit R - December 2, 2021 J.P. Morgan Report)(Related document(s) #105 ) (Olivar, Harry) (Filed on 5/1/2023) |
Filing 105 MOTION to Dismiss Plaintiffs' Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(B)(6) filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. Motion Hearing set for 8/17/2023 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 6/30/2023. Replies due by 8/2/2023. (Attachments: #1 Appendix A, #2 Request for Judicial Notice, #3 Proposed Order)(Olivar, Harry) (Filed on 5/1/2023) |
Filing 104 Rule 7.1 Disclosures by C3.ai, Inc. (Olivar, Harry) (Filed on 4/26/2023) |
Filing 103 Corporate Disclosure Statement by BofA Securities, Inc., Canaccord Genuity LLC, Deutsche Bank Securities, Inc., J.P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Morgan Stanley & Co. LLC, Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc. identifying Corporate Parent JPMorgan Chase & Co., Other Affiliate The Vanguard Group, Inc., Other Affiliate J.P. Morgan Broker Dealer Holdings Inc. for J.P. Morgan Securities LLC; Corporate Parent DB U.S. Financial Markets Holding Corporation, Corporate Parent DB USA Corporation, Corporate Parent Deutsche Bank AG for Deutsche Bank Securities, Inc.; Corporate Parent KeyCorp for KeyBanc Capital Markets Inc.; Corporate Parent NB Holdings Corporation, Corporate Parent Bank of America Corporation, Other Affiliate Berkshire Hathaway Inc. for BofA Securities, Inc. ; Corporate Parent Needham Group, Inc. for Needham & Company, LLC; Corporate Parent JMP Group Inc., Corporate Parent Citizens Financial Group, Inc., Corporate Parent JMP Investment Holdings LLC, Corporate Parent JMP Group LLC, Corporate Parent JMP Holding LLC for JMP Securities LLC; Corporate Parent Wedbush Financial Services, LLC, Corporate Parent Wedbush Capital for Wedbush Securities Inc.; Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley Domestic Holdings, Inc., Corporate Parent Morgan Stanley, Other Affiliate Mitsubishi UFJ Financial Group Inc. for Morgan Stanley & Co. LLC; Corporate Parent Piper Sandler Companies, Other Affiliate The Vanguard Group, Inc., Other Affiliate BlackRock, Inc. for Piper Sandler & Co.; Corporate Parent Canaccord Genuity Group Inc., Corporate Parent Canaccord Adams Delaware Inc., Corporate Parent Collins Stewart Inc., Corporate Parent Canaccord Adams Financial Group Inc. for Canaccord Genuity LLC. (Strauss, Simona) (Filed on 4/19/2023) |
Filing 102 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18184815.) filed by BofA Securities, Inc., Canaccord Genuity LLC, Deutsche Bank Securities, Inc., J.P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Morgan Stanley & Co. LLC, Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc.. (Youngwood, Jonathan) (Filed on 4/18/2023) |
Filing 101 NOTICE of Appearance by Simona Gurevich Strauss (Strauss, Simona) (Filed on 4/18/2023) |
*** 5/1/2023 Amended Pleadings Deadline Terminated. 5/1/2023 is Response to Amended Pleadings Deadline. See Docket No. #100 . *** (ndr, COURT STAFF) (Filed on 4/12/2023) |
Filing 100 ORDER by Judge Haywood S. Gilliam, Jr. granting #99 Stipulation Extending Time for Defendants to Respond to Amended Class Action Complaint. Amended Pleadings due by 5/1/2023; Motions due by 5/15/2023; Responses due by 6/30/2023; and Replies due by 8/2/2023. (ndr, COURT STAFF) (Filed on 4/11/2023) |
Filing 99 STIPULATION WITH PROPOSED ORDER re #71 Amended Complaint,, Extending Time for Defendants to Respond to Amended Class Action Complaint filed by David Linder, Dennis Martinez, Mark Samarghandi, Christie Sweeney, The Reckstin Family Trust, Elizabeth Wensel, Sharon L. Zavalanski. (Kathrein, Reed) (Filed on 4/10/2023) |
Filing 98 ORDER by Judge Haywood S. Gilliam, Jr. Granting #81 Motion for Pro Hac Vice for Empson, Leigha. (ndr, COURT STAFF) (Filed on 4/5/2023) |
Filing 97 SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Wedbush Securities Inc. served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023) |
Filing 96 SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Piper Sandler & Co. served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023) |
Filing 95 SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Needham & Company, LLC served on 3/15/2023, answer due 4/5/2023. (Kathrein, Reed) (Filed on 4/4/2023) |
Filing 94 SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Morgan Stanley & Co. LLC served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023) |
Filing 93 SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. KeyBanc Capital Markets Inc. served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023) |
Filing 92 SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. JMP Securities LLC served on 3/15/2023, answer due 4/5/2023. (Kathrein, Reed) (Filed on 4/4/2023) |
Filing 91 SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. J.P. Morgan Securities LLC served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023) |
Filing 90 SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Deutsche Bank Securities, Inc. served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023) |
Filing 89 SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. Canaccord Genuity LLC served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023) |
Filing 88 SUMMONS Returned Executed by Elizabeth Wensel, Sharon L. Zavalanski, David Linder, Mark Samarghandi. BofA Securities, Inc. served on 3/16/2023, answer due 4/6/2023. (Kathrein, Reed) (Filed on 4/4/2023) |
Filing 87 CLERK'S NOTICE TO COUNSEL RE DOCKET NO. #81 . Your address on the application does not match the address listed on the docket. Either update your address on the docket or e-file a revised application (with attachments) with the correct address reflected on it. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 4/3/2023) |
Filing 86 ORDER by Judge Haywood S. Gilliam, Jr. Granting #82 Motion for Pro Hac Vice for Waldman, Jacob. (ndr, COURT STAFF) (Filed on 4/3/2023) |
Filing 85 ORDER by Judge Haywood S. Gilliam, Jr. Granting #80 Motion for Pro Hac Vice for Bernstein, Jesse. (ndr, COURT STAFF) (Filed on 4/3/2023) |
Filing 84 ORDER by Judge Haywood S. Gilliam, Jr. Granting #79 Motion for Pro Hac Vice for Carlinsky, Michael. (ndr, COURT STAFF) (Filed on 4/3/2023) |
Filing 83 NOTICE of Appearance by David Edward Myre, III for Defendants C3.ai, Inc., Edward Y. Abbo, David Barter, Thomas M. Siebel, and Lorenzo Simonelli (Myre, David) (Filed on 4/3/2023) |
Filing 82 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18130712.) filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Waldman, Jacob) (Filed on 3/31/2023) |
Filing 81 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18130589.) filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Empson, Leigha) (Filed on 3/31/2023) |
Filing 80 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18130361.) filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Bernstein, Jesse) (Filed on 3/31/2023) |
Filing 79 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-18130310.) filed by Edward Y. Abbo, David Barter, C3.ai, Inc., Thomas M. Siebel, Lorenzo Simonelli. (Carlinsky, Michael) (Filed on 3/31/2023) |
Filing 78 NOTICE of Appearance by Harry Arthur Olivar, Jr (Olivar, Harry) (Filed on 3/31/2023) |
Filing 77 ORDER by Judge Haywood S. Gilliam, Jr. Granting #76 Motion for Leave to File Excess Pages. (ndr, COURT STAFF) (Filed on 3/29/2023) |
Filing 76 Joint MOTION for Leave to File Excess Pages and Proposed Order filed by C3, Inc., C3.ai, Inc.. (Olivar, Harry) (Filed on 3/28/2023) |
Filing 75 Summons Issued as to Baker Hughes Company, BofA Securities, Inc., Canaccord Genuity LLC, Deutsche Bank Securities, Inc., J.P. Morgan Securities LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Morgan Stanley & Co. LLC, Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc.. (dhm, COURT STAFF) (Filed on 3/14/2023) |
Filing 74 Proposed Summons. (Kathrein, Reed) (Filed on 3/13/2023) |
Filing 73 ORDER GRANTING #72 MOTION to Withdraw as Attorney Attorney Danielle Suzanne Myers; Juan Carlos Sanchez; Shawn A. Williams; Michael Albert and Jennifer N. Caringal Terminated.Signed by Judge Haywood S. Gilliam, Jr. on 2/16/2023. (ndr, COURT STAFF) (Filed on 2/16/2023) |
Filing 72 MOTION to Withdraw as Attorney filed by Hossein Y. Afshari. Responses due by 3/2/2023. Replies due by 3/9/2023. (Attachments: #1 Proposed Order)(Sanchez, Juan) (Filed on 2/16/2023) |
Filing 71 AMENDED COMPLAINT against David Barter, Thomas M. Siebel, Lorenzo Simonelli, C3, Inc., Baker Hughes Company, Edward Y. Abbo, Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC, BofA Securities, Inc., Deutsche Bank Securities, Inc., Canaccord Genuity LLC, JMP Securities LLC, KeyBanc Capital Markets Inc., Needham & Company, LLC, Piper Sandler & Co., Wedbush Securities Inc.. Filed byMark Samarghandi, Elizabeth Wensel, Sharon L. Zavalanski, David Linder. (Attachments: #1 Exhibit A - Certification of Sharon Zavalanski, #2 Exhibit B - Certification of David Linder, #3 Exhibit C - Certification of Elizabeth Wensel)(Kathrein, Reed) (Filed on 2/15/2023) |
Filing 70 Order by Judge Haywood S Gilliam, Jr granting #69 Motion for Pro Hac Vice as to Catherine Gannon. (bxs, COURT STAFF) (Filed on 1/12/2023) |
Filing 69 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17894198.) filed by Mark Samarghandi. (Attachments: #1 Certificate of Good Standing)(Gannon, Catherine) (Filed on 1/12/2023) |
Filing 68 ORDER GRANTING #67 STIPULATED SCHEDULING ORDER. Amended Pleadings due by 2/15/2023; Motions due by 4/14/2023; Responses due by 6/14/2023; and Replies due by 7/18/2023. Signed by Judge Haywood S. Gilliam, Jr. on 1/10/2023. (ndr, COURT STAFF) (Filed on 1/10/2023) |
Filing 67 STIPULATION WITH PROPOSED ORDER (STIPULATION AND [PROPOSED] SCHEDULING ORDER) filed by Mark Samarghandi. (Kathrein, Reed) (Filed on 1/6/2023) |
Filing 66 ORDER GRANTING SAMARGHANDIS #30 MOTION FOR APPOINTMENT AS LEAD PLAINTIFF AND LEAD COUNSEL, DENYING THE ( #11 , #18 , #25 , #26 , #35 and #39 ) REMAINING MOTIONS FOR LEAD PLAINTIFF. Case Management Statement due by 1/10/2023. Initial Case Management Conference set for 1/17/2023 02:00 PM.The 1/17/2023 proceeding will be held by AT&T Conference Line. The parties are advised that in the event of an audio problem, counsel should be prepared to attend the hearing via Zoom conference at the Courts direction. The court circulates the following conference number to allow the equivalent of a public hearing by telephone.For conference line information, see: https://apps.cand.uscourts.gov/telhrg/ All counsel, members of the public and press please use the following dial-in information below to access the conference line: Dial In: 888-808-6929Access Code: 6064255The Court may be in session with proceedings in progress when you connect to the conference line. Therefore, mute your phone if possible and wait for the Court to address you before speaking on the line. For call clarity, parties shall NOT use speaker phone or earpieces for these calls, and where at all possible, parties shall use landlines. The parties are further advised to ensure that the Court can hear and understand them clearly before speaking at length.PLEASE NOTE: Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited. See General Order 58 at Paragraph III. Signed by Judge Haywood S. Gilliam, Jr. on 12/12/2022. (ndr, COURT STAFF) (Filed on 12/12/2022) |
Filing 65 RELATED CASE ORDER Re Docket No. #64 . Signed by Judge Haywood S. Gilliam, Jr. on 9/6/2022. (ndr, COURT STAFF) (Filed on 9/6/2022) |
Filing 64 Judicial Referral for Purpose of Determining Relationship of Cases re 22-cv-3031-WHO. Signed by Judge William H. Orrick on 08/29/2022. (jmd, COURT STAFF) (Filed on 8/29/2022) |
Filing 63 CLERK'S NOTICE RE DOCKET NOS. #11 , #18 , #25 , #25 , #30 , #35 , AND #39 . Notice is hereby given that the Court takes the pending motions to appoint lead plaintiff and lead counsel filings under submission. The hearings previously scheduled for August 18, 2022 at 2:00 p.m. are vacated. The Court will issue a written order. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 8/9/2022) |
Filing 62 ORDER by Judge Haywood S. Gilliam, Jr. Granting #61 Stipulation REGARDING AMENDED COMPLAINT AND DEFENDANTS' RESPONSE. (ndr, COURT STAFF) (Filed on 8/9/2022) |
Filing 61 STIPULATION WITH PROPOSED ORDER REGARDING AMENDED COMPLAINT AND DEFENDANTS' RESPONSE filed by C3.ai, Inc., Mark Samarghandi. (Olivar, Harry) (Filed on 8/8/2022) Modified on 8/9/2022 (cjl, COURT STAFF). |
Filing 60 NOTICE of Appearance by Harry Arthur Olivar, Jr (Olivar, Harry) (Filed on 8/8/2022) |
Filing 59 ORDER by Judge Haywood S. Gilliam, Jr. Granting #58 Motion for Pro Hac Vice for Berman, Steve. (ndr, COURT STAFF) (Filed on 6/14/2022) |
Filing 58 MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 317, receipt number ACANDC-17258914.) filed by Mark Samarghandi. (Berman, Steve) (Filed on 6/13/2022) |
Filing 57 NOTICE OF COMPETING APPLICANTS NON-OPPOSITION TO #30 MARK SAMARGHANDIS MOTION FOR APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF SELECTION OF LEAD COUNSEL by Mark Samarghandi. (Gilmore, Lucas) (Filed on 6/10/2022) Modified on 6/13/2022 (cjl, COURT STAFF). |
Filing 56 Notice of Withdrawal of Motion re #7 MOTION to Appoint Lead Plaintiff and Lead Counsel by Yining Cai. (Rosen, Laurence) (Filed on 6/8/2022) Modified on 6/9/2022 (cjl, COURT STAFF). |
Filing 55 REPLY (re #7 MOTION to Appoint Lead Plaintiff and Lead Counsel ) in Further Support of Yining Cai's Lead Plaintiff Motion filed byYining Cai. (Attachments: #1 Declaration of Laurence M. Rosen, #2 Exhibit 1 - Movant's LIFO Dura Loss Chart)(Rosen, Laurence) (Filed on 5/24/2022) |
Filing 54 REPLY (re #30 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byMark Samarghandi. (Gilmore, Lucas) (Filed on 5/24/2022) |
Filing 53 NOTICE by Leonard Janos re #11 MOTION to Appoint Lead Plaintiff and Lead Counsel Notice of Non-Opposition to Competing Lead Plaintiff Motions (Apton, Adam) (Filed on 5/18/2022) |
#Electronic filing error. Document not properly linked. [err102]Corrected by Clerk's Office. No further action is necessary. Re: #50 Notice (Other), filed by Dennis Martine z, Christie Sweeney (dhm, COURT STAFF) (Filed on 5/18/2022) |
Filing 52 OPPOSITION/RESPONSE (re #11 MOTION to Appoint Lead Plaintiff and Lead Counsel , #25 MOTION to Appoint Lead Plaintiff and Lead Counsel , #18 MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support Thereof, #7 MOTION to Appoint Lead Plaintiff and Lead Counsel , #39 MOTION to Appoint Lead Plaintiff and Lead Counsel , #35 MOTION to Appoint Lead Plaintiff and Lead Counsel , #26 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed byMark Samarghandi. (Attachments: #1 Declaration of Lucas E. Gilmore, #2 Exhibit A - Loss Calculations)(Gilmore, Lucas) (Filed on 5/17/2022) |
Filing 51 OPPOSITION/RESPONSE (re #30 MOTION to Appoint Lead Plaintiff and Lead Counsel , #11 MOTION to Appoint Lead Plaintiff and Lead Counsel , #18 MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support Thereof ) filed byYining Cai. (Rosen, Laurence) (Filed on 5/17/2022) |
Filing 50 NOTICE by Dennis Martinez, Christie Sweeney of Non-Opposition to Competing Lead Plaintiff Motions (Linehan, Charles) (Filed on 5/17/2022) Modified on 5/18/2022 linking entry to related documents #7 , #11 , #18 , #25 , #26 , #30 , #35 , #39 (dhm, COURT STAFF). |
Filing 49 RESPONSE (re #30 MOTION to Appoint Lead Plaintiff and Lead Counsel , #11 MOTION to Appoint Lead Plaintiff and Lead Counsel , #25 MOTION to Appoint Lead Plaintiff and Lead Counsel , #7 MOTION to Appoint Lead Plaintiff and Lead Counsel , #39 MOTION to Appoint Lead Plaintiff and Lead Counsel , #35 MOTION to Appoint Lead Plaintiff and Lead Counsel , #26 MOTION to Appoint Lead Plaintiff and Lead Counsel ) filed by Hossein Y. Afshari. (Albert, Michael) (Filed on 5/17/2022) Modified text on 5/18/2022 (dhm, COURT STAFF). |
Filing 48 Statement of Non-Opposition re #25 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byFadi Karnaby. (Related document(s) #25 ) (Abadou, Ramzi) (Filed on 5/17/2022) |
Filing 47 Statement of Non-Opposition re #35 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byDavid Hu, Li Zhong Hu. (Related document(s) #35 ) (Del Gaizo, Gregory) (Filed on 5/10/2022) |
Filing 46 CLERK'S NOTICE TO COUNSEL RE DOCKET NO. #45 . In the future when filing a notice of non-opposition, the correct event to use is statement of non-opposition located under Other Supporting Documents under the Motions and Related Filings Category. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 5/10/2022) |
Filing 45 NOTICE of Non-Opposition by Sravan Potu to #39 MOTION to Appoint Lead Plaintiff and Lead Counsel (Pafiti, Jennifer) (Filed on 5/10/2022) Modified text on 5/10/2022 (dhm, COURT STAFF). |
#Electronic filing error. Incorrect event used. [err101]Corrected by Clerk's Office. No further action is necessary. Re: #45 Notice (Other) filed by Sravan Potu (dhm, CO URT STAFF) (Filed on 5/10/2022) |
Filing 44 CLERK'S NOTICE. Notice is hereby given that the initial case management conference, previously set for June 21, 2022, is continued to August 18, 2022 before Judge Haywood S. Gilliam, Jr., at 2:00 p.m., in Courtroom 2, 4th Floor, 1301 Clay Street, Oakland, CA. All the hearings on the pending ( #7 , #11 , #18 , #25 , #26 , #30 , #35 , #39 ) motions to appoint lead plaintiff and lead counsel are either advanced or continued to August 18, 2022, before Judge Haywood S. Gilliam, Jr., at 2:00 p.m., in Courtroom 2, 4th Floor, 1301 Clay Street, Oakland, CA. Hearing dates of July 28th, August 11th and November 3rd are vacated. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 5/4/2022) |
Filing 43 CLERK'S NOTICE. Notice is hereby given that counsel must re-notice not re-file the #39 motion to appoint lead plaintiff and lead counsel. Hearing date of June 16, 2022, is vacated. The briefing schedule remains in effect. Counsel is directed to check the Court's scheduling notes before re-noticing the motion for a new hearing date. June 16th was not the Court's next available hearing date when this motion was e-filed. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 5/4/2022) |
Filing 42 CLERK'S NOTICE TO COUNSEL REGARDING DOCKET NOS. #7 , #26 , AND #35 . In the future when filing a motion, please be sure that the supporting documents (declarations, exhibits, and proposed order) are e-filed as attachments to the motion filing and not e-filed as separate filings on the docket. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 5/4/2022) |
Filing 41 Certificate of Interested Entities by Sravan Potu re #39 MOTION to Appoint Lead Plaintiff and Lead Counsel (Pafiti, Jennifer) (Filed on 5/3/2022) |
Filing 40 CERTIFICATE of Counsel re #39 MOTION to Appoint Lead Plaintiff and Lead Counsel by Jennifer Pafiti on behalf of Sravan Potu (Pafiti, Jennifer) (Filed on 5/3/2022) |
Filing 39 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Sravan Potu. Motion Hearing set for 6/16/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: #1 Proposed Order, #2 Declaration of Jennifer Pafiti, #3 Exhibit A - Loss Chart, #4 Exhibit B - Press Release, #5 Exhibit C - Certification, #6 Exhibit D - Declaration, #7 Exhibit E - Firm Resume)(Pafiti, Jennifer) (Filed on 5/3/2022) |
Filing 38 CERTIFICATE of Counsel by Gregory Eric Del Gaizo on behalf of David Hu, Li Zhong Hu (Del Gaizo, Gregory) (Filed on 5/3/2022) |
Filing 37 Certificate of Interested Entities by David Hu, Li Zhong Hu (Del Gaizo, Gregory) (Filed on 5/3/2022) |
Filing 36 Declaration of Gregory E. Del Gaizo in Support of #35 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byDavid Hu, Li Zhong Hu. (Attachments: #1 Exhibit A (Published Notice), #2 Exhibit B (Movants' Certifications), #3 Exhibit C (Loss Calculations), #4 Exhibit D (Robbins LLP Resume))(Related document(s) #35 ) (Del Gaizo, Gregory) (Filed on 5/3/2022) |
Filing 35 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by David Hu, Li Zhong Hu. Motion Hearing set for 11/3/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: #1 Proposed Order)(Del Gaizo, Gregory) (Filed on 5/3/2022) |
Filing 34 CERTIFICATE of Counsel by Wesley Aaron Wong on behalf of Mark Samarghandi (Wong, Wesley) (Filed on 5/3/2022) |
Filing 33 CERTIFICATE of Counsel by Reed R. Kathrein on behalf of Mark Samarghandi (Kathrein, Reed) (Filed on 5/3/2022) |
Filing 32 CERTIFICATE of Counsel by Lucas E. Gilmore on behalf of Mark Samarghandi (Gilmore, Lucas) (Filed on 5/3/2022) |
Filing 31 Certificate of Interested Entities by Mark Samarghandi (Gilmore, Lucas) (Filed on 5/3/2022) |
Filing 30 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Mark Samarghandi. Motion Hearing set for 7/28/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: #1 Declaration of Lucas E. Gilmore, #2 Exhibit A - Movant's Certification, #3 Exhibit B - Movant's Loss Chart, #4 Exhibit C- Notice of Pendency, #5 Exhibit D- Firm Resume, #6 Exhibit E- Movant's Declaration, #7 Proposed Order)(Gilmore, Lucas) (Filed on 5/3/2022) |
Filing 29 CERTIFICATE of Counsel by Charles Henry Linehan on behalf of Dennis Martinez, Christie Sweeney (Linehan, Charles) (Filed on 5/3/2022) |
Filing 28 Certificate of Interested Entities by Dennis Martinez, Christie Sweeney (Linehan, Charles) (Filed on 5/3/2022) |
Filing 27 Declaration of Charles H. Linehan in Support of #26 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byDennis Martinez, Christie Sweeney. (Attachments: #1 Exhibit A - Press Release, #2 Exhibit B - Certification, #3 Exhibit C - Loss Chart, #4 Exhibit D - GPM Firm Resume)(Related document(s) #26 ) (Linehan, Charles) (Filed on 5/3/2022) |
Filing 26 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Dennis Martinez, Christie Sweeney. Motion Hearing set for 11/3/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: #1 Proposed Order)(Linehan, Charles) (Filed on 5/3/2022) |
Filing 25 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Fadi Karnaby. Motion Hearing set for 8/11/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: #1 Declaration of Ramzi Abadou, #2 Exhibit A (Certification & Schedule A), #3 Exhibit B (Loss Chart), #4 Exhibit C (Karnaby Declaration), #5 Exhibit D (GlobeNewswire PR), #6 Exhibit E (KSF Resume), #7 Proposed Order)(Abadou, Ramzi) (Filed on 5/3/2022) |
Filing 24 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Juan Carlos Sanchez on behalf of Hossein Y. Afshari (Sanchez, Juan) (Filed on 5/3/2022) |
Filing 23 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Jennifer N. Caringal on behalf of Hossein Y. Afshari (Caringal, Jennifer) (Filed on 5/3/2022) |
Filing 22 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Danielle Suzanne Myers on behalf of Hossein Y. Afshari (Myers, Danielle) (Filed on 5/3/2022) |
Filing 21 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Shawn A. Williams on behalf of Hossein Y. Afshari (Williams, Shawn) (Filed on 5/3/2022) |
Filing 20 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Michael Albert on behalf of Hossein Y. Afshari (Albert, Michael) (Filed on 5/3/2022) |
Filing 19 Certificate of Interested Entities by Hossein Y. Afshari (Albert, Michael) (Filed on 5/3/2022) |
Filing 18 MOTION to Appoint Lead Plaintiff and Lead Counsel ; Memorandum of Law in Support Thereof filed by Hossein Y. Afshari. Motion Hearing set for 11/3/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: #1 Declaration of Michael Albert in Support, #2 Exhibit A - PSLRA Notice, #3 Exhibit B - Certification, #4 Exhibit C - Estimate of losses, #5 Exhibit D - Mr. Afshari's Declaration, #6 Proposed Order)(Albert, Michael) (Filed on 5/3/2022) |
Filing 17 NOTICE of Appearance by Michael Albert (Albert, Michael) (Filed on 5/3/2022) |
Filing 16 Certificate of Interested Entities by Fadi Karnaby Pursuant to Local Rule 3-15 (Abadou, Ramzi) (Filed on 5/3/2022) |
Filing 15 CERTIFICATE of Counsel Pursuant to Local Rule 3-7(d) by Ramzi Abadou on behalf of Fadi Karnaby (Abadou, Ramzi) (Filed on 5/3/2022) |
Filing 14 NOTICE of Appearance by Ramzi Abadou (Abadou, Ramzi) (Filed on 5/3/2022) |
Filing 13 Certificate of Interested Entities by Leonard Janos re #11 MOTION to Appoint Lead Plaintiff and Lead Counsel (Apton, Adam) (Filed on 5/3/2022) |
Filing 12 CERTIFICATE of Counsel re #11 MOTION to Appoint Lead Plaintiff and Lead Counsel by Adam Marc Apton on behalf of Leonard Janos (Apton, Adam) (Filed on 5/3/2022) |
Filing 11 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Leonard Janos. Motion Hearing set for 11/3/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: #1 Declaration of Adam M. Apton, #2 Exhibit A - PSLRA Certification, #3 Exhibit B - Loss Chart, #4 Exhibit C - PSLRA Notice, #5 Exhibit D - Janos Decl., #6 Exhibit E - LK Resume, #7 Proposed Order)(Apton, Adam) (Filed on 5/3/2022) |
Filing 10 CERTIFICATE of Counsel re #7 MOTION to Appoint Lead Plaintiff and Lead Counsel by Laurence Matthew Rosen on behalf of Yining Cai (Rosen, Laurence) (Filed on 5/3/2022) |
Filing 9 Certificate of Interested Entities by Yining Cai re #7 MOTION to Appoint Lead Plaintiff and Lead Counsel (Rosen, Laurence) (Filed on 5/3/2022) |
Filing 8 Declaration of Laurence M. Rosen in Support of #7 MOTION to Appoint Lead Plaintiff and Lead Counsel filed byYining Cai. (Attachments: #1 Exhibit 1 - PSLRA Early Notice, #2 Exhibit 2 - PSLRA Cert., #3 Exhibit 3 - Loss Chart, #4 Exhibit 4 - Firm Resume)(Related document(s) #7 ) (Rosen, Laurence) (Filed on 5/3/2022) |
Filing 7 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Yining Cai. Motion Hearing set for 11/3/2022 02:00 AM in Oakland, Courtroom 2, 4th Floor before Judge Haywood S Gilliam Jr.. Responses due by 5/17/2022. Replies due by 5/24/2022. (Attachments: #1 Proposed Order)(Rosen, Laurence) (Filed on 5/3/2022) |
Filing 6 CLERK'S NOTICE. Notice is hereby given that the Case Management Conference, previously set for June 7, 2022, is continued to June 21, 2022, before Judge Haywood S. Gilliam, Jr., at 2:00 p.m. Case Management Statement due by June 14th. The June 21st proceeding will be held by AT&T Conference Line. The parties are advised that in the event of an audio problem, counsel should be prepared to attend the hearing via Zoom conference at the Courts direction. The court circulates the following conference number to allow the equivalent of a public hearing by telephone.For conference line information, see: https://apps.cand.uscourts.gov/telhrg/ All counsel, members of the public and press please use the following dial-in information below to access the conference line: Dial In: 888-808-6929Access Code: 6064255The Court may be in session with proceedings in progress when you connect to the conference line. Therefore, mute your phone if possible and wait for the Court to address you before speaking on the line. For call clarity, parties shall NOT use speaker phone or earpieces for these calls, and where at all possible, parties shall use landlines. The parties are further advised to ensure that the Court can hear and understand them clearly before speaking at length.PLEASE NOTE: Persons granted access to court proceedings held by telephone or videoconference are reminded that photographing, recording, and rebroadcasting of court proceedings, including screenshots or other visual copying of a hearing, is absolutely prohibited. See General Order 58 at Paragraph III. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ndr, COURT STAFF) (Filed on 3/25/2022) |
Filing 5 Summons Issued as to David Barter, C3.ai, Inc., Patricia A. House, Richard Levin, Michael G. McCaffery, Nehal Raj, Condoleezza Rice, S. Shankar Sastry, Bruce Sewell, Thomas M. Siebel, Lorenzo Simonelli, Stephen M. Ward Jr.. (dhm, COURT STAFF) (Filed on 3/7/2022) |
Filing 4 Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 5/31/2022. Initial Case Management Conference set for 6/7/2022 02:00 PM in Oakland, Courtroom 2, 4th Floor. (dhm, COURT STAFF) (Filed on 3/7/2022) |
Filing 3 Case assigned to Judge Haywood S Gilliam, Jr. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (cv, COURT STAFF) (Filed on 3/7/2022) |
Filing 2 Proposed Summons. (Pafiti, Jennifer) (Filed on 3/4/2022) |
Filing 1 CLASS ACTION COMPLAINT under private action arising under the Securities Act or Exchange Act. against David Barter, C3.ai, Inc., Patricia A. House, Richard Levin, Michael G. McCaffery, Nehal Raj, Condoleezza Rice, S. Shankar Sastry, Bruce Sewell, Thomas M. Siebel, Lorenzo Simonelli, Stephen M. Ward Jr. ( Filing fee $ 402, receipt number ACANDC-16963458.). Filed byThe Reckstin Family Trust. (Attachments: #1 Certification, #2 Schedule A, #3 Civil Cover Sheet)(Pafiti, Jennifer) (Filed on 3/4/2022) Modified on 3/7/2022 (cv, COURT STAFF). |
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